Prospera Financial Services Inc
Long book
$6.20B
Q1 2026
Positions
1415
Top-10 weight
17%
concentration
Last quarter
+12.7%
SPY +14.8%
Turnover
16%
of book per quarter
Strategy in plain words
auto-generated from filingsProspera Financial Services Inc is a mechanically diversified allocator, running a $6.20B US long book across 1415 positions.
The portfolio is broadly diversified across 1415 positions (top 10 only 17%). Turnover is modest: positions are typically held for years. Current anchor positions: APPLE INC, NVIDIA CORP, MICROSOFT CORP, AMAZON.COM INC, ALPHABET INC-CL A.
Over the last 9 quarters its long book ran on average 0.3pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.7%
Q2 2024
+6.0%
Q3 2024
+1.2%
Q4 2024
-2.9%
Q1 2025
+8.9%
Q2 2025
+7.7%
Q3 2025
+2.8%
Q4 2025
-1.1%
Q1 2026
+12.7%
Sector allocation
Technology 35%
Industrials 14%
Financials 12%
Consumer discretionary 10%
Healthcare 7%
Utilities 5%
Energy 5%
Services media 4%
Long book by quarter
What does Prospera Financial own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 858.3K | $217.9M | 3.5% | +1.7% |
| NVDA NVIDIA CORP | Technology | 1.1M | $195.4M | 3.2% | -4.0% |
| MSFT MICROSOFT CORP | Technology | 292.1K | $108.2M | 1.7% | +6.2% |
| AMZN AMAZON.COM INC | Consumer discretionary | 453.9K | $94.5M | 1.5% | +6.7% |
| GOOGL ALPHABET INC-CL A | Technology | 286.1K | $82.3M | 1.3% | -0.3% |
| XOM EXXON MOBIL CORP | Energy | 413.6K | $70.2M | 1.1% | -1.0% |
| JPM JPMORGAN CHASE & CO | Financials | 232.0K | $68.3M | 1.1% | -0.5% |
| HON HONEYWELL INTERNATIONAL INC | Industrials | 301.9K | $68.2M | 1.1% | 0.0% |
| GOOG ALPHABET INC-CL C | Technology | 236.4K | $67.8M | 1.1% | -4.9% |
| CAT CATERPILLAR INC | Industrials | 95.4K | $67.6M | 1.1% | +7.9% |
| AVGO BROADCOM INC | Technology | 218.1K | $67.5M | 1.1% | +3.8% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 140.0K | $67.1M | 1.1% | -9.5% |
| WMT WALMART INC | Consumer discretionary | 431.2K | $53.6M | 0.9% | -1.1% |
| META META PLATFORMS INC-CLASS A | Technology | 86.9K | $49.8M | 0.8% | +12.1% |
| NFLX NETFLIX INC | Services media | 483.4K | $46.5M | 0.7% | +67.5% |
| LLY ELI LILLY & CO | Healthcare | 47.8K | $44.0M | 0.7% | -11.6% |
| JNJ JOHNSON & JOHNSON | Healthcare | 174.3K | $42.6M | 0.7% | +89.7% |
| PG PROCTER & GAMBLE CO/THE | Other | 248.9K | $36.0M | 0.6% | -1.9% |
| EPD ENTERPRISE PRODUCTS PARTNERS | Utilities | 941.5K | $35.6M | 0.6% | -2.7% |
| MU MICRON TECHNOLOGY INC | Technology | 103.2K | $34.9M | 0.6% | +0.3% |
| CVX CHEVRON CORP | Energy | 148.9K | $30.8M | 0.5% | -1.9% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 199.3K | $29.2M | 0.5% | -12.4% |
| V VISA INC-CLASS A SHARES | Services media | 95.3K | $28.8M | 0.5% | +3.1% |
| BX BLACKSTONE INC | Financials | 248.6K | $28.6M | 0.5% | +4.9% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 26.3K | $26.2M | 0.4% | -1.9% |
| ADI ANALOG DEVICES INC | Technology | 77.5K | $24.7M | 0.4% | +69.0% |
| AMAT APPLIED MATERIALS INC | Technology | 72.0K | $24.6M | 0.4% | +35.3% |
| TSLA TESLA INC | Industrials | 60.5K | $22.5M | 0.4% | -2.2% |
| LIN LINDE PLC | Materials | 44.8K | $22.2M | 0.4% | -4.9% |
| ET ENERGY TRANSFER LP | Utilities | 1.1M | $20.6M | 0.3% | +0.7% |
| ABBV ABBVIE INC | Healthcare | 93.2K | $20.3M | 0.3% | +3.7% |
| MCD MCDONALD'S CORP | Consumer discretionary | 63.5K | $19.7M | 0.3% | -2.6% |
| HEI HEICO CORP | Industrials | 69.8K | $19.1M | 0.3% | +6.8% |
| BAC BANK OF AMERICA CORP | Financials | 382.3K | $18.6M | 0.3% | -0.7% |
| HD HOME DEPOT INC | Consumer discretionary | 56.6K | $18.6M | 0.3% | -1.3% |
| AXP AMERICAN EXPRESS CO | Financials | 61.4K | $18.6M | 0.3% | -8.6% |
| LRCX LAM RESEARCH CORP | Industrials | 86.6K | $18.5M | 0.3% | +42.0% |
| WBD WARNER BROS DISCOVERY INC | Communications | 662.3K | $18.2M | 0.3% | +46.6% |
| LOW LOWE'S COS INC | Consumer discretionary | 75.0K | $17.7M | 0.3% | +0.3% |
| ORCL ORACLE CORP | Technology | 114.5K | $16.8M | 0.3% | +37.4% |
| CRWD CROWDSTRIKE HOLDINGS INC - A | Technology | 43.0K | $16.8M | 0.3% | -21.8% |
| LHX L3HARRIS TECHNOLOGIES INC | Technology | 46.7K | $16.1M | 0.3% | -21.8% |
| PEP PEPSICO INC | Consumer staples | 103.4K | $16.1M | 0.3% | -1.2% |
| WFC WELLS FARGO & CO | Financials | 201.6K | $16.0M | 0.3% | -0.2% |
| UNP UNION PACIFIC CORP | Industrials | 64.2K | $15.6M | 0.3% | -7.5% |
| WDC WESTERN DIGITAL CORP | Technology | 56.7K | $15.3M | 0.2% | +121.7% |
| AMD ADVANCED MICRO DEVICES | Technology | 74.9K | $15.2M | 0.2% | -26.7% |
| MA MASTERCARD INC - A | Services media | 30.4K | $15.2M | 0.2% | +6.4% |
| CSCO CISCO SYSTEMS INC | Technology | 190.1K | $14.8M | 0.2% | +4.8% |
| GLW CORNING INC | Industrials | 105.3K | $14.3M | 0.2% | +0.7% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | Apr 14, 2026 | 1417 | $6.21B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 9, 2026 | 1359 | $6.09B | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 6, 2025 | 1352 | $5.86B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 6, 2025 | 1313 | $5.37B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 15, 2025 | 1167 | $4.35B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 13, 2025 | 1133 | $4.29B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 7, 2024 | 1116 | $3.92B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 13, 2024 | 1134 | $3.60B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | Aug 13, 2024 | 1091 | $3.36B | canonical | SEC ↗ |
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