GUGGENHEIM CAPITAL LLC
Long book
$12.53B
Q1 2026
Positions
1593
Top-10 weight
20%
concentration
Last quarter
+15.7%
SPY +14.8%
Turnover
18%
of book per quarter
Strategy in plain words
auto-generated from filingsGUGGENHEIM CAPITAL LLC is a mechanically diversified allocator, running a $12.53B US long book across 1593 positions.
The portfolio is broadly diversified across 1593 positions (top 10 only 20%). Turnover is modest: positions are typically held for years. Current anchor positions: NVIDIA CORP, APPLE INC, MICROSOFT CORP, BROADCOM INC, AMAZON.COM INC.
Over the last 9 quarters its long book ran on average 0.2pp per quarter behind the S&P 500, beating the index in 5 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.6%
Q2 2024
+5.8%
Q3 2024
+0.6%
Q4 2024
-3.1%
Q1 2025
+9.0%
Q2 2025
+7.1%
Q3 2025
+3.0%
Q4 2025
-2.0%
Q1 2026
+15.7%
Sector allocation
Technology 37%
Industrials 11%
Consumer discretionary 10%
Healthcare 10%
Financials 7%
Utilities 6%
Services media 5%
Consumer staples 3%
Long book by quarter
What does GUGGENHEIM CAPITAL own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| NVDA NVIDIA CORP | Technology | 2.6M | $451.3M | 3.6% | -16.9% |
| AAPL APPLE INC | Technology | 1.5M | $371.5M | 3.0% | -17.2% |
| MSFT MICROSOFT CORP | Technology | 803.7K | $297.5M | 2.4% | -14.9% |
| AVGO BROADCOM INC | Technology | 778.5K | $241.0M | 1.9% | -9.5% |
| AMZN AMAZON.COM INC | Consumer discretionary | 1.1M | $223.6M | 1.8% | -16.0% |
| GOOGL ALPHABET INC-CL A | Technology | 718.7K | $206.7M | 1.6% | -16.9% |
| META META PLATFORMS INC-CLASS A | Technology | 329.4K | $188.4M | 1.5% | -15.0% |
| LRCX LAM RESEARCH CORP | Industrials | 813.8K | $173.9M | 1.4% | -8.9% |
| WMT WALMART INC | Consumer discretionary | 1.3M | $158.1M | 1.3% | +274.3% |
| MU MICRON TECHNOLOGY INC | Technology | 440.3K | $148.7M | 1.2% | -15.3% |
| TSLA TESLA INC | Industrials | 386.0K | $143.5M | 1.1% | -5.9% |
| AMAT APPLIED MATERIALS INC | Technology | 415.5K | $142.0M | 1.1% | -14.3% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 134.6K | $134.1M | 1.1% | -12.7% |
| CSCO CISCO SYSTEMS INC | Technology | 1.7M | $129.1M | 1.0% | -11.8% |
| GOOG ALPHABET INC-CL C | Technology | 425.6K | $122.1M | 1.0% | -20.4% |
| AMD ADVANCED MICRO DEVICES | Technology | 529.5K | $107.7M | 0.9% | -11.2% |
| NFLX NETFLIX INC | Services media | 1.0M | $96.5M | 0.8% | -15.2% |
| MRK MERCK & CO. INC. | Healthcare | 794.9K | $95.6M | 0.8% | +2.7% |
| WM WASTE MANAGEMENT INC | Utilities | 375.5K | $86.3M | 0.7% | -0.8% |
| QCOM QUALCOMM INC | Technology | 663.5K | $85.4M | 0.7% | -11.9% |
| PEP PEPSICO INC | Consumer staples | 550.1K | $85.4M | 0.7% | -8.5% |
| V VISA INC-CLASS A SHARES | Services media | 271.0K | $81.9M | 0.7% | -4.0% |
| AMGN AMGEN INC | Healthcare | 225.9K | $79.5M | 0.6% | -10.5% |
| JNJ JOHNSON & JOHNSON | Healthcare | 299.9K | $73.3M | 0.6% | -9.1% |
| CVX CHEVRON CORP | Energy | 351.8K | $72.8M | 0.6% | +9.8% |
| KLAC KLA CORP | Other | 48.7K | $71.7M | 0.6% | -12.5% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 469.2K | $68.6M | 0.5% | -18.7% |
| XOM EXXON MOBIL CORP | Energy | 396.3K | $67.2M | 0.5% | -6.8% |
| JPM JPMORGAN CHASE & CO | Financials | 228.5K | $67.2M | 0.5% | -8.1% |
| BKNG BOOKING HOLDINGS INC | Industrials | 15.6K | $65.5M | 0.5% | -7.7% |
| MA MASTERCARD INC - A | Services media | 122.0K | $61.0M | 0.5% | -1.2% |
| ADI ANALOG DEVICES INC | Technology | 186.6K | $59.4M | 0.5% | -13.5% |
| GILD GILEAD SCIENCES INC | Healthcare | 416.5K | $58.0M | 0.5% | -19.6% |
| ORLY O'REILLY AUTOMOTIVE INC | Consumer discretionary | 627.1K | $57.9M | 0.5% | +5.0% |
| MCD MCDONALD'S CORP | Consumer discretionary | 183.1K | $56.9M | 0.5% | -3.8% |
| MDLZ MONDELEZ INTERNATIONAL INC-A | Consumer staples | 977.8K | $56.4M | 0.4% | -8.0% |
| ADBE ADOBE INC | Technology | 221.3K | $53.8M | 0.4% | -8.0% |
| ABBV ABBVIE INC | Healthcare | 245.7K | $53.4M | 0.4% | -7.4% |
| GS GOLDMAN SACHS GROUP INC | Financials | 62.8K | $53.2M | 0.4% | -6.9% |
| HON HONEYWELL INTERNATIONAL INC | Industrials | 230.0K | $52.0M | 0.4% | -8.8% |
| KO COCA-COLA CO/THE | Consumer staples | 678.0K | $51.6M | 0.4% | -3.0% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 1.0M | $51.2M | 0.4% | +1.1% |
| INTC INTEL CORP | Technology | 1.1M | $50.6M | 0.4% | -14.8% |
| CMCSA COMCAST CORP-CLASS A | Communications | 1.7M | $50.2M | 0.4% | -4.0% |
| UNP UNION PACIFIC CORP | Industrials | 200.0K | $48.5M | 0.4% | -1.0% |
| HD HOME DEPOT INC | Consumer discretionary | 143.1K | $47.1M | 0.4% | +12.1% |
| MRVL MARVELL TECHNOLOGY INC | Technology | 470.5K | $46.6M | 0.4% | +6.4% |
| SNPS SYNOPSYS INC | Technology | 114.8K | $45.5M | 0.4% | -10.6% |
| LIN LINDE PLC | Materials | 91.8K | $45.5M | 0.4% | +5.5% |
| VRTX VERTEX PHARMACEUTICALS INC | Healthcare | 100.4K | $44.8M | 0.4% | -0.6% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 15, 2026 | 2956 | $12.89B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 17, 2026 | 3138 | $13.97B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 13, 2025 | 2922 | $13.78B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 13, 2025 | 2973 | $12.60B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 14, 2025 | 3116 | $10.89B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 13, 2025 | 3165 | $12.34B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 13, 2024 | 3640 | $14.29B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 14, 2024 | 3737 | $14.10B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 14, 2024 | 3760 | $14.19B | canonical | SEC ↗ |
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