Rockefeller Capital Management L.P.
Long book
$56.40B
Q1 2026
Positions
4684
Top-10 weight
22%
concentration
Last quarter
+12.9%
SPY +14.8%
Turnover
11%
of book per quarter
Strategy in plain words
auto-generated from filingsRockefeller Capital Management L.P. is a mechanically diversified allocator, running a $56.40B US long book across 4684 positions.
The portfolio is broadly diversified across 4684 positions (top 10 only 22%). Turnover is modest: positions are typically held for years. Current anchor positions: SS SPDR S&P 500 ETF TRUST-US, APPLE INC, NVIDIA CORP, MICROSOFT CORP, ALPHABET INC-CL A.
Over the last 9 quarters its long book ran on average 0.3pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+3.0%
Q2 2024
+6.2%
Q3 2024
+1.4%
Q4 2024
-3.7%
Q1 2025
+10.1%
Q2 2025
+7.8%
Q3 2025
+2.7%
Q4 2025
-2.3%
Q1 2026
+12.9%
Sector allocation
Technology 36%
Financials 12%
Consumer discretionary 11%
Industrials 10%
Healthcare 8%
Services media 5%
Utilities 5%
Energy 4%
Long book by quarter
What does Rockefeller Capital own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 6.7M | $1.70B | 3.0% | +2.8% |
| NVDA NVIDIA CORP | Technology | 9.0M | $1.57B | 2.8% | +4.1% |
| MSFT MICROSOFT CORP | Technology | 4.0M | $1.49B | 2.6% | +2.1% |
| GOOGL ALPHABET INC-CL A | Technology | 4.3M | $1.24B | 2.2% | +0.9% |
| AMZN AMAZON.COM INC | Consumer discretionary | 5.9M | $1.23B | 2.2% | +5.3% |
| AVGO BROADCOM INC | Technology | 3.0M | $927.4M | 1.6% | +4.9% |
| JPM JPMORGAN CHASE & CO | Financials | 2.4M | $708.8M | 1.3% | +3.6% |
| GOOG ALPHABET INC-CL C | Technology | 2.1M | $614.5M | 1.1% | -0.8% |
| META META PLATFORMS INC-CLASS A | Technology | 1.1M | $603.6M | 1.1% | +2.2% |
| LLY ELI LILLY & CO | Healthcare | 503.7K | $463.3M | 0.8% | +10.3% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 424.5K | $423.0M | 0.8% | +7.7% |
| V VISA INC-CLASS A SHARES | Services media | 1.4M | $409.7M | 0.7% | -2.2% |
| XOM EXXON MOBIL CORP | Energy | 2.0M | $346.7M | 0.6% | +6.2% |
| GEV GE VERNOVA INC | Industrials | 382.9K | $334.3M | 0.6% | +7.1% |
| HD HOME DEPOT INC | Consumer discretionary | 985.0K | $324.0M | 0.6% | +5.4% |
| CVX CHEVRON CORP | Energy | 1.6M | $322.1M | 0.6% | +6.9% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 573.7K | $274.9M | 0.5% | +5.5% |
| JNJ JOHNSON & JOHNSON | Healthcare | 1.1M | $257.9M | 0.5% | +12.5% |
| UBER UBER TECHNOLOGIES INC | Services media | 3.6M | $257.3M | 0.5% | +16.5% |
| NEE NEXTERA ENERGY INC | Utilities | 2.6M | $237.8M | 0.4% | +18.1% |
| MCD MCDONALD'S CORP | Consumer discretionary | 760.7K | $236.4M | 0.4% | +4.4% |
| AMGN AMGEN INC | Healthcare | 643.9K | $226.6M | 0.4% | +0.3% |
| TJX TJX COMPANIES INC | Consumer discretionary | 1.4M | $224.1M | 0.4% | +6.7% |
| KO COCA-COLA CO/THE | Consumer staples | 2.9M | $224.0M | 0.4% | +2.0% |
| CRWD CROWDSTRIKE HOLDINGS INC - A | Technology | 566.5K | $221.2M | 0.4% | +10.8% |
| BLK BLACKROCK INC | Financials | 224.8K | $216.2M | 0.4% | +3.8% |
| MRK MERCK & CO. INC. | Healthcare | 1.8M | $210.9M | 0.4% | +1.8% |
| TMO THERMO FISHER SCIENTIFIC INC | Other | 427.3K | $210.0M | 0.4% | +1.0% |
| CAT CATERPILLAR INC | Industrials | 294.2K | $208.4M | 0.4% | -15.1% |
| LIN LINDE PLC | Materials | 415.8K | $206.1M | 0.4% | +27.9% |
| WMT WALMART INC | Consumer discretionary | 1.6M | $205.0M | 0.4% | -1.7% |
| ABBV ABBVIE INC | Healthcare | 912.0K | $198.3M | 0.4% | +3.2% |
| LHX L3HARRIS TECHNOLOGIES INC | Technology | 539.2K | $186.1M | 0.3% | +0.4% |
| PH PARKER HANNIFIN CORP | Industrials | 202.0K | $180.8M | 0.3% | +3.9% |
| CSCO CISCO SYSTEMS INC | Technology | 2.3M | $178.9M | 0.3% | -7.2% |
| AMD ADVANCED MICRO DEVICES | Technology | 878.0K | $178.6M | 0.3% | +7.1% |
| CRM SALESFORCE INC | Technology | 944.8K | $176.4M | 0.3% | +8.8% |
| TSLA TESLA INC | Industrials | 469.4K | $174.5M | 0.3% | +12.3% |
| T AT&T INC | Communications | 6.0M | $173.4M | 0.3% | +28.6% |
| PG PROCTER & GAMBLE CO/THE | Other | 1.2M | $172.8M | 0.3% | +7.9% |
| ANET ARISTA NETWORKS INC | Technology | 1.4M | $171.3M | 0.3% | +7.7% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 1.1M | $165.4M | 0.3% | +3.0% |
| PANW PALO ALTO NETWORKS INC | Technology | 1.0M | $162.2M | 0.3% | +3.0% |
| EMR EMERSON ELECTRIC CO | Industrials | 1.2M | $161.1M | 0.3% | +6.3% |
| GS GOLDMAN SACHS GROUP INC | Financials | 189.3K | $160.2M | 0.3% | +10.1% |
| TEL TE CONNECTIVITY PLC | Consumer discretionary | 757.2K | $158.3M | 0.3% | -2.1% |
| ABT ABBOTT LABORATORIES | Healthcare | 1.5M | $157.5M | 0.3% | +11.3% |
| GE GENERAL ELECTRIC | Industrials | 531.1K | $150.8M | 0.3% | +1.8% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 618.9K | $150.0M | 0.3% | +9.7% |
| AMAT APPLIED MATERIALS INC | Technology | 436.4K | $149.2M | 0.3% | -6.8% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 14, 2026 | 11499 | $56.40B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR/ARESTATEMENT | Mar 17, 2026 | 7364 | $55.53B | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 17, 2026 | 7371 | $55.55B | SEC ↗ | |
| Q3 2025 | 13F-HR | Nov 14, 2025 | 6202 | $51.12B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR/ANEW HOLDINGS | Aug 14, 2025 | 3211 | $45.60B | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 8, 2025 | 3065 | $39.83B | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 14, 2025 | 3118 | $40.52B | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 13, 2025 | 3248 | $38.61B | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 14, 2024 | 3184 | $37.15B | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 12, 2024 | 3283 | $35.18B | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 14, 2024 | 3363 | $34.26B | canonical | SEC ↗ |
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