AMERIPRISE FINANCIAL INC

Bank broker Mechanical CIK 820027
League rank
#11
in Bank broker · #1635 overall
Long book
$430.42B
Q1 2026
Positions
3956
Top-10 weight
19%
concentration
Last quarter
+14.9%
SPY +14.8%
Turnover
9%
of book per quarter

Strategy in plain words

auto-generated from filings

AMERIPRISE FINANCIAL INC is a bank/brokerage whose filings mix client and house positions, running a $430.42B US long book across 3956 positions.

The portfolio is broadly diversified across 3956 positions (top 10 only 19%). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: NVIDIA CORP, APPLE INC, MICROSOFT CORP, ALPHABET INC-CL A, BROADCOM INC.

Over the last 9 quarters its long book ran on average 0pp per quarter behind the S&P 500, beating the index in 6 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.4%
Q2 2024
+5.8%
Q3 2024
+1.2%
Q4 2024
-3.5%
Q1 2025
+9.7%
Q2 2025
+8.3%
Q3 2025
+2.8%
Q4 2025
-1.4%
Q1 2026
+14.9%

Sector allocation

Technology
34%
Industrials
12%
Financials
12%
Healthcare
9%
Consumer discretionary
8%
Services media
6%
Energy
5%
Utilities
4%

Long book by quarter

$362.43B
Q1 2024
$368.76B
Q2 2024
$388.65B
Q3 2024
$388.86B
Q4 2024
$369.74B
Q1 2025
$404.90B
Q2 2025
$434.23B
Q3 2025
$441.69B
Q4 2025
$430.42B
Q1 2026

What does AMERIPRISE FINANCIAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology92.1M$16.06B3.7%-2.2%
AAPL APPLE INCTechnology46.4M$11.78B2.7%+1.9%
MSFT MICROSOFT CORPTechnology31.1M$11.50B2.7%-5.3%
GOOGL ALPHABET INC-CL ATechnology33.0M$9.50B2.2%-5.5%
AVGO BROADCOM INCTechnology26.4M$8.17B1.9%+6.3%
AMZN AMAZON.COM INCConsumer discretionary33.5M$6.97B1.6%-5.1%
JPM JPMORGAN CHASE & COFinancials17.1M$5.03B1.2%-11.6%
META META PLATFORMS INC-CLASS ATechnology7.9M$4.53B1.1%+1.4%
LRCX LAM RESEARCH CORPIndustrials20.8M$4.44B1.0%-10.6%
CVX CHEVRON CORPEnergy17.2M$3.55B0.8%-4.7%
GOOG ALPHABET INC-CL CTechnology12.0M$3.44B0.8%-4.3%
WMT WALMART INCConsumer discretionary27.2M$3.38B0.8%-10.4%
JNJ JOHNSON & JOHNSONHealthcare13.8M$3.37B0.8%+2.5%
V VISA INC-CLASS A SHARESServices media11.0M$3.33B0.8%-19.7%
XOM EXXON MOBIL CORPEnergy19.3M$3.28B0.8%-16.8%
BE BLOOM ENERGY CORP- AIndustrials22.9M$3.10B0.7%-20.1%
AMAT APPLIED MATERIALS INCTechnology8.9M$3.06B0.7%-13.1%
BAC BANK OF AMERICA CORPFinancials56.8M$2.77B0.6%-11.0%
LLY ELI LILLY & COHealthcare3.0M$2.74B0.6%+3.4%
CSCO CISCO SYSTEMS INCTechnology34.4M$2.67B0.6%+4.6%
ABBV ABBVIE INCHealthcare11.1M$2.41B0.6%+10.0%
MS MORGAN STANLEYFinancials13.9M$2.29B0.5%-1.9%
MA MASTERCARD INC - AServices media4.5M$2.26B0.5%+8.7%
PG PROCTER & GAMBLE CO/THEOther14.7M$2.12B0.5%-4.5%
TJX TJX COMPANIES INCConsumer discretionary13.2M$2.12B0.5%+5.0%
MRVL MARVELL TECHNOLOGY INCTechnology20.8M$2.06B0.5%+21.6%
COP CONOCOPHILLIPSEnergy15.4M$2.03B0.5%+11.8%
MRK MERCK & CO. INC.Healthcare16.3M$1.96B0.5%+1.8%
TEL TE CONNECTIVITY PLCConsumer discretionary9.0M$1.89B0.4%+19.9%
WFC WELLS FARGO & COFinancials23.5M$1.87B0.4%-15.2%
ADI ANALOG DEVICES INCTechnology5.9M$1.87B0.4%+0.8%
LIN LINDE PLCMaterials3.7M$1.84B0.4%+15.7%
NFLX NETFLIX INCServices media18.1M$1.74B0.4%+45.9%
CB CHUBB LTDFinancials5.3M$1.73B0.4%+5.7%
BNY BANK OF NEW YORK MELLON CORPFinancials14.5M$1.72B0.4%+1.2%
WM WASTE MANAGEMENT INCUtilities7.4M$1.71B0.4%+11.1%
GD GENERAL DYNAMICS CORPIndustrials4.8M$1.63B0.4%+1.7%
VLO VALERO ENERGY CORPEnergy6.5M$1.62B0.4%+16.3%
BMY BRISTOL-MYERS SQUIBB COHealthcare26.5M$1.61B0.4%-5.7%
PH PARKER HANNIFIN CORPIndustrials1.8M$1.60B0.4%-16.4%
TSLA TESLA INCIndustrials4.3M$1.59B0.4%-12.2%
HD HOME DEPOT INCConsumer discretionary4.8M$1.58B0.4%+0.5%
WDC WESTERN DIGITAL CORPTechnology5.8M$1.56B0.4%-32.4%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials3.3M$1.56B0.4%+75.0%
T AT&T INCCommunications53.3M$1.54B0.4%+1.2%
BLK BLACKROCK INCFinancials1.6M$1.54B0.4%-3.5%
EOG EOG RESOURCES INCEnergy10.6M$1.53B0.4%+76.5%
CRM SALESFORCE INCTechnology7.9M$1.47B0.3%-10.7%
ABT ABBOTT LABORATORIESHealthcare14.1M$1.45B0.3%+7.2%
COST COSTCO WHOLESALE CORPConsumer discretionary1.4M$1.44B0.3%-6.4%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 202611197$431.76B canonicalSEC ↗
Q4 202513F-HRFeb 17, 202611224$442.51B canonicalSEC ↗
Q3 202513F-HRNov 14, 202511107$435.39B canonicalSEC ↗
Q2 202513F-HRAug 14, 202510976$405.72B canonicalSEC ↗
Q1 202513F-HRMay 14, 202511118$370.46B canonicalSEC ↗
Q4 202413F-HRFeb 14, 202511410$389.75B canonicalSEC ↗
Q3 202413F-HRNov 14, 202411059$389.94B canonicalSEC ↗
Q2 202413F-HRAug 14, 202410891$369.57B canonicalSEC ↗
Q1 202413F-HRMay 15, 202410814$363.36B canonicalSEC ↗