FIRST TRUST ADVISORS LP

Index provider Mechanical CIK 1125816
League rank
#2
in Index provider · #1200 overall
Long book
$139.95B
Q1 2026
Positions
2602
Top-10 weight
10%
concentration
Last quarter
+16.2%
SPY +14.8%
Turnover
9%
of book per quarter

Strategy in plain words

auto-generated from filings

FIRST TRUST ADVISORS LP is an index provider — its holdings mirror index composition mechanically, running a $139.95B US long book across 2602 positions.

The portfolio is broadly diversified across 2602 positions (top 10 only 10%). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: NVIDIA CORP, CISCO SYSTEMS INC, BROADCOM INC, MICROSOFT CORP, ALPHABET INC-CL A.

Over the last 9 quarters its long book ran on average 0.4pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
-0.7%
Q2 2024
+7.0%
Q3 2024
+1.4%
Q4 2024
-3.2%
Q1 2025
+10.1%
Q2 2025
+6.3%
Q3 2025
+0.5%
Q4 2025
-0.6%
Q1 2026
+16.2%

Sector allocation

Technology
28%
Industrials
20%
Financials
15%
Healthcare
7%
Consumer discretionary
6%
Services media
6%
Other
5%
Energy
4%

Long book by quarter

$98.53B
Q1 2024
$98.08B
Q2 2024
$104.97B
Q3 2024
$113.44B
Q4 2024
$112.91B
Q1 2025
$124.34B
Q2 2025
$134.33B
Q3 2025
$137.60B
Q4 2025
$139.95B
Q1 2026

What does FIRST TRUST own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology10.4M$1.82B1.3%+5.4%
CSCO CISCO SYSTEMS INCTechnology22.1M$1.72B1.2%-14.5%
AVGO BROADCOM INCTechnology5.2M$1.60B1.1%+8.9%
MSFT MICROSOFT CORPTechnology4.1M$1.53B1.1%+13.8%
GOOGL ALPHABET INC-CL ATechnology4.9M$1.41B1.0%+1.0%
AAPL APPLE INCTechnology5.2M$1.32B0.9%+20.9%
META META PLATFORMS INC-CLASS ATechnology1.9M$1.08B0.8%-12.4%
XOM EXXON MOBIL CORPEnergy6.2M$1.05B0.7%-6.0%
PANW PALO ALTO NETWORKS INCTechnology6.5M$1.04B0.7%+4.4%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology2.6M$1.01B0.7%+16.6%
FTNT FORTINET INCTechnology11.5M$940.3M0.7%+45.5%
AMZN AMAZON.COM INCConsumer discretionary4.3M$902.9M0.6%-17.1%
LRCX LAM RESEARCH CORPIndustrials4.2M$902.8M0.6%-24.5%
CVX CHEVRON CORPEnergy4.3M$885.3M0.6%+4.2%
AMAT APPLIED MATERIALS INCTechnology2.6M$885.0M0.6%-14.1%
GEV GE VERNOVA INCIndustrials958.7K$836.8M0.6%+14.8%
KLAC KLA CORPOther565.9K$833.2M0.6%-13.5%
ETN EATON CORP PLCIndustrials2.3M$821.5M0.6%+38.7%
IBM INTL BUSINESS MACHINES CORPTechnology3.3M$807.3M0.6%+50.5%
ROST ROSS STORES INCConsumer discretionary3.7M$800.3M0.6%+6.1%
NET CLOUDFLARE INC - CLASS ATechnology3.8M$778.7M0.6%-6.1%
JCI JOHNSON CONTROLS INTERNATIONIndustrials5.8M$754.5M0.5%+28.3%
SNA SNAP-ON INCIndustrials2.0M$738.5M0.5%+3.3%
VZ VERIZON COMMUNICATIONS INCCommunications14.7M$738.3M0.5%-6.2%
CRM SALESFORCE INCTechnology3.7M$693.1M0.5%+10.7%
ACN ACCENTURE PLC-CL AServices media3.5M$690.5M0.5%+120.0%
COST COSTCO WHOLESALE CORPConsumer discretionary692.3K$689.8M0.5%+18.0%
JPM JPMORGAN CHASE & COFinancials2.2M$657.9M0.5%+16.4%
MPWR MONOLITHIC POWER SYSTEMS INCTechnology591.4K$646.6M0.5%-15.7%
MLI MUELLER INDUSTRIES INCIndustrials5.6M$619.8M0.4%+0.6%
PEP PEPSICO INCConsumer staples4.0M$615.6M0.4%+4.0%
BKNG BOOKING HOLDINGS INCIndustrials140.9K$593.3M0.4%+0.9%
BKR BAKER HUGHES COIndustrials9.7M$590.0M0.4%+4.0%
PNC PNC FINANCIAL SERVICES GROUPFinancials2.8M$586.1M0.4%+8.3%
FIX COMFORT SYSTEMS USA INCIndustrials415.9K$573.5M0.4%-13.7%
PFE PFIZER INCHealthcare20.4M$573.5M0.4%+9.0%
V VISA INC-CLASS A SHARESServices media1.9M$565.4M0.4%-3.5%
PWR QUANTA SERVICES INCIndustrials1.0M$551.2M0.4%+18.3%
GE GENERAL ELECTRICIndustrials1.9M$550.7M0.4%+0.4%
AKAM AKAMAI TECHNOLOGIES INCServices media4.8M$549.0M0.4%-29.2%
VLTO VERALTO CORPTechnology6.2M$543.8M0.4%+31.5%
NFLX NETFLIX INCServices media5.6M$537.8M0.4%-26.6%
MRK MERCK & CO. INC.Healthcare4.5M$537.2M0.4%-3.5%
ORCL ORACLE CORPTechnology3.6M$534.5M0.4%+23.3%
ANET ARISTA NETWORKS INCTechnology4.3M$531.4M0.4%+13.8%
CB CHUBB LTDFinancials1.6M$523.4M0.4%+5.3%
JNJ JOHNSON & JOHNSONHealthcare2.1M$515.5M0.4%+1.6%
QCOM QUALCOMM INCTechnology4.0M$514.9M0.4%+2.3%
BNY BANK OF NEW YORK MELLON CORPFinancials4.3M$511.4M0.4%-1.9%
ADP AUTOMATIC DATA PROCESSINGTechnology2.5M$507.5M0.4%+11.1%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 13, 20262882$139.95B canonicalSEC ↗
Q4 202513F-HRFeb 13, 20262910$137.60B canonicalSEC ↗
Q3 202513F-HRNov 12, 20252822$134.33B canonicalSEC ↗
Q2 202513F-HRAug 13, 20252844$124.34B canonicalSEC ↗
Q1 202513F-HRMay 14, 20252791$112.91B canonicalSEC ↗
Q4 202413F-HRFeb 13, 20252814$113.44B canonicalSEC ↗
Q3 202413F-HRNov 13, 20242594$104.97B canonicalSEC ↗
Q2 202413F-HRAug 13, 20242597$98.08B canonicalSEC ↗
Q1 202413F-HRMay 13, 20242611$98.53B canonicalSEC ↗