HARBERT FUND ADVISORS, INC.

Fundamental concentrated ★Signal technology specialist (100%) CIK 1616659
League rank
#598
in Fundamental concentrated · #6209 overall
Long book
$3.0M
Q1 2026
Positions
2
Top-10 weight
100%
concentration
Last quarter
-21.0%
SPY +14.8%
Turnover
0%
of book per quarter

Strategy in plain words

auto-generated from filings

HARBERT FUND ADVISORS, INC. is a concentrated fundamental stock-picker, specialised in technology (100% of the long book), running a $3.0M US long book across 2 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder.

Over the last 9 quarters its long book ran on average 4pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. We rate its filings as signal-bearing: position changes reflect genuine views.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
-9.9%
Q2 2024
+1.6%
Q3 2024
+6.3%
Q4 2024
-8.3%
Q1 2025
+16.0%
Q2 2025
+12.6%
Q3 2025
+12.5%
Q4 2025
-5.6%
Q1 2026
-21.0%

Sector allocation

No sector data

Long book by quarter

$145.3M
Q1 2024
$124.4M
Q2 2024
$124.1M
Q3 2024
$115.0M
Q4 2024
$86.2M
Q1 2025
$33.3M
Q2 2025
$15.3M
Q3 2025
$3.5M
Q4 2025
$3.0M
Q1 2026

What does HARBERT FUND own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 14, 20262$3.0M canonicalSEC ↗
Q4 202513F-HRFeb 13, 20262$3.5M canonicalSEC ↗
Q3 202513F-HRNov 13, 202512$15.3M canonicalSEC ↗
Q2 202513F-HRAug 14, 202520$33.3M canonicalSEC ↗
Q1 202513F-HRMay 14, 202558$88.2M canonicalSEC ↗
Q4 202413F-HRFeb 13, 202595$192.5M canonicalSEC ↗
Q3 202413F-HRNov 14, 2024108$169.0M canonicalSEC ↗
Q2 202413F-HRAug 14, 2024100$140.7M canonicalSEC ↗
Q1 202413F-HRMay 15, 202481$145.3M canonicalSEC ↗