Ball & Co Wealth Management Inc.

Wealth advisor Mechanical financials specialist (61%) CIK 2057075
League rank
#3098
in Wealth advisor · #6885 overall
Long book
$119.5M
Q1 2026
Positions
80
Top-10 weight
94%
concentration
Last quarter
+6.2%
SPY +14.8%
Turnover
27%
of book per quarter

Strategy in plain words

auto-generated from filings

Ball & Co Wealth Management Inc. is a wealth-management firm allocating client money, specialised in financials (61% of the long book), running a $119.5M US long book across 80 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: VANGUARD DIVIDEND APPREC ETF, ISHARES MSCI EAFE VALUE ETF, ISHARES RUSSELL 1000 GROWTH, SPDR GOLD SHARES, KRANESHARES H HDG EQ IDX ETF.

Over the last 6 quarters its long book ran on average 0.9pp per quarter behind the S&P 500, beating the index in 3 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
+1.5%
Q1 2025
+4.4%
Q2 2025
+6.9%
Q3 2025
+3.6%
Q4 2025
-0.3%
Q1 2026
+6.2%

Sector allocation

Healthcare
69%
Technology
13%
Consumer discretionary
5%
Financials
3%
Energy
3%
Services media
3%
Industrials
1%
Consumer staples
1%

Long book by quarter

$125.7M
Q4 2024
$93.3M
Q1 2025
$93.9M
Q2 2025
$150.3M
Q3 2025
$155.3M
Q4 2025
$119.5M
Q1 2026

What does Ball & own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AMGN AMGEN INCHealthcare14.3K$5.0M4.2%+0.7%
GILD GILEAD SCIENCES INCHealthcare7.6K$1.1M0.9%+0.6%
AAPL APPLE INCTechnology2.9K$726K0.6%+0.1%
ABBV ABBVIE INCHealthcare2.3K$490K0.4%+0.7%
XOM EXXON MOBIL CORPEnergy1.8K$302K0.3%+0.6%
GOOGL ALPHABET INC-CL ATechnology1.0K$290K0.2%+0.1%
JPM JPMORGAN CHASE & COFinancials852$250K0.2%+0.5%
COST COSTCO WHOLESALE CORPConsumer discretionary232$231K0.2%Held
MAR MARRIOTT INTERNATIONAL -CL AServices media533$174K0.1%+0.2%
AMZN AMAZON.COM INCConsumer discretionary616$128K0.1%Held
NFLX NETFLIX INCServices media1.0K$100K0.1%+5.0%
CLX CLOROX COMPANYOther900$93K0.1%+1.0%
HD HOME DEPOT INCConsumer discretionary245$80K0.1%+0.8%
BA BOEING CO/THEIndustrials350$69K0.1%Held
NOC NORTHROP GRUMMAN CORPTechnology102$69K0.1%Held
CVS CVS HEALTH CORPHealthcare908$65K0.1%-8.3%
GOOG ALPHABET INC-CL CTechnology202$58K0.0%Held
META META PLATFORMS INC-CLASS ATechnology96$55K0.0%Held
PM PHILIP MORRIS INTERNATIONALConsumer staples321$53K0.0%+0.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials100$47K0.0%Held
SBUX STARBUCKS CORPConsumer discretionary476$42K0.0%+0.6%
T AT&T INCCommunications1.4K$41K0.0%+1.1%
TRS TRIMAS CORPIndustrials1.0K$36K0.0%+0.1%
ONCY ONCOLYTICS BIOTECH INCHealthcare38.3K$32K0.0%Held
MO ALTRIA GROUP INCConsumer staples467$30K0.0%+2.0%
SMMT SUMMIT THERAPEUTICS INCHealthcare1.5K$28K0.0%New
ROKU ROKU INCCommunications300$28K0.0%Held
SRE SEMPRAUtilities244$23K0.0%+0.8%
MSFT MICROSOFT CORPTechnology57$21K0.0%+1.8%
PBYI PUMA BIOTECHNOLOGY INCHealthcare3.1K$19K0.0%Held
CP CANADIAN PACIFIC KANSAS CITYIndustrials204$16K0.0%Held
KO COCA-COLA CO/THEConsumer staples188$14K0.0%Held
EBAY EBAY INCServices media121$11K0.0%Held
BMY BRISTOL-MYERS SQUIBB COHealthcare196$11K0.0%+1.0%
ZTS ZOETIS INCHealthcare49$5K0.0%+2.1%
JNJ JOHNSON & JOHNSONHealthcare23$5K0.0%+4.5%
DIS WALT DISNEY CO/THEServices media53$5K0.0%+1.9%
PFE PFIZER INCHealthcare191$5K0.0%+1.6%
MET METLIFE INCFinancials76$5K0.0%-75.9%
LLY ELI LILLY & COHealthcare5$4K0.0%Held
VKTX VIKING THERAPEUTICS INCHealthcare100$3K0.0%Held
MRK MERCK & CO. INC.Healthcare31$3K0.0%Held
CCL CARNIVAL CORP LTDIndustrials100$2K0.0%Held
CMCSA COMCAST CORP-CLASS ACommunications43$1K0.0%Held
BHF BRIGHTHOUSE FINANCIAL INCFinancials26$1K0.0%Held
SMCI SUPER MICRO COMPUTER INCTechnology50$1K0.0%Held
CTVA CORTEVA INCConsumer staples6$00.0%Held
DOW DOW INCMaterials8$00.0%Held
VTRS VIATRIS INCHealthcare22$00.0%+4.8%
DD DUPONT DE NEMOURS INCMaterials6$00.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 1, 202680$119.5M $K fixed canonicalSEC ↗
Q4 202513F-HRJan 23, 202678$155.3M $K fixed canonicalSEC ↗
Q3 202513F-HROct 24, 202589$150.3M $K fixed canonicalSEC ↗
Q2 202513F-HRJul 25, 202574$93.9M $K fixed canonicalSEC ↗
Q1 202513F-HRMay 9, 202571$93.3M $K fixed canonicalSEC ↗
Q4 202413F-HRFeb 20, 202575$125.7M $K fixed canonicalSEC ↗