Dougherty & Associates, LLC

Other Low signal CIK 2109295
League rank
#465
in Other · #1701 overall
Long book
$108.8M
Q1 2026
Positions
52
Top-10 weight
60%
concentration
Last quarter
+14.7%
SPY +14.8%
Turnover
7%
of book per quarter

Strategy in plain words

auto-generated from filings

Dougherty & Associates, LLC is an institutional manager, running a $108.8M US long book across 52 positions.

The portfolio is concentrated: the top 10 names carry 60% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: NVIDIA CORP, ROYAL CARIBBEAN CRUISES LTD, VANECK PREF SEC X-FINANCIALS, VANGUARD INFO TECH ETF, VANGUARD S&P 500 ETF.

Signal value of individual moves is limited — treat changes as weak evidence.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2025
-3.7%
Q1 2026
+14.7%

Sector allocation

Technology
42%
Industrials
23%
Utilities
15%
Consumer discretionary
7%
Services media
6%
Financials
3%
Healthcare
2%
Other
1%

Long book by quarter

$111.9M
Q4 2025
$108.8M
Q1 2026

What does Dougherty & own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology71.6K$12.5M11.5%-9.9%
RCL ROYAL CARIBBEAN CRUISES LTDIndustrials36.9K$10.2M9.3%-4.8%
GOOGL ALPHABET INC-CL ATechnology21.8K$6.3M5.8%-1.6%
AAPL APPLE INCTechnology15.6K$4.0M3.6%-1.3%
AMZN AMAZON.COM INCConsumer discretionary16.6K$3.5M3.2%+9.4%
MSFT MICROSOFT CORPTechnology9.2K$3.4M3.1%+43.0%
DUK DUKE ENERGY CORPUtilities19.0K$2.5M2.3%+1.4%
PGR PROGRESSIVE CORPFinancials12.4K$2.5M2.3%+14.2%
PANW PALO ALTO NETWORKS INCTechnology14.2K$2.3M2.1%+8.9%
ED CONSOLIDATED EDISON INCUtilities19.9K$2.3M2.1%+0.7%
MAR MARRIOTT INTERNATIONAL -CL AServices media6.7K$2.2M2.0%-1.6%
GE GENERAL ELECTRICIndustrials7.7K$2.2M2.0%-4.6%
META META PLATFORMS INC-CLASS ATechnology3.8K$2.2M2.0%+21.2%
BKNG BOOKING HOLDINGS INCIndustrials411$1.7M1.6%+16.1%
GOOG ALPHABET INC-CL CTechnology5.0K$1.4M1.3%0.0%
V VISA INC-CLASS A SHARESServices media4.6K$1.4M1.3%+3.9%
SO SOUTHERN CO/THEUtilities12.6K$1.2M1.1%+5.7%
NVT NVENT ELECTRIC PLCIndustrials9.4K$1.1M1.0%-2.9%
GD GENERAL DYNAMICS CORPIndustrials3.0K$1.0M0.9%Held
TMO THERMO FISHER SCIENTIFIC INCOther2.0K$998K0.9%-5.0%
WM WASTE MANAGEMENT INCUtilities4.3K$985K0.9%-2.1%
HE HAWAIIAN ELECTRIC INDSUtilities65.9K$978K0.9%+7.1%
HD HOME DEPOT INCConsumer discretionary2.7K$898K0.8%-18.7%
UBER UBER TECHNOLOGIES INCServices media10.4K$747K0.7%+63.0%
VIK VIKING HOLDINGS LTDIndustrials9.9K$728K0.7%+17.3%
WMT WALMART INCConsumer discretionary5.5K$686K0.6%-5.6%
MMM 3M COHealthcare4.2K$610K0.6%Held
WEC WEC ENERGY GROUP INCUtilities5.2K$598K0.5%-1.7%
HCA HCA HEALTHCARE INCHealthcare1.2K$552K0.5%+4.6%
EIX EDISON INTERNATIONALUtilities6.8K$501K0.5%+20.1%
DTE DTE ENERGY COMPANYUtilities3.3K$475K0.4%+0.8%
ETR ENTERGY CORPUtilities4.2K$474K0.4%+7.6%
BA BOEING CO/THEIndustrials2.2K$438K0.4%Held
DTM DT MIDSTREAM INCUtilities3.1K$423K0.4%+0.7%
NEE NEXTERA ENERGY INCUtilities4.4K$410K0.4%0.0%
XOM EXXON MOBIL CORPEnergy2.3K$398K0.4%Held
LLY ELI LILLY & COHealthcare343$315K0.3%-2.8%
AEP AMERICAN ELECTRIC POWERUtilities2.1K$277K0.3%+0.1%
FE FIRSTENERGY CORPUtilities5.2K$264K0.2%-9.1%
XEL XCEL ENERGY INCUtilities2.8K$224K0.2%-10.3%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 21, 202652$108.8M canonicalSEC ↗
Q4 202513F-HRFeb 5, 202656$111.9M canonicalSEC ↗