ASHTON THOMAS SECURITIES, LLC

Wealth advisor Mechanical CIK 771572
League rank
#1881
in Wealth advisor · #4910 overall
Long book
$796.5M
Q1 2026
Positions
443
Top-10 weight
26%
concentration
Last quarter
+10.3%
SPY +14.8%
Turnover
39%
of book per quarter

Strategy in plain words

auto-generated from filings

ASHTON THOMAS SECURITIES, LLC is a wealth-management firm allocating client money, running a $796.5M US long book across 443 positions.

The portfolio is moderately concentrated (top 10 ≈ 26% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: VANGUARD S&P 500 ETF, INVESCO RUSSELL 1000 DYN M/F, NVIDIA CORP, INVESCO S&P 500 TOP 50 ETF, ISHARES CORE S&P 500 ETF.

Over the last 8 quarters its long book ran on average 1.1pp per quarter behind the S&P 500, beating the index in 3 of 8 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q2 2024
+5.8%
Q3 2024
+0.5%
Q4 2024
-2.5%
Q1 2025
+8.8%
Q2 2025
+5.7%
Q3 2025
+1.5%
Q4 2025
-2.9%
Q1 2026
+10.3%

Sector allocation

Technology
35%
Financials
14%
Consumer discretionary
10%
Industrials
10%
Services media
7%
Healthcare
7%
Energy
4%
Consumer staples
3%

Long book by quarter

$414.9M
Q2 2024
$514.6M
Q3 2024
$364.2M
Q4 2024
$359.9M
Q1 2025
$413.3M
Q2 2025
$715.5M
Q3 2025
$526.7M
Q4 2025
$796.5M
Q1 2026

What does ASHTON THOMAS own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology117.7K$20.5M2.6%+3.8%
AAPL APPLE INCTechnology59.0K$15.0M1.9%+61.0%
MSFT MICROSOFT CORPTechnology39.6K$14.7M1.8%+28.5%
GOOGL ALPHABET INC-CL ATechnology37.4K$10.8M1.4%+38.9%
META META PLATFORMS INC-CLASS ATechnology18.0K$10.3M1.3%+17.4%
AMZN AMAZON.COM INCConsumer discretionary49.3K$10.3M1.3%+28.4%
V VISA INC-CLASS A SHARESServices media29.8K$9.0M1.1%New
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials15.6K$7.5M0.9%+6.3%
AVGO BROADCOM INCTechnology19.0K$5.9M0.7%+30.0%
OXY OCCIDENTAL PETROLEUM CORPEnergy89.9K$5.8M0.7%+33.4%
MCK MCKESSON CORPConsumer discretionary6.4K$5.5M0.7%-6.9%
TSLA TESLA INCIndustrials14.1K$5.3M0.7%+10.0%
GOOG ALPHABET INC-CL CTechnology14.3K$4.1M0.5%+4.9%
UNP UNION PACIFIC CORPIndustrials16.7K$4.0M0.5%+5.1%
JPM JPMORGAN CHASE & COFinancials13.6K$4.0M0.5%+118.0%
CME CME GROUP INCFinancials13.3K$3.9M0.5%+11.6%
NFLX NETFLIX INCServices media35.6K$3.4M0.4%-13.3%
FNV FRANCO-NEVADA CORPMaterials12.6K$3.1M0.4%-17.5%
LLY ELI LILLY & COHealthcare3.4K$3.1M0.4%New
COST COSTCO WHOLESALE CORPConsumer discretionary3.1K$3.1M0.4%+46.7%
MKL MARKEL GROUP INCFinancials1.6K$3.0M0.4%-5.8%
JNJ JOHNSON & JOHNSONHealthcare11.6K$2.8M0.4%+43.5%
TMO THERMO FISHER SCIENTIFIC INCOther5.8K$2.8M0.4%-2.9%
DIS WALT DISNEY CO/THEServices media29.3K$2.8M0.4%-11.1%
XOM EXXON MOBIL CORPEnergy16.6K$2.8M0.4%-12.2%
WMT WALMART INCConsumer discretionary22.4K$2.8M0.3%+142.2%
CB CHUBB LTDFinancials8.3K$2.7M0.3%New
OTIS OTIS WORLDWIDE CORPIndustrials34.8K$2.7M0.3%+31.4%
ZTS ZOETIS INCHealthcare21.7K$2.6M0.3%+9.9%
BN BROOKFIELD CORPReal estate63.2K$2.6M0.3%-25.3%
HSY HERSHEY CO/THEConsumer staples11.7K$2.4M0.3%-4.3%
HD HOME DEPOT INCConsumer discretionary7.2K$2.4M0.3%+265.7%
ADBE ADOBE INCTechnology9.7K$2.4M0.3%New
MRSH MARSH & MCLENNAN COSFinancials13.4K$2.3M0.3%+7.1%
A AGILENT TECHNOLOGIES INCHealthcare20.0K$2.3M0.3%+47.1%
BGC BGC GROUP INC-AFinancials231.9K$2.3M0.3%Held
ORCL ORACLE CORPTechnology14.9K$2.2M0.3%-45.6%
LMT LOCKHEED MARTIN CORPIndustrials3.5K$2.1M0.3%-13.9%
KO COCA-COLA CO/THEConsumer staples27.0K$2.1M0.3%+112.4%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 18, 2026444$797.3M canonicalSEC ↗
Q4 202513F-HRFeb 2, 2026297$526.7M canonicalSEC ↗
Q3 202513F-HROct 27, 2025403$716.3M canonicalSEC ↗
Q2 202513F-HRJul 21, 2025284$413.3M canonicalSEC ↗
Q1 202513F-HRMay 15, 2025263$360.5M canonicalSEC ↗
Q4 202413F-HRFeb 11, 2025259$364.2M canonicalSEC ↗
Q3 202413F-HRNov 4, 20241240$514.6M canonicalSEC ↗
Q2 202413F-HRAug 13, 2024288$414.9M canonicalSEC ↗