Tradewinds Capital Management, LLC

Wealth advisor Mechanical financials specialist (60%) CIK 1616026
League rank
#3157
in Wealth advisor · #7042 overall
Long book
$503.5M
Q1 2026
Positions
719
Top-10 weight
64%
concentration
Last quarter
+4.9%
SPY +14.8%
Turnover
14%
of book per quarter

Strategy in plain words

auto-generated from filings

Tradewinds Capital Management, LLC is a wealth-management firm allocating client money, specialised in financials (60% of the long book), running a $503.5M US long book across 719 positions.

The portfolio is concentrated: the top 10 names carry 64% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES GSCI COMMODITY DYNAM, STATE STREET SPDR S&P GLOBAL, SPDR GOLD MINISHARES TRUST, ISHARES MSCI SOUTH KOREA ETF, ISHARES MSCI SPAIN ETF.

Over the last 9 quarters its long book ran on average 0.9pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.3%
Q2 2024
+6.4%
Q3 2024
-0.8%
Q4 2024
+0.4%
Q1 2025
+8.4%
Q2 2025
+8.0%
Q3 2025
+3.1%
Q4 2025
+1.5%
Q1 2026
+4.9%

Sector allocation

Technology
38%
Consumer discretionary
14%
Industrials
12%
Financials
12%
Healthcare
9%
Energy
5%
Utilities
4%
Materials
2%

Long book by quarter

$361.8M
Q1 2024
$339.0M
Q2 2024
$373.8M
Q3 2024
$378.9M
Q4 2024
$373.1M
Q1 2025
$397.7M
Q2 2025
$445.1M
Q3 2025
$474.2M
Q4 2025
$503.5M
Q1 2026

What does Tradewinds Capital own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology25.5K$9.5M1.9%+0.3%
AAPL APPLE INCTechnology16.4K$4.2M0.8%-0.5%
AMZN AMAZON.COM INCConsumer discretionary13.9K$2.9M0.6%-0.3%
JNJ JOHNSON & JOHNSONHealthcare11.3K$2.8M0.5%-11.1%
XOM EXXON MOBIL CORPEnergy13.5K$2.3M0.5%+0.2%
GOOG ALPHABET INC-CL CTechnology6.9K$2.0M0.4%-0.3%
NVDA NVIDIA CORPTechnology11.0K$1.9M0.4%+0.9%
HON HONEYWELL INTERNATIONAL INCIndustrials6.9K$1.6M0.3%-7.0%
MU MICRON TECHNOLOGY INCTechnology4.3K$1.5M0.3%-0.3%
BRK/A BERKSHIRE HATHAWAY INC-CL AFinancials2$1.4M0.3%Held
COST COSTCO WHOLESALE CORPConsumer discretionary1.4K$1.4M0.3%-2.5%
VMI VALMONT INDUSTRIESIndustrials2.8K$1.1M0.2%Held
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.3K$1.1M0.2%-0.3%
SBUX STARBUCKS CORPConsumer discretionary10.8K$971K0.2%0.0%
ABT ABBOTT LABORATORIESHealthcare8.8K$900K0.2%+0.2%
ABBV ABBVIE INCHealthcare3.5K$761K0.2%-0.6%
PG PROCTER & GAMBLE CO/THEOther4.8K$686K0.1%+0.1%
GOOGL ALPHABET INC-CL ATechnology2.4K$684K0.1%+0.4%
XEL XCEL ENERGY INCUtilities8.5K$673K0.1%Held
WAFD WAFD INCFinancials19.0K$597K0.1%Held
WMT WALMART INCConsumer discretionary4.8K$594K0.1%+0.5%
UPS UNITED PARCEL SERVICE-CL BIndustrials6.0K$590K0.1%Held
WFC WELLS FARGO & COFinancials7.4K$586K0.1%+0.2%
OKE ONEOK INCUtilities6.1K$553K0.1%Held
BAC BANK OF AMERICA CORPFinancials11.3K$549K0.1%0.0%
MCD MCDONALD'S CORPConsumer discretionary1.8K$549K0.1%Held
JPM JPMORGAN CHASE & COFinancials1.9K$549K0.1%+0.4%
GWW WW GRAINGER INCConsumer discretionary500$545K0.1%Held
BNY BANK OF NEW YORK MELLON CORPFinancials4.3K$515K0.1%Held
TEL TE CONNECTIVITY PLCConsumer discretionary2.2K$459K0.1%Held
TEM TEMPUS AI INC-CL ATechnology10.0K$452K0.1%+49900.0%
ENB ENBRIDGE INCEnergy8.3K$451K0.1%+0.1%
UNP UNION PACIFIC CORPIndustrials1.9K$450K0.1%Held
TRV TRAVELERS COS INC/THEFinancials1.5K$447K0.1%Held
BANR BANNER CORPORATIONFinancials7.0K$424K0.1%Held
BA BOEING CO/THEIndustrials2.1K$411K0.1%-2.5%
GLW CORNING INCIndustrials3.0K$409K0.1%+0.2%
TLRY TILRAY BRANDS INCMaterials60.4K$391K0.1%0.0%
CAT CATERPILLAR INCIndustrials529$375K0.1%+0.4%
SMCI SUPER MICRO COMPUTER INCTechnology15.7K$358K0.1%Held
PEP PEPSICO INCConsumer staples2.1K$327K0.1%+1.5%
NSC NORFOLK SOUTHERN CORPIndustrials1.1K$302K0.1%Held
TSLA TESLA INCIndustrials775$288K0.1%-23.6%
CSCO CISCO SYSTEMS INCTechnology3.5K$271K0.1%+1.3%
RTX RTX CORPIndustrials1.3K$255K0.1%-22.0%
CVX CHEVRON CORPEnergy1.2K$253K0.1%-0.9%
DIS WALT DISNEY CO/THEServices media2.6K$252K0.1%-0.6%
ORCL ORACLE CORPTechnology1.7K$248K0.0%+8.1%
DE DEERE & COIndustrials435$245K0.0%Held
DUK DUKE ENERGY CORPUtilities1.8K$240K0.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 15, 2026719$503.5M canonicalSEC ↗
Q4 202513F-HRJan 14, 2026686$474.2M canonicalSEC ↗
Q3 202513F-HROct 21, 2025679$445.2M canonicalSEC ↗
Q2 202513F-HRJul 29, 2025642$397.7M canonicalSEC ↗
Q1 202513F-HRApr 25, 2025665$373.1M canonicalSEC ↗
Q4 202413F-HRFeb 4, 2025669$378.9M canonicalSEC ↗
Q3 202413F-HROct 16, 2024617$373.8M canonicalSEC ↗
Q2 202413F-HRJul 18, 2024592$339.0M canonicalSEC ↗
Q1 202413F-HRApr 19, 2024554$361.8M canonicalSEC ↗