Advisors Asset Management, Inc.
Long book
$6.01B
Q1 2026
Positions
1451
Top-10 weight
16%
concentration
Last quarter
+11.3%
SPY +14.8%
Turnover
10%
of book per quarter
Strategy in plain words
auto-generated from filingsAdvisors Asset Management, Inc. is a mechanically diversified allocator, running a $6.01B US long book across 1451 positions.
The portfolio is broadly diversified across 1451 positions (top 10 only 16%). Turnover is modest: positions are typically held for years. Current anchor positions: ALPHABET INC-CL A, AMAZON.COM INC, APPLE INC, MICROSOFT CORP, WALMART INC.
Over the last 9 quarters its long book ran on average 0.6pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+0.9%
Q2 2024
+8.0%
Q3 2024
+0.1%
Q4 2024
-1.5%
Q1 2025
+7.2%
Q2 2025
+6.1%
Q3 2025
+1.5%
Q4 2025
+1.2%
Q1 2026
+11.3%
Sector allocation
Technology 24%
Industrials 18%
Consumer discretionary 11%
Healthcare 8%
Utilities 6%
Services media 6%
Financials 6%
Other 5%
Long book by quarter
What does Advisors Asset own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| GOOGL ALPHABET INC-CL A | Technology | 556.3K | $160.0M | 2.7% | -6.9% |
| AMZN AMAZON.COM INC | Consumer discretionary | 746.3K | $155.4M | 2.6% | -3.4% |
| AAPL APPLE INC | Technology | 525.4K | $133.3M | 2.2% | -4.1% |
| MSFT MICROSOFT CORP | Technology | 274.7K | $101.7M | 1.7% | -2.4% |
| WMT WALMART INC | Consumer discretionary | 749.7K | $93.2M | 1.5% | -7.1% |
| META META PLATFORMS INC-CLASS A | Technology | 151.8K | $86.9M | 1.4% | -1.7% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 1.2M | $60.2M | 1.0% | -2.9% |
| V VISA INC-CLASS A SHARES | Services media | 192.2K | $58.1M | 1.0% | -1.8% |
| MA MASTERCARD INC - A | Services media | 113.0K | $56.5M | 0.9% | -2.7% |
| AVGO BROADCOM INC | Technology | 136.7K | $42.3M | 0.7% | -8.1% |
| MRK MERCK & CO. INC. | Healthcare | 349.5K | $42.0M | 0.7% | +2.0% |
| JNJ JOHNSON & JOHNSON | Healthcare | 166.8K | $40.8M | 0.7% | -7.3% |
| SHOP SHOPIFY INC - CLASS A | Technology | 339.6K | $40.3M | 0.7% | -1.9% |
| CVX CHEVRON CORP | Energy | 192.3K | $39.8M | 0.7% | -0.4% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 158.4K | $38.4M | 0.6% | -3.4% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 37.3K | $37.2M | 0.6% | +2.7% |
| GLW CORNING INC | Industrials | 270.2K | $36.7M | 0.6% | -12.3% |
| AMGN AMGEN INC | Healthcare | 103.8K | $36.5M | 0.6% | -2.9% |
| T AT&T INC | Communications | 1.3M | $36.3M | 0.6% | -6.0% |
| CSCO CISCO SYSTEMS INC | Technology | 460.7K | $35.7M | 0.6% | -11.1% |
| UPS UNITED PARCEL SERVICE-CL B | Industrials | 346.6K | $34.1M | 0.6% | +7.2% |
| TXN TEXAS INSTRUMENTS INC | Technology | 170.7K | $33.1M | 0.6% | +6.2% |
| TMUS T-MOBILE US INC | Communications | 148.3K | $31.1M | 0.5% | +0.6% |
| AXP AMERICAN EXPRESS CO | Financials | 102.2K | $30.9M | 0.5% | -3.5% |
| KO COCA-COLA CO/THE | Consumer staples | 380.2K | $28.9M | 0.5% | -0.5% |
| NVDA NVIDIA CORP | Technology | 166.1K | $28.7M | 0.5% | +4.7% |
| HD HOME DEPOT INC | Consumer discretionary | 86.4K | $28.4M | 0.5% | +7.9% |
| GEV GE VERNOVA INC | Industrials | 30.9K | $27.0M | 0.4% | -7.7% |
| LMT LOCKHEED MARTIN CORP | Industrials | 43.0K | $26.0M | 0.4% | -6.0% |
| PFE PFIZER INC | Healthcare | 881.3K | $24.7M | 0.4% | -4.0% |
| PWR QUANTA SERVICES INC | Industrials | 44.8K | $24.6M | 0.4% | -4.8% |
| GS GOLDMAN SACHS GROUP INC | Financials | 29.0K | $24.5M | 0.4% | -0.6% |
| PG PROCTER & GAMBLE CO/THE | Other | 168.4K | $24.3M | 0.4% | +3.3% |
| FDX FEDEX CORP | Industrials | 67.9K | $24.2M | 0.4% | -1.9% |
| PH PARKER HANNIFIN CORP | Industrials | 27.0K | $24.2M | 0.4% | +5.1% |
| CMI CUMMINS INC | Industrials | 44.2K | $23.8M | 0.4% | -0.2% |
| CMCSA COMCAST CORP-CLASS A | Communications | 814.1K | $23.4M | 0.4% | +14.4% |
| CLS CELESTICA INC | Technology | 82.9K | $23.3M | 0.4% | -5.8% |
| NEE NEXTERA ENERGY INC | Utilities | 242.9K | $22.6M | 0.4% | +2.8% |
| JPM JPMORGAN CHASE & CO | Financials | 76.5K | $22.5M | 0.4% | +0.8% |
| APH AMPHENOL CORP-CL A | Technology | 177.4K | $22.4M | 0.4% | -4.3% |
| MU MICRON TECHNOLOGY INC | Technology | 64.5K | $21.8M | 0.4% | +8.1% |
| GILD GILEAD SCIENCES INC | Healthcare | 155.3K | $21.6M | 0.4% | -4.5% |
| LLY ELI LILLY & CO | Healthcare | 22.4K | $20.6M | 0.3% | -1.6% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 139.9K | $20.5M | 0.3% | +6.5% |
| RTX RTX CORP | Industrials | 102.2K | $19.7M | 0.3% | +1.4% |
| ABBV ABBVIE INC | Healthcare | 87.2K | $19.0M | 0.3% | +8.6% |
| EME EMCOR GROUP INC | Industrials | 25.0K | $18.5M | 0.3% | +1.1% |
| PANW PALO ALTO NETWORKS INC | Technology | 114.7K | $18.4M | 0.3% | +16.0% |
| LRCX LAM RESEARCH CORP | Industrials | 85.4K | $18.2M | 0.3% | -9.9% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 15, 2026 | 1453 | $6.01B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 12, 2026 | 1440 | $5.96B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 6, 2025 | 1453 | $5.89B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 12, 2025 | 1472 | $5.59B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 15, 2025 | 1494 | $5.32B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 10, 2025 | 1472 | $5.43B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 8, 2024 | 1460 | $5.44B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 14, 2024 | 1436 | $5.13B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 14, 2024 | 1395 | $5.20B | canonical | SEC ↗ |
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