Pettinga Financial Advisors LLC

Wealth advisor Mechanical financials specialist (64%) CIK 1694592
League rank
#2080
in Wealth advisor · #5249 overall
Long book
$531.2M
Q1 2026
Positions
147
Top-10 weight
47%
concentration
Last quarter
+9.9%
SPY +14.8%
Turnover
16%
of book per quarter

Strategy in plain words

auto-generated from filings

Pettinga Financial Advisors LLC is a wealth-management firm allocating client money, specialised in financials (64% of the long book), running a $531.2M US long book across 147 positions.

The portfolio is moderately concentrated (top 10 ≈ 47% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE S&P 500 ETF, ISH INTL CTRY ROT ACT ETF, ISHARES S&P 500 VALUE ETF, ISHARES S&P 500 GROWTH ETF, ISHARES US EQUITY FACTOR ETF.

Over the last 9 quarters its long book ran on average 0.1pp per quarter behind the S&P 500, beating the index in 5 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+3.2%
Q2 2024
+5.8%
Q3 2024
+0.3%
Q4 2024
-1.1%
Q1 2025
+9.4%
Q2 2025
+9.1%
Q3 2025
+4.0%
Q4 2025
-1.1%
Q1 2026
+9.9%

Sector allocation

Technology
38%
Financials
22%
Other
18%
Consumer discretionary
9%
Energy
3%
Utilities
3%
Healthcare
2%
Industrials
2%

Long book by quarter

$392.5M
Q1 2024
$399.1M
Q2 2024
$422.3M
Q3 2024
$442.0M
Q4 2024
$425.3M
Q1 2025
$456.3M
Q2 2025
$512.9M
Q3 2025
$527.3M
Q4 2025
$531.2M
Q1 2026

What does Pettinga Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology49.8K$12.6M2.4%+1.8%
CINF CINCINNATI FINANCIAL CORPFinancials52.8K$8.3M1.6%0.0%
OTF BLUE OWL TECHNOLOGY FINANCE343.6K$4.3M0.8%+31.4%
OBDC BLUE OWL CAPITAL CORP381.5K$4.2M0.8%+11.5%
GOOG ALPHABET INC-CL CTechnology13.2K$3.8M0.7%Held
MSFT MICROSOFT CORPTechnology7.7K$2.8M0.5%-0.9%
ONB OLD NATIONAL BANCORPFinancials88.7K$2.0M0.4%+19.2%
DXPE DXP ENTERPRISES INCConsumer discretionary10.0K$1.4M0.3%Held
NVDA NVIDIA CORPTechnology7.9K$1.4M0.3%+2.8%
AMZN AMAZON.COM INCConsumer discretionary6.4K$1.3M0.3%+3.4%
ARCC ARES CAPITAL CORP67.7K$1.2M0.2%New
COST COSTCO WHOLESALE CORPConsumer discretionary991$988K0.2%-0.9%
GABC GERMAN AMERICAN BANCORPFinancials22.2K$926K0.2%+90.8%
FCNCA FIRST CITIZENS BCSHS -CL AFinancials485$914K0.2%Held
WMT WALMART INCConsumer discretionary7.1K$888K0.2%+1.8%
XOM EXXON MOBIL CORPEnergy5.0K$850K0.2%-1.1%
CCAP CRESCENT CAPITAL BDC INC69.7K$847K0.2%+3.1%
GOOGL ALPHABET INC-CL ATechnology2.9K$842K0.2%Held
AVGO BROADCOM INCTechnology2.7K$821K0.2%Held
DE DEERE & COIndustrials1.3K$745K0.1%Held
DUK DUKE ENERGY CORPUtilities5.0K$661K0.1%Held
BMY BRISTOL-MYERS SQUIBB COHealthcare10.9K$660K0.1%Held
CVX CHEVRON CORPEnergy2.8K$576K0.1%-9.6%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 13, 2026163$531.2M canonicalSEC ↗
Q4 202513F-HRFeb 12, 2026164$527.3M canonicalSEC ↗
Q3 202513F-HROct 21, 2025138$512.9M canonicalSEC ↗
Q2 202513F-HRJul 28, 2025133$456.3M canonicalSEC ↗
Q1 202513F-HRMay 2, 2025130$425.3M canonicalSEC ↗
Q4 202413F-HRFeb 18, 2025124$442.0M canonicalSEC ↗
Q3 202413F-HR/ARESTATEMENTNov 7, 2024115$422.3M canonicalSEC ↗
Q3 202413F-HROct 23, 2024115$422.7M SEC ↗
Q2 202413F-HRJul 25, 2024121$399.1M canonicalSEC ↗
Q1 202413F-HRApr 18, 2024120$392.5M canonicalSEC ↗