HEIGHTS CAPITAL MANAGEMENT, INC

Quant stat arb Low signal financials specialist (66%) CIK 1081698
League rank
#116
in Quant stat arb · #4232 overall
Long book
$357.1M
Q1 2026
Positions
264
Top-10 weight
39%
concentration
Last quarter
+11.0%
SPY +14.8%
Turnover
62%
of book per quarter

Strategy in plain words

auto-generated from filings

HEIGHTS CAPITAL MANAGEMENT, INC is a quantitative fund whose holdings reflect models, not opinions, specialised in financials (66% of the long book), running a $357.1M US long book across 264 positions.

The portfolio is moderately concentrated (top 10 ≈ 39% of the book). Turnover is high — positions rotate quickly, so individual names matter less than the process. Current anchor positions: SOLID POWER INC, FLUTTER ENTERTAINMENT PLC-DI, IONQ INC, COMPASS PATHWAYS PLC, SEALSQ CORP.

Over the last 7 quarters its long book ran on average 1.3pp per quarter behind the S&P 500, beating the index in 3 of 7 quarters. Signal value of individual moves is limited — treat changes as weak evidence.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q3 2024
+8.0%
Q4 2024
-11.6%
Q1 2025
+7.3%
Q2 2025
+16.9%
Q3 2025
-9.9%
Q4 2025
-0.7%
Q1 2026
+11.0%

Sector allocation

Financials
56%
Technology
27%
Other
11%
Services media
3%
Healthcare
3%
Materials
0%
Industrials
0%
Utilities
0%

Long book by quarter

$126.8M
Q3 2024
$187.0M
Q4 2024
$196.1M
Q1 2025
$311.3M
Q2 2025
$303.9M
Q3 2025
$264.2M
Q4 2025
$357.1M
Q1 2026

What does HEIGHTS CAPITAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
SLDP SOLID POWER INCTechnology12.4M$37.2M10.4%New
PPB FLUTTER ENTERTAINMENT PLC-DI294.2K$30.0M8.4%Held
IONQ IONQ INCTechnology815.5K$23.5M6.6%New
LAES SEALSQ CORPTechnology3.1M$8.2M2.3%New
FGMC FG MERGER II CORPFinancials790.0K$8.0M2.2%Held
JACS JACKSON ACQUISITION CO-CL AFinancials700.0K$7.4M2.1%Held
DMAA DRUGS MADE IN AMERICA ACQUISFinancials650.0K$6.8M1.9%Held
MBAV M3-BRIGADE ACQUISITION V-AFinancials500.0K$5.4M1.5%New
DMII DRUGS MADE IN AMERICA ACQUISFinancials519.4K$5.2M1.5%New
KCHV KOCHAV DEFENSE ACQUISITION-AFinancials500.0K$5.1M1.4%Held
IRHO IRON HORSE ACQUISITIONS CORPServices media470.0K$4.6M1.3%New
NMP NMP ACQUISITION CORP - AFinancials450.0K$4.6M1.3%Held
CCXI CHURCHILL CAPITAL CORP-CL AFinancials448.2K$4.6M1.3%New
EMPD EMPERY DIGITAL INCFinancials1.0M$4.2M1.2%Held
GPAT GP-ACT III ACQUISITION-AFinancials388.7K$4.2M1.2%-6.6%
CADL CANDEL THERAPEUTICS INCHealthcare775.0K$3.8M1.1%New
FERA FIFTH ERA ACQUISITION CORP-AFinancials350.0K$3.6M1.0%Held
EMIS EMMIS ACQUISITION CORP-CL AFinancials350.0K$3.5M1.0%Held
FVN FUTURE VISION II ACQUISITIONTechnology325.0K$3.5M1.0%Held
TWLV TWELVE SEAS INVESTMENT CO-AFinancials350.0K$3.5M1.0%New
FSHP FLAG SHIP ACQUISITION CORPFinancials302.3K$3.3M0.9%-1.4%
COPL COPLEY ACQUISITION CORP-AFinancials300.0K$3.1M0.9%Held
AIIA AI INFRASTRUCTURE AC-AFinancials300.0K$3.0M0.8%New
BBCQ BLEICHROEDER ACQUIS II-CL AFinancials279.5K$2.8M0.8%New
PLMK PLUM ACQUISITION CORP IVFinancials250.0K$2.6M0.7%Held
TVAI THAYER VENTURES ACQUIS CL AFinancials250.0K$2.6M0.7%Held
ORIQ ORIGIN INVESTMENT CORP IFinancials249.9K$2.6M0.7%Held
OBA OXLEY BRIDGE ACQUISITIO-CL AFinancials250.0K$2.5M0.7%Held
MESH MESHFLOW ACQUISITION CO-CL AFinancials250.0K$2.5M0.7%New
CHPG CHAMPIONSGATE ACQUISITIO-AFinancials212.2K$2.2M0.6%Held
LKSP LAKE SUPERIOR ACQUISITI-CL AFinancials210.0K$2.1M0.6%Held
LCCC LAKESHORE ACQUISITION III COFinancials200.0K$2.1M0.6%Held
SZZL SIZZLE ACQUISITION CORP-CL AFinancials200.0K$2.1M0.6%Held
SOUL SOULPOWER ACQUISITION CO-AFinancials200.0K$2.0M0.6%Held
ENHA ENHANCED GROUP INCServices media199.6K$2.0M0.6%Held
SPEG SILVER PEGASUS ACQUISITION-AFinancials199.1K$2.0M0.6%Held
YCY AA MISSION ACQUISITION-AFinancials200.0K$2.0M0.6%New
CRAC CROWN RESERVE ACQUISITI-CL AFinancials200.0K$2.0M0.6%Held
DNMX DYNAMIX CORP III-CL AFinancials200.0K$2.0M0.6%New
XRPN ARMADA ACQUISITION -CLASS AFinancials191.3K$2.0M0.6%Held
SCYX SCYNEXIS INCHealthcare2.1M$1.9M0.5%New
UYSC UY SCUTI ACQUISITION CORPFinancials175.0K$1.8M0.5%Held
RDAG REPUBLIC DIGITAL ACQUIS-CL AFinancials178.0K$1.8M0.5%Held
BSAA BEST SPAC I ACQUISITION-AServices media175.0K$1.8M0.5%Held
CAPN CAYSON ACQUISITION CORPFinancials150.0K$1.6M0.5%Held
FAC FACTORIAL ENERGY INCTechnology150.0K$1.5M0.4%Held
QUMS QUANTUMSPHERE ACQUISITION COFinancials150.0K$1.5M0.4%Held
WSTN WESTIN ACQUISITION CORP-AFinancials150.0K$1.5M0.4%New
SCII SC II ACQUISITION CORP-CL AFinancials150.0K$1.5M0.4%New
IGAC INVEST GREEN ACQUISITIO-CL AFinancials150.0K$1.5M0.4%New

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026265$358.8M canonicalSEC ↗
Q4 202513F-HRFeb 17, 2026192$278.8M canonicalSEC ↗
Q3 202513F-HRRESTATEMENTNov 18, 2025182$351.0M SEC ↗
Q3 202513F-HR/ARESTATEMENTNov 18, 2025182$351.0M canonicalSEC ↗
Q3 202513F-HRNov 14, 2025183$364.7M SEC ↗
Q2 202513F-HRAug 14, 2025162$374.7M canonicalSEC ↗
Q1 202513F-HRMay 14, 2025129$213.0M canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025146$202.2M canonicalSEC ↗
Q3 202413F-HRNov 14, 2024138$134.8M canonicalSEC ↗
Q2 202413F-NTAug 15, 20240$0 SEC ↗
Q1 202413F-NTMay 7, 20240$0 SEC ↗