Roger Wittlin Investment Advisory, LLC

Wealth advisor Mechanical financials specialist (79%) CIK 1911328
League rank
#944
in Wealth advisor · #3394 overall
Long book
$122.3M
Q1 2026
Positions
39
Top-10 weight
77%
concentration
Last quarter
+12.0%
SPY +14.8%
Turnover
5%
of book per quarter

Strategy in plain words

auto-generated from filings

Roger Wittlin Investment Advisory, LLC is a wealth-management firm allocating client money, specialised in financials (79% of the long book), running a $122.3M US long book across 39 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD TOTAL STOCK MKT ETF, ISHARES CORE S&P 500 ETF, ISHARES CORE S&P TOTAL U.S., SCHWAB US BROAD MARKET ETF, SS SPDR S&P 500 ETF TRUST-US.

Over the last 9 quarters its long book ran on average 0.7pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.9%
Q2 2024
+6.0%
Q3 2024
+1.2%
Q4 2024
-2.6%
Q1 2025
+8.9%
Q2 2025
+6.9%
Q3 2025
+2.3%
Q4 2025
-2.4%
Q1 2026
+12.0%

Sector allocation

Technology
100%

Long book by quarter

$142.6M
Q1 2024
$155.8M
Q2 2024
$173.8M
Q3 2024
$178.6M
Q4 2024
$170.9M
Q1 2025
$179.4M
Q2 2025
$179.9M
Q3 2025
$143.0M
Q4 2025
$122.3M
Q1 2026

What does Roger Wittlin own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
PLTR PALANTIR TECHNOLOGIES INC-ATechnology5.3K$781K0.6%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 13, 202639$122.3M canonicalSEC ↗
Q4 202513F-HRJan 20, 202639$143.0M canonicalSEC ↗
Q3 202513F-HROct 27, 202541$179.9M canonicalSEC ↗
Q2 202513F-HRJul 15, 202543$179.4M canonicalSEC ↗
Q1 202513F-HRMay 1, 202543$170.9M canonicalSEC ↗
Q4 202413F-HRFeb 12, 202543$178.6M canonicalSEC ↗
Q3 202413F-HRNov 8, 202454$173.8M canonicalSEC ↗
Q2 202413F-HRJul 25, 202449$155.8M canonicalSEC ↗
Q1 202413F-HRMay 2, 202446$142.6M canonicalSEC ↗