Baron Financial Group, LLC

Wealth advisor Mechanical financials specialist (61%) CIK 1832093
League rank
#1270
in Wealth advisor · #3956 overall
Long book
$185.4M
Q1 2026
Positions
53
Top-10 weight
56%
concentration
Last quarter
+11.3%
SPY +14.8%
Turnover
7%
of book per quarter

Strategy in plain words

auto-generated from filings

Baron Financial Group, LLC is a wealth-management firm allocating client money, specialised in financials (61% of the long book), running a $185.4M US long book across 53 positions.

The portfolio is concentrated: the top 10 names carry 56% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: SS SPDR S&P 500 ETF TRUST-US, ISHARES RUSSELL 2000 ETF, VANGUARD SHORT-TERM TIPS, INVESCO QQQ TRUST SERIES 1, ISHARES MSCI EAFE ETF.

Over the last 9 quarters its long book ran on average 0.7pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.1%
Q2 2024
+6.8%
Q3 2024
-1.2%
Q4 2024
-0.9%
Q1 2025
+7.8%
Q2 2025
+7.0%
Q3 2025
+2.3%
Q4 2025
-0.1%
Q1 2026
+11.3%

Sector allocation

Technology
52%
Energy
18%
Financials
14%
Other
12%
Healthcare
4%

Long book by quarter

$162.1M
Q1 2024
$157.3M
Q2 2024
$163.5M
Q3 2024
$161.3M
Q4 2024
$159.0M
Q1 2025
$170.4M
Q2 2025
$182.5M
Q3 2025
$186.5M
Q4 2025
$185.4M
Q1 2026

What does Baron Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology6.0K$1.5M0.8%-22.9%
XOM EXXON MOBIL CORPEnergy6.7K$1.1M0.6%Held
C CITIGROUP INCFinancials5.7K$646K0.3%-2.8%
IBM INTL BUSINESS MACHINES CORPTechnology2.7K$645K0.3%+0.7%
MSFT MICROSOFT CORPTechnology1.6K$595K0.3%-11.6%
NVDA NVIDIA CORPTechnology3.1K$535K0.3%-8.8%
ARCC ARES CAPITAL CORP26.0K$468K0.3%Held
CL COLGATE-PALMOLIVE COOther3.4K$291K0.2%Held
ABBV ABBVIE INCHealthcare1.3K$285K0.2%Held
JPM JPMORGAN CHASE & COFinancials815$240K0.1%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 9, 202653$185.4M canonicalSEC ↗
Q4 202513F-HRJan 9, 202657$186.5M canonicalSEC ↗
Q3 202513F-HROct 8, 202550$182.5M canonicalSEC ↗
Q2 202513F-HRJul 9, 202549$170.4M canonicalSEC ↗
Q1 202513F-HRApr 14, 202547$159.0M canonicalSEC ↗
Q4 202413F-HRJan 21, 202550$161.3M canonicalSEC ↗
Q3 202413F-HROct 18, 202447$163.5M canonicalSEC ↗
Q2 202413F-HRJul 22, 202447$157.3M canonicalSEC ↗
Q1 202413F-HRApr 30, 202450$162.1M canonicalSEC ↗