Wellington Shields & Co., LLC
Long book
$392.4M
Q1 2026
Positions
321
Top-10 weight
34%
concentration
Last quarter
+13.7%
SPY +14.8%
Turnover
12%
of book per quarter
Strategy in plain words
auto-generated from filingsWellington Shields & Co., LLC is an institutional manager, running a $392.4M US long book across 321 positions.
The portfolio is moderately concentrated (top 10 ≈ 34% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: APPLE INC, MICROSOFT CORP, JPMORGAN CHASE & CO, EXXON MOBIL CORP, ELI LILLY & CO.
Over the last 9 quarters its long book ran on average 0.2pp per quarter behind the S&P 500, beating the index in 5 of 9 quarters. Signal value of individual moves is limited — treat changes as weak evidence.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+6.6%
Q3 2024
+0.8%
Q4 2024
-3.2%
Q1 2025
+8.6%
Q2 2025
+8.5%
Q3 2025
+4.3%
Q4 2025
-2.6%
Q1 2026
+13.7%
Sector allocation
Technology 30%
Healthcare 13%
Industrials 13%
Financials 13%
Energy 6%
Consumer discretionary 6%
Utilities 6%
Services media 3%
Long book by quarter
What does Wellington Shields own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 109.2K | $27.7M | 7.1% | -1.0% |
| MSFT MICROSOFT CORP | Technology | 69.7K | $25.8M | 6.6% | -0.3% |
| JPM JPMORGAN CHASE & CO | Financials | 47.6K | $14.0M | 3.6% | +0.1% |
| XOM EXXON MOBIL CORP | Energy | 78.7K | $13.4M | 3.4% | +2.3% |
| LLY ELI LILLY & CO | Healthcare | 13.0K | $11.9M | 3.0% | -0.1% |
| NVDA NVIDIA CORP | Technology | 68.3K | $11.9M | 3.0% | +0.3% |
| GOOG ALPHABET INC-CL C | Technology | 35.4K | $10.1M | 2.6% | -0.5% |
| CAT CATERPILLAR INC | Industrials | 9.5K | $6.7M | 1.7% | +0.7% |
| ABBV ABBVIE INC | Healthcare | 30.8K | $6.7M | 1.7% | Held |
| AMZN AMAZON.COM INC | Consumer discretionary | 30.6K | $6.4M | 1.6% | +1.3% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 26.1K | $6.3M | 1.6% | -1.4% |
| GOOGL ALPHABET INC-CL A | Technology | 16.5K | $4.8M | 1.2% | Held |
| HON HONEYWELL INTERNATIONAL INC | Industrials | 20.0K | $4.5M | 1.2% | Held |
| WMT WALMART INC | Consumer discretionary | 36.0K | $4.5M | 1.1% | -0.1% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 9.2K | $4.4M | 1.1% | +5.8% |
| UNP UNION PACIFIC CORP | Industrials | 17.4K | $4.2M | 1.1% | -0.6% |
| JNJ JOHNSON & JOHNSON | Healthcare | 17.1K | $4.2M | 1.1% | +1.6% |
| GLW CORNING INC | Industrials | 29.4K | $4.0M | 1.0% | -0.7% |
| BX BLACKSTONE INC | Financials | 33.1K | $3.8M | 1.0% | -0.5% |
| V VISA INC-CLASS A SHARES | Services media | 12.4K | $3.8M | 1.0% | -4.0% |
| RKLB ROCKET LAB CORP | Industrials | 58.1K | $3.7M | 1.0% | +0.8% |
| GE GENERAL ELECTRIC | Industrials | 12.5K | $3.6M | 0.9% | +3.7% |
| ILMN ILLUMINA INC | Healthcare | 28.6K | $3.5M | 0.9% | Held |
| C CITIGROUP INC | Financials | 30.9K | $3.5M | 0.9% | -1.0% |
| NEM NEWMONT CORP | Materials | 31.4K | $3.4M | 0.9% | -13.3% |
| ABT ABBOTT LABORATORIES | Healthcare | 29.7K | $3.1M | 0.8% | Held |
| KMI KINDER MORGAN INC | Utilities | 89.6K | $3.0M | 0.8% | -1.1% |
| PANW PALO ALTO NETWORKS INC | Technology | 18.6K | $3.0M | 0.8% | +24.3% |
| AVGO BROADCOM INC | Technology | 9.5K | $2.9M | 0.7% | -22.2% |
| MRK MERCK & CO. INC. | Healthcare | 23.3K | $2.8M | 0.7% | -0.4% |
| CEG CONSTELLATION ENERGY | Utilities | 10.0K | $2.8M | 0.7% | +2.9% |
| MCK MCKESSON CORP | Consumer discretionary | 3.2K | $2.8M | 0.7% | +1.3% |
| CVX CHEVRON CORP | Energy | 13.1K | $2.7M | 0.7% | +1.0% |
| DIS WALT DISNEY CO/THE | Services media | 27.7K | $2.7M | 0.7% | -2.1% |
| FLO FLOWERS FOODS INC | Consumer staples | 321.1K | $2.6M | 0.7% | 0.0% |
| T AT&T INC | Communications | 85.5K | $2.5M | 0.6% | -0.3% |
| SPGI S&P GLOBAL INC | Services media | 5.8K | $2.5M | 0.6% | Held |
| BMY BRISTOL-MYERS SQUIBB CO | Healthcare | 40.2K | $2.4M | 0.6% | -0.9% |
| GEV GE VERNOVA INC | Industrials | 2.7K | $2.4M | 0.6% | +5.1% |
| PG PROCTER & GAMBLE CO/THE | Other | 16.2K | $2.3M | 0.6% | +1.9% |
| WM WASTE MANAGEMENT INC | Utilities | 9.4K | $2.2M | 0.6% | -0.2% |
| PFE PFIZER INC | Healthcare | 76.3K | $2.1M | 0.5% | -5.8% |
| APO APOLLO GLOBAL MANAGEMENT INC | Financials | 19.2K | $2.1M | 0.5% | -7.0% |
| HD HOME DEPOT INC | Consumer discretionary | 6.5K | $2.1M | 0.5% | -5.3% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 14.4K | $2.1M | 0.5% | -8.7% |
| CFG CITIZENS FINANCIAL GROUP | Financials | 34.0K | $2.0M | 0.5% | Held |
| CSCO CISCO SYSTEMS INC | Technology | 24.9K | $1.9M | 0.5% | -2.3% |
| KO COCA-COLA CO/THE | Consumer staples | 24.8K | $1.9M | 0.5% | -2.4% |
| PSNL PERSONALIS INC | Healthcare | 292.5K | $1.9M | 0.5% | Held |
| AMGN AMGEN INC | Healthcare | 5.1K | $1.8M | 0.5% | -4.7% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 4, 2026 | 321 | $392.4M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 9, 2026 | 321 | $405.4M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 5, 2025 | 324 | $383.4M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 5, 2025 | 316 | $353.3M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 8, 2025 | 304 | $319.5M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 10, 2025 | 295 | $326.1M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 13, 2024 | 310 | $328.9M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 7, 2024 | 304 | $307.0M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR/ARESTATEMENT | May 23, 2024 | 293 | $271.1M | SEC ↗ | |
| Q1 2024 | 13F-HR/ARESTATEMENT | May 23, 2024 | 304 | $298.3M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 3, 2024 | 304 | $298.6M | SEC ↗ |
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