UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

Bank broker Mechanical CIK 861177
League rank
#7
in Bank broker · #1129 overall
Long book
$480.88B
Q1 2026
Positions
3802
Top-10 weight
32%
concentration
Last quarter
+16.5%
SPY +14.8%
Turnover
17%
of book per quarter

Strategy in plain words

auto-generated from filings

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC is a bank/brokerage whose filings mix client and house positions, running a $480.88B US long book across 3802 positions.

The portfolio is moderately concentrated (top 10 ≈ 32% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: NVIDIA CORP, APPLE INC, MICROSOFT CORP, AMAZON.COM INC, ALPHABET INC-CL A.

Over the last 9 quarters its long book ran on average 0.1pp per quarter ahead of the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+3.6%
Q2 2024
+5.6%
Q3 2024
+2.0%
Q4 2024
-4.8%
Q1 2025
+12.5%
Q2 2025
+8.2%
Q3 2025
+2.5%
Q4 2025
-5.3%
Q1 2026
+16.5%

Sector allocation

Technology
42%
Financials
11%
Industrials
10%
Consumer discretionary
9%
Healthcare
9%
Services media
5%
Other
3%
Utilities
3%

Long book by quarter

$279.78B
Q1 2024
$348.38B
Q2 2024
$389.03B
Q3 2024
$428.70B
Q4 2024
$390.54B
Q1 2025
$494.00B
Q2 2025
$460.45B
Q3 2025
$472.90B
Q4 2025
$480.88B
Q1 2026

What does UBS AM, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology199.0M$34.70B7.2%+1.6%
AAPL APPLE INCTechnology105.5M$26.78B5.6%0.0%
MSFT MICROSOFT CORPTechnology63.8M$23.63B4.9%+6.1%
AMZN AMAZON.COM INCConsumer discretionary73.9M$15.38B3.2%+5.8%
GOOGL ALPHABET INC-CL ATechnology45.2M$13.00B2.7%+10.5%
AVGO BROADCOM INCTechnology39.0M$12.08B2.5%+16.9%
GOOG ALPHABET INC-CL CTechnology30.5M$8.76B1.8%-1.6%
TSLA TESLA INCIndustrials19.7M$7.34B1.5%-2.3%
META META PLATFORMS INC-CLASS ATechnology12.7M$7.25B1.5%-3.2%
LLY ELI LILLY & COHealthcare7.1M$6.50B1.4%+8.8%
JPM JPMORGAN CHASE & COFinancials18.7M$5.50B1.1%+14.0%
JNJ JOHNSON & JOHNSONHealthcare19.6M$4.80B1.0%+13.6%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials8.8M$4.24B0.9%+11.3%
V VISA INC-CLASS A SHARESServices media13.9M$4.20B0.9%+9.0%
AMD ADVANCED MICRO DEVICESTechnology19.2M$3.90B0.8%+3.0%
MA MASTERCARD INC - AServices media7.1M$3.54B0.7%+7.3%
AMAT APPLIED MATERIALS INCTechnology10.0M$3.42B0.7%-6.5%
WMT WALMART INCConsumer discretionary27.1M$3.37B0.7%+3.0%
CSCO CISCO SYSTEMS INCTechnology42.3M$3.28B0.7%+18.0%
NFLX NETFLIX INCServices media33.9M$3.26B0.7%+5.9%
MU MICRON TECHNOLOGY INCTechnology9.6M$3.24B0.7%+8.5%
HD HOME DEPOT INCConsumer discretionary9.5M$3.11B0.6%+17.8%
ABBV ABBVIE INCHealthcare14.2M$3.08B0.6%+9.6%
COST COSTCO WHOLESALE CORPConsumer discretionary2.9M$2.90B0.6%+5.5%
LRCX LAM RESEARCH CORPIndustrials13.4M$2.87B0.6%+5.4%
KO COCA-COLA CO/THEConsumer staples36.2M$2.75B0.6%+14.0%
XOM EXXON MOBIL CORPEnergy15.8M$2.69B0.6%-1.1%
PG PROCTER & GAMBLE CO/THEOther18.3M$2.65B0.6%+3.7%
MRK MERCK & CO. INC.Healthcare20.4M$2.46B0.5%+5.1%
INTC INTEL CORPTechnology52.8M$2.33B0.5%+16.5%
CAT CATERPILLAR INCIndustrials3.3M$2.31B0.5%-7.8%
BAC BANK OF AMERICA CORPFinancials46.7M$2.28B0.5%+7.0%
LIN LINDE PLCMaterials4.5M$2.23B0.5%+6.9%
GS GOLDMAN SACHS GROUP INCFinancials2.5M$2.15B0.4%+21.7%
ORCL ORACLE CORPTechnology14.6M$2.14B0.4%+8.0%
ADI ANALOG DEVICES INCTechnology6.7M$2.12B0.4%+41.3%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology14.3M$2.09B0.4%+0.6%
MCD MCDONALD'S CORPConsumer discretionary6.6M$2.05B0.4%+18.6%
UNH UNITEDHEALTH GROUP INCFinancials7.4M$2.01B0.4%+2.6%
GE GENERAL ELECTRICIndustrials6.8M$1.94B0.4%+7.0%
TJX TJX COMPANIES INCConsumer discretionary11.7M$1.86B0.4%+34.4%
GILD GILEAD SCIENCES INCHealthcare13.2M$1.84B0.4%+1.5%
IBM INTL BUSINESS MACHINES CORPTechnology7.6M$1.83B0.4%+4.2%
MS MORGAN STANLEYFinancials11.0M$1.81B0.4%+20.1%
VZ VERIZON COMMUNICATIONS INCCommunications36.1M$1.81B0.4%+1.3%
TXN TEXAS INSTRUMENTS INCTechnology9.3M$1.81B0.4%+23.4%
PEP PEPSICO INCConsumer staples11.3M$1.75B0.4%+11.2%
WFC WELLS FARGO & COFinancials21.5M$1.71B0.4%+4.3%
AMGN AMGEN INCHealthcare4.8M$1.68B0.4%+3.9%
CRM SALESFORCE INCTechnology8.9M$1.66B0.3%+5.7%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 13, 202619242$480.98B canonicalSEC ↗
Q4 202513F-HRFeb 13, 202618619$472.97B canonicalSEC ↗
Q3 202513F-HRNov 14, 202517325$460.52B canonicalSEC ↗
Q2 202513F-HRAug 14, 202520124$494.01B canonicalSEC ↗
Q1 202513F-HRMay 19, 202520404$390.54B canonicalSEC ↗
Q4 202413F-HRFeb 14, 202519260$428.80B canonicalSEC ↗
Q3 202413F-HRNov 14, 202419362$389.25B canonicalSEC ↗
Q2 202413F-HRAug 14, 202420308$348.55B canonicalSEC ↗
Q1 202413F-HRMay 15, 202416251$281.29B canonicalSEC ↗