Rosenthal | Henry Capital Advisors, Inc.

Fundamental diversified ★Signal financials specialist (100%) CIK 1697539
League rank
#323
in Fundamental diversified · #1510 overall
Long book
$102.2M
Q1 2026
Positions
42
Top-10 weight
45%
concentration
Last quarter
+15.2%
SPY +14.8%
Turnover
5%
of book per quarter

Strategy in plain words

auto-generated from filings

Rosenthal | Henry Capital Advisors, Inc. is a diversified fundamental manager, specialised in financials (100% of the long book), running a $102.2M US long book across 42 positions.

The portfolio is moderately concentrated (top 10 ≈ 45% of the book). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: BANCORP INC/THE, SS SPDR S&P REGIONAL BANK, WINTRUST FINANCIAL CORP, PATHWARD FINANCIAL INC, ESQUIRE FINANCIAL HOLDINGS I.

Over the last 9 quarters its long book ran on average 1.4pp per quarter ahead of the S&P 500, beating the index in 5 of 9 quarters. We rate its filings as signal-bearing: position changes reflect genuine views.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.3%
Q2 2024
+20.4%
Q3 2024
+7.1%
Q4 2024
-4.1%
Q1 2025
+7.5%
Q2 2025
+5.9%
Q3 2025
+0.8%
Q4 2025
-1.2%
Q1 2026
+15.2%

Sector allocation

Financials
95%
Other
5%

Long book by quarter

$74.4M
Q1 2024
$70.5M
Q2 2024
$99.6M
Q3 2024
$108.0M
Q4 2024
$99.2M
Q1 2025
$99.2M
Q2 2025
$104.1M
Q3 2025
$107.9M
Q4 2025
$102.2M
Q1 2026

What does Rosenthal | own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
TBBK BANCORP INC/THEFinancials163.1K$8.8M8.6%Held
WTFC WINTRUST FINANCIAL CORPFinancials35.8K$5.0M4.9%Held
CASH PATHWARD FINANCIAL INCFinancials52.6K$4.7M4.6%Held
ESQ ESQUIRE FINANCIAL HOLDINGS IFinancials38.0K$4.1M4.0%Held
SPFI SOUTH PLAINS FINANCIAL INCFinancials81.4K$3.4M3.3%Held
SYBT STOCK YARDS BANCORP INCFinancials44.9K$3.0M2.9%Held
BANF BANCFIRST CORPFinancials26.1K$2.8M2.8%Held
FRME FIRST MERCHANTS CORPFinancials72.1K$2.8M2.7%Held
UNTY UNITY BANCORP INCFinancials52.0K$2.7M2.6%Held
LKFN LAKELAND FINANCIAL CORPFinancials42.9K$2.5M2.4%Held
GABC GERMAN AMERICAN BANCORPFinancials58.2K$2.4M2.4%Held
FBIZ FIRST BUSINESS FINANCIAL SERFinancials45.0K$2.4M2.4%Held
XHC HERITAGE COMMERCE CORP190.1K$2.4M2.3%+0.1%
NRIM NORTHRIM BANCORP INCFinancials99.9K$2.3M2.2%-16.8%
MBWM MERCANTILE BANK CORPFinancials45.0K$2.3M2.2%Held
FFIN FIRST FINL BANKSHARES INCFinancials75.1K$2.2M2.2%Held
CCB COASTAL FINANCIAL CORP/WAFinancials29.0K$2.2M2.2%Held
CNOB CONNECTONE BANCORP INCFinancials81.9K$2.2M2.1%Held
VBNK VERSABANKFinancials131.4K$2.2M2.1%-34.4%
HTB HOMETRUST BANCSHARES INCFinancials50.0K$2.1M2.1%New
TOWN TOWNE BANK62.0K$2.1M2.0%Held
TCBX THIRD COAST BANCSHARES INCFinancials51.0K$2.0M2.0%Held
FBK FB FINANCIAL CORPFinancials38.4K$2.0M2.0%Held
BANR BANNER CORPORATIONFinancials30.9K$1.9M1.8%Held
ORRF ORRSTOWN FINL SERVICES INCFinancials49.1K$1.8M1.7%Held
SRCE 1ST SOURCE CORPFinancials25.0K$1.7M1.7%Held
BWB BRIDGEWATER BANCSHARES INCFinancials90.6K$1.7M1.6%Held
CBK COMMERCIAL BANCGROUP INCFinancials62.5K$1.6M1.6%Held
PFS PROVIDENT FINANCIAL SERVICESFinancials69.0K$1.5M1.4%Held
TFIN TRIUMPH FINANCIAL INCFinancials24.0K$1.4M1.4%Held
BFC BANK FIRST CORPFinancials10.4K$1.4M1.4%Held
MYFW FIRST WESTERN FINANCIAL INCFinancials55.1K$1.4M1.3%Held
HBT HBT FINANCIAL INC/DEFinancials42.5K$1.1M1.1%-54.1%
NBHC NATIONAL BANK HOLD-CL AFinancials26.1K$1.0M1.0%Held
FCCO FIRST COMMUNITY CORPFinancials35.3K$1.0M1.0%Held
TCBI TEXAS CAPITAL BANCSHARES INCFinancials10.0K$953K0.9%New
OBK ORIGIN BANCORP INCFinancials79$3K0.0%-99.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 24, 202642$102.2M canonicalSEC ↗
Q4 202513F-HRJan 28, 202640$107.9M canonicalSEC ↗
Q3 202513F-HROct 27, 202539$104.1M canonicalSEC ↗
Q2 202513F-HRJul 23, 202537$99.2M canonicalSEC ↗
Q1 202513F-HRApr 30, 202539$99.2M canonicalSEC ↗
Q4 202413F-HRJan 24, 202542$108.0M canonicalSEC ↗
Q3 202413F-HROct 29, 202439$99.6Mconfidential canonicalSEC ↗
Q2 202413F-HRJul 29, 202436$70.5M canonicalSEC ↗
Q1 202413F-HRMay 7, 202437$74.4M canonicalSEC ↗