Legend Financial Advisors, Inc.

Wealth advisor Mechanical financials specialist (64%) CIK 1781948
League rank
#190
in Wealth advisor · #1554 overall
Long book
$155.1M
Q1 2026
Positions
38
Top-10 weight
70%
concentration
Last quarter
+15.1%
SPY +14.8%
Turnover
17%
of book per quarter

Strategy in plain words

auto-generated from filings

Legend Financial Advisors, Inc. is a wealth-management firm allocating client money, specialised in financials (64% of the long book), running a $155.1M US long book across 38 positions.

The portfolio is concentrated: the top 10 names carry 70% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES GOLD TRUST, INVESCO QQQ TRUST SERIES 1, ISHARES SEMICONDUCTOR ETF, SCHWAB FNDMNTL US LRG CO ETF, VANGUARD S&P SMALL-CAP 600 V.

Over the last 9 quarters its long book ran on average 1.1pp per quarter ahead of the S&P 500, beating the index in 6 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.5%
Q2 2024
+6.3%
Q3 2024
-2.2%
Q4 2024
-0.7%
Q1 2025
+8.8%
Q2 2025
+12.4%
Q3 2025
+6.3%
Q4 2025
+3.0%
Q1 2026
+15.1%

Sector allocation

Technology
28%
Financials
20%
Industrials
19%
Materials
12%
Services media
10%
Consumer discretionary
8%
Utilities
3%

Long book by quarter

$138.0M
Q1 2024
$140.9M
Q2 2024
$144.9M
Q3 2024
$141.7M
Q4 2024
$136.1M
Q1 2025
$150.5M
Q2 2025
$163.1M
Q3 2025
$165.1M
Q4 2025
$155.1M
Q1 2026

What does Legend Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology10.4K$2.6M1.7%-5.6%
MOD MODINE MANUFACTURING COIndustrials9.2K$2.0M1.3%-4.3%
AMZN AMAZON.COM INCConsumer discretionary8.0K$1.7M1.1%-3.0%
PAAS PAN AMERICAN SILVER CORPMaterials28.4K$1.6M1.0%-0.7%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials3.2K$1.5M1.0%+1.3%
INTC INTEL CORPTechnology27.9K$1.2M0.8%-1.6%
DLO DLOCAL LTDServices media83.7K$1.1M0.7%New
EVR EVERCORE INC - AFinancials3.2K$961K0.6%+0.1%
FSLR FIRST SOLAR INCTechnology4.8K$955K0.6%+0.5%
CRDO CREDO TECHNOLOGY GROUP HOLDITechnology9.7K$911K0.6%New
B BARRICK MINING CORPMaterials22.3K$909K0.6%-39.8%
CPA COPA HOLDINGS SA-CLASS AIndustrials8.0K$909K0.6%-0.7%
TBBK BANCORP INC/THEFinancials13.5K$723K0.5%+0.6%
NMIH NMI HOLDINGS INCFinancials18.7K$702K0.5%+0.3%
ALV AUTOLIV INCIndustrials6.5K$683K0.4%+0.5%
V VISA INC-CLASS A SHARESServices media1.9K$562K0.4%Held
FISV FISERV INCServices media6.8K$382K0.2%Held
PPL PPL CORPUtilities8.5K$324K0.2%New
NEE NEXTERA ENERGY INCUtilities3.1K$292K0.2%Held
DCI DONALDSON CO INCIndustrials3.1K$262K0.2%Held
JPM JPMORGAN CHASE & COFinancials863$254K0.2%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 24, 202638$155.1M canonicalSEC ↗
Q4 202513F-HRJan 23, 202637$165.1M canonicalSEC ↗
Q3 202513F-HRNov 4, 202539$163.1M canonicalSEC ↗
Q2 202513F-HRJul 16, 2025171$150.5M canonicalSEC ↗
Q1 202513F-HRMay 14, 202537$136.1M canonicalSEC ↗
Q4 202413F-HRJan 7, 2025267$141.7M canonicalSEC ↗
Q3 202413F-HROct 18, 2024157$144.9M canonicalSEC ↗
Q2 202413F-HRJul 26, 2024292$140.9M canonicalSEC ↗
Q1 202413F-HRApr 17, 2024185$138.0M canonicalSEC ↗