MARK SHEPTOFF FINANCIAL PLANNING, LLC

Other Low signal CIK 1607355
League rank
#1423
in Other · #5616 overall
Long book
$188.9M
Q1 2026
Positions
510
Top-10 weight
51%
concentration
Last quarter
+9.4%
SPY +14.8%
Turnover
26%
of book per quarter

Strategy in plain words

auto-generated from filings

MARK SHEPTOFF FINANCIAL PLANNING, LLC is an institutional manager, running a $188.9M US long book across 510 positions.

The portfolio is concentrated: the top 10 names carry 51% of the portfolio. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: MICROSOFT CORP, NEXTERA ENERGY INC, CELESTICA INC, PALANTIR TECHNOLOGIES INC-A, APPLE INC.

Over the last 9 quarters its long book ran on average 1pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Signal value of individual moves is limited — treat changes as weak evidence.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.0%
Q2 2024
+8.6%
Q3 2024
-1.9%
Q4 2024
+0.7%
Q1 2025
+5.4%
Q2 2025
+11.0%
Q3 2025
+0.3%
Q4 2025
-3.9%
Q1 2026
+9.4%

Sector allocation

Technology
38%
Utilities
14%
Healthcare
14%
Industrials
13%
Consumer staples
6%
Financials
5%
Consumer discretionary
4%
Services media
2%

Long book by quarter

$180.3M
Q1 2024
$178.9M
Q2 2024
$188.2M
Q3 2024
$186.4M
Q4 2024
$181.4M
Q1 2025
$187.6M
Q2 2025
$208.9M
Q3 2025
$209.8M
Q4 2025
$188.9M
Q1 2026

What does MARK SHEPTOFF own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology45.9K$18.9M10.0%-5.0%
NEE NEXTERA ENERGY INCUtilities175.5K$16.9M8.9%-4.3%
CLS CELESTICA INCTechnology29.7K$12.4M6.6%-2.1%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology73.3K$10.0M5.3%+0.6%
AAPL APPLE INCTechnology31.1K$8.9M4.7%-33.3%
RTX RTX CORPIndustrials44.7K$7.7M4.1%+1.0%
JNJ JOHNSON & JOHNSONHealthcare32.8K$7.4M3.9%-7.8%
PEP PEPSICO INCConsumer staples36.7K$5.7M3.0%-9.9%
VEEV VEEVA SYSTEMS INC-CLASS ATechnology27.2K$4.7M2.5%-4.0%
ABBV ABBVIE INCHealthcare21.2K$4.4M2.3%-16.6%
VRTX VERTEX PHARMACEUTICALS INCHealthcare9.5K$4.1M2.1%-6.8%
TSLA TESLA INCIndustrials8.7K$3.4M1.8%-45.7%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials6.8K$3.2M1.7%-4.8%
GD GENERAL DYNAMICS CORPIndustrials8.2K$2.9M1.5%+3.5%
V VISA INC-CLASS A SHARESServices media8.1K$2.6M1.4%-4.7%
NVDA NVIDIA CORPTechnology11.3K$2.2M1.2%-30.2%
KO COCA-COLA CO/THEConsumer staples26.6K$2.1M1.1%-7.6%
AMZN AMAZON.COM INCConsumer discretionary7.0K$1.9M1.0%+28.9%
COST COSTCO WHOLESALE CORPConsumer discretionary1.6K$1.7M0.9%-46.2%
ABT ABBOTT LABORATORIESHealthcare17.9K$1.6M0.8%-58.3%
PWR QUANTA SERVICES INCIndustrials1.8K$1.4M0.7%Held
MDLZ MONDELEZ INTERNATIONAL INC-AConsumer staples22.3K$1.4M0.7%-5.4%
AEP AMERICAN ELECTRIC POWERUtilities9.3K$1.3M0.7%-13.3%
UNH UNITEDHEALTH GROUP INCFinancials3.2K$1.2M0.6%-65.0%
KTOS KRATOS DEFENSE & SECURITYIndustrials19.1K$1.1M0.6%+0.7%
HD HOME DEPOT INCConsumer discretionary3.4K$1.1M0.6%-1.7%
TXN TEXAS INSTRUMENTS INCTechnology3.7K$1.0M0.6%Held
HIG HARTFORD INSURANCE GROUP INCFinancials7.7K$1.0M0.5%-0.3%
AWK AMERICAN WATER WORKS CO INCUtilities8.2K$1.0M0.5%-10.4%
TTC TORO COIndustrials10.0K$939K0.5%Held
KNSA KINIKSA PHARMACEUTICALS INTEHealthcare16.5K$936K0.5%+0.9%
DVN DEVON ENERGY CORPEnergy16.4K$839K0.4%-2.1%
LMT LOCKHEED MARTIN CORPIndustrials1.6K$824K0.4%-3.6%
GILD GILEAD SCIENCES INCHealthcare5.5K$734K0.4%-2.6%
PG PROCTER & GAMBLE CO/THEOther4.9K$710K0.4%-12.2%
SJM JM SMUCKER CO/THEConsumer staples7.3K$701K0.4%+1.1%
LLY ELI LILLY & COHealthcare705$697K0.4%Held
CCJ CAMECO CORPMaterials5.7K$658K0.3%+0.9%
ATRO ASTRONICS CORPIndustrials8.8K$653K0.3%-2.2%
TRV TRAVELERS COS INC/THEFinancials1.9K$580K0.3%-4.5%
ORLY O'REILLY AUTOMOTIVE INCConsumer discretionary6.0K$570K0.3%Held
CFG CITIZENS FINANCIAL GROUPFinancials8.7K$560K0.3%Held
BX BLACKSTONE INCFinancials4.5K$552K0.3%-2.2%
HON HONEYWELL INTERNATIONAL INCIndustrials2.6K$546K0.3%-10.3%
CL COLGATE-PALMOLIVE COOther5.9K$513K0.3%-21.4%
SYM SYMBOTIC INCIndustrials7.8K$454K0.2%-1.6%
KGC KINROSS GOLD CORPMaterials15.4K$445K0.2%-0.6%
WM WASTE MANAGEMENT INCUtilities1.9K$415K0.2%Held
HPE HEWLETT PACKARD ENTERPRISETechnology13.1K$394K0.2%New
COO COOPER COS INC/THEHealthcare6.2K$379K0.2%-3.1%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 11, 2026510$188.9M canonicalSEC ↗
Q4 202513F-HRFeb 12, 2026507$209.8M canonicalSEC ↗
Q3 202513F-HRNov 13, 2025481$208.9M canonicalSEC ↗
Q2 202513F-HRAug 6, 2025512$187.6M canonicalSEC ↗
Q1 202513F-HRMay 13, 2025445$181.4M canonicalSEC ↗
Q4 202413F-HRFeb 12, 2025431$186.4M canonicalSEC ↗
Q3 202413F-HRNov 14, 2024428$188.2M canonicalSEC ↗
Q2 202413F-HRAug 12, 2024429$178.9M canonicalSEC ↗
Q1 202413F-HRMay 10, 2024402$180.3M canonicalSEC ↗