Financial Concepts Unlimited, Inc.

Wealth advisor Mechanical technology specialist (70%) CIK 2112099
League rank
#250
in Wealth advisor · #1755 overall
Long book
$111.6M
Q1 2026
Positions
44
Top-10 weight
78%
concentration
Last quarter
+14.6%
SPY +14.8%
Turnover
of book per quarter

Strategy in plain words

auto-generated from filings

Financial Concepts Unlimited, Inc. is a wealth-management firm allocating client money, specialised in technology (70% of the long book), running a $111.6M US long book across 44 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. Current anchor positions: SS SPDR DOW JONES INDUS AVG, INVESCO QQQ TRUST SERIES 1, SS SPDR S&P 500 ETF TRUST-US, FED HERMES LARGE CAP VALUE, NVIDIA CORP.

Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Sector allocation

Technology
72%
Consumer discretionary
9%
Industrials
9%
Financials
4%
Healthcare
2%
Energy
2%
Services media
2%

Long book by quarter

$111.6M
Q1 2026

What does Financial Concepts own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology51.5K$9.0M8.0%Held
AAPL APPLE INCTechnology7.8K$2.0M1.8%Held
TSLA TESLA INCIndustrials3.0K$1.1M1.0%Held
AMZN AMAZON.COM INCConsumer discretionary3.8K$798K0.7%Held
JPM JPMORGAN CHASE & COFinancials1.7K$488K0.4%Held
WMT WALMART INCConsumer discretionary3.2K$400K0.4%Held
MSFT MICROSOFT CORPTechnology1.1K$395K0.4%Held
LLY ELI LILLY & COHealthcare400$368K0.3%Held
HD HOME DEPOT INCConsumer discretionary1.1K$349K0.3%Held
XOM EXXON MOBIL CORPEnergy2.0K$347K0.3%Held
CAT CATERPILLAR INCIndustrials456$323K0.3%Held
MAR MARRIOTT INTERNATIONAL -CL AServices media840$275K0.2%Held
META META PLATFORMS INC-CLASS ATechnology444$254K0.2%Held
AXP AMERICAN EXPRESS COFinancials762$230K0.2%Held
GOOGL ALPHABET INC-CL ATechnology761$219K0.2%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 5, 202644$111.6M canonicalSEC ↗