Wellington Shields Capital Management, LLC

Other Low signal CIK 1506071
League rank
#111
in Other · #638 overall
Long book
$666.2M
Q1 2026
Positions
325
Top-10 weight
37%
concentration
Last quarter
+19.6%
SPY +14.8%
Turnover
13%
of book per quarter

Strategy in plain words

auto-generated from filings

Wellington Shields Capital Management, LLC is an institutional manager, running a $666.2M US long book across 325 positions.

The portfolio is moderately concentrated (top 10 ≈ 37% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: MICROSOFT CORP, ALPHABET INC-CL C, APPLE INC, ALPHABET INC-CL A, AMAZON.COM INC.

Over the last 9 quarters its long book ran on average 0.6pp per quarter ahead of the S&P 500, beating the index in 5 of 9 quarters. Signal value of individual moves is limited — treat changes as weak evidence.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.5%
Q2 2024
+4.8%
Q3 2024
+2.2%
Q4 2024
-6.0%
Q1 2025
+10.8%
Q2 2025
+10.2%
Q3 2025
+4.9%
Q4 2025
-2.9%
Q1 2026
+19.6%

Sector allocation

Technology
36%
Industrials
16%
Financials
16%
Consumer discretionary
9%
Healthcare
5%
Energy
4%
Services media
4%
Utilities
2%

Long book by quarter

$530.4M
Q1 2024
$549.3M
Q2 2024
$575.3M
Q3 2024
$565.4M
Q4 2024
$551.4M
Q1 2025
$591.0M
Q2 2025
$658.9M
Q3 2025
$685.8M
Q4 2025
$666.2M
Q1 2026

What does Wellington Shields own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology123.7K$45.8M6.9%+10.1%
GOOG ALPHABET INC-CL CTechnology126.3K$36.2M5.4%+0.3%
AAPL APPLE INCTechnology106.4K$27.0M4.1%-10.0%
GOOGL ALPHABET INC-CL ATechnology87.7K$25.2M3.8%-10.7%
AMZN AMAZON.COM INCConsumer discretionary110.3K$23.0M3.4%+4.6%
BE BLOOM ENERGY CORP- AIndustrials159.6K$21.6M3.2%-1.8%
JPM JPMORGAN CHASE & COFinancials72.2K$21.3M3.2%+0.4%
XOM EXXON MOBIL CORPEnergy105.0K$17.8M2.7%+1.3%
MA MASTERCARD INC - AServices media31.3K$15.7M2.4%+1.0%
AXP AMERICAN EXPRESS COFinancials51.1K$15.5M2.3%+27.6%
QXO QXO INCConsumer discretionary668.1K$13.0M1.9%+25.4%
BX BLACKSTONE INCFinancials110.4K$12.7M1.9%-29.1%
MKSI MKS INCTechnology52.2K$12.0M1.8%-3.6%
BA BOEING CO/THEIndustrials58.5K$11.7M1.7%+14.5%
PWR QUANTA SERVICES INCIndustrials20.3K$11.2M1.7%+1.4%
AMD ADVANCED MICRO DEVICESTechnology51.4K$10.5M1.6%-0.1%
NVDA NVIDIA CORPTechnology53.4K$9.3M1.4%-4.7%
COF CAPITAL ONE FINANCIAL CORPFinancials47.2K$8.6M1.3%+38.0%
PANW PALO ALTO NETWORKS INCTechnology50.6K$8.1M1.2%-12.4%
APO APOLLO GLOBAL MANAGEMENT INCFinancials55.2K$6.2M0.9%-26.8%
MCK MCKESSON CORPConsumer discretionary6.8K$5.9M0.9%-12.1%
RTX RTX CORPIndustrials30.4K$5.9M0.9%+7.9%
AVGO BROADCOM INCTechnology18.0K$5.6M0.8%-14.9%
LLY ELI LILLY & COHealthcare5.7K$5.2M0.8%-3.2%
LIN LINDE PLCMaterials10.4K$5.1M0.8%-0.1%
FLO FLOWERS FOODS INCConsumer staples589.7K$4.8M0.7%+356.0%
TROX TRONOX HOLDINGS PLCMaterials479.3K$4.7M0.7%-41.7%
IBM INTL BUSINESS MACHINES CORPTechnology18.3K$4.4M0.7%-11.1%
RDDT REDDIT INC-CL ATechnology32.7K$4.4M0.7%+10.1%
JNJ JOHNSON & JOHNSONHealthcare17.8K$4.4M0.7%-5.8%
BLK BLACKROCK INCFinancials4.0K$3.9M0.6%+2.5%
EW EDWARDS LIFESCIENCES CORPHealthcare47.5K$3.8M0.6%Held
CG CARLYLE GROUP INC/THEFinancials77.5K$3.8M0.6%-8.1%
WMT WALMART INCConsumer discretionary30.2K$3.7M0.6%+3.4%
ITW ILLINOIS TOOL WORKSIndustrials14.1K$3.7M0.6%-2.1%
XYZ BLOCK INCTechnology59.4K$3.6M0.5%-22.7%
GLW CORNING INCIndustrials26.1K$3.5M0.5%-3.7%
CEG CONSTELLATION ENERGYUtilities12.6K$3.5M0.5%+2.4%
GEV GE VERNOVA INCIndustrials4.0K$3.5M0.5%+7.0%
ISRG INTUITIVE SURGICAL INCHealthcare7.1K$3.3M0.5%-7.3%
HD HOME DEPOT INCConsumer discretionary8.8K$2.9M0.4%-9.1%
KO COCA-COLA CO/THEConsumer staples37.7K$2.9M0.4%+2.2%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials5.6K$2.7M0.4%-2.3%
GE GENERAL ELECTRICIndustrials9.5K$2.7M0.4%+6.4%
V VISA INC-CLASS A SHARESServices media8.9K$2.7M0.4%-14.4%
ETN EATON CORP PLCIndustrials7.5K$2.7M0.4%-10.2%
CFG CITIZENS FINANCIAL GROUPFinancials44.0K$2.6M0.4%Held
NEE NEXTERA ENERGY INCUtilities28.4K$2.6M0.4%-0.3%
LNG CHENIERE ENERGY INCUtilities9.0K$2.6M0.4%0.0%
CW CURTISS-WRIGHT CORPIndustrials3.7K$2.5M0.4%+4.9%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 4, 2026326$666.2M canonicalSEC ↗
Q4 202513F-HRFeb 9, 2026316$685.8M canonicalSEC ↗
Q3 202513F-HRNov 5, 2025335$658.9M canonicalSEC ↗
Q2 202513F-HRAug 5, 2025322$591.0M canonicalSEC ↗
Q1 202513F-HRMay 8, 2025313$551.4M canonicalSEC ↗
Q4 202413F-HRFeb 10, 2025306$565.4M canonicalSEC ↗
Q3 202413F-HRNov 13, 2024313$575.3M canonicalSEC ↗
Q2 202413F-HRAug 5, 2024307$549.3M canonicalSEC ↗
Q1 202413F-HRMay 3, 2024304$530.4M canonicalSEC ↗