Aspen Wealth Strategies, LLC

Wealth advisor Mechanical CIK 1972517
League rank
#1648
in Wealth advisor · #4543 overall
Long book
$186.1M
Q1 2026
Positions
88
Top-10 weight
61%
concentration
Last quarter
+10.7%
SPY +14.8%
Turnover
6%
of book per quarter

Strategy in plain words

auto-generated from filings

Aspen Wealth Strategies, LLC is a wealth-management firm allocating client money, running a $186.1M US long book across 88 positions.

The portfolio is concentrated: the top 10 names carry 61% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD VALUE ETF, ISHARES CORE S&P 500 ETF, SCHWAB US LARGE-CAP GROWTH, ISHARES CORE MSCI EAFE ETF, VANECK MORNINGSTAR WIDE MOAT.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.2%
Q2 2024
+6.9%
Q3 2024
+0.5%
Q4 2024
-3.2%
Q1 2025
+7.1%
Q2 2025
+7.6%
Q3 2025
+2.9%
Q4 2025
-1.0%
Q1 2026
+10.7%

Sector allocation

Technology
41%
Financials
14%
Consumer discretionary
11%
Energy
10%
Healthcare
7%
Industrials
5%
Utilities
5%
Communications
2%

Long book by quarter

$144.8M
Q1 2024
$143.8M
Q2 2024
$155.2M
Q3 2024
$156.4M
Q4 2024
$152.6M
Q1 2025
$165.9M
Q2 2025
$178.6M
Q3 2025
$182.8M
Q4 2025
$186.1M
Q1 2026

What does Aspen Wealth own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AVGO BROADCOM INCTechnology22.7K$7.0M3.8%-2.5%
GOOGL ALPHABET INC-CL ATechnology13.3K$3.8M2.1%-3.1%
AAPL APPLE INCTechnology9.8K$2.5M1.3%+0.2%
MSFT MICROSOFT CORPTechnology6.5K$2.4M1.3%+2.8%
JPM JPMORGAN CHASE & COFinancials8.1K$2.4M1.3%-1.4%
ABBV ABBVIE INCHealthcare9.8K$2.1M1.1%-0.5%
PNC PNC FINANCIAL SERVICES GROUPFinancials10.0K$2.1M1.1%New
CVX CHEVRON CORPEnergy8.5K$1.8M0.9%+1.1%
DE DEERE & COIndustrials2.9K$1.6M0.9%-2.4%
AMZN AMAZON.COM INCConsumer discretionary6.9K$1.4M0.8%-0.5%
WMT WALMART INCConsumer discretionary11.4K$1.4M0.8%-1.3%
TER TERADYNE INCTechnology4.1K$1.2M0.7%-3.6%
XEL XCEL ENERGY INCUtilities13.9K$1.1M0.6%+0.9%
APD AIR PRODUCTS & CHEMICALS INCMaterials3.7K$1.1M0.6%+2.5%
CSCO CISCO SYSTEMS INCTechnology13.7K$1.1M0.6%-2.8%
COF CAPITAL ONE FINANCIAL CORPFinancials5.0K$907K0.5%-2.8%
COP CONOCOPHILLIPSEnergy6.2K$816K0.4%+1.4%
SLB SLB LTDEnergy15.6K$802K0.4%+1.2%
DUK DUKE ENERGY CORPUtilities6.1K$792K0.4%+1.3%
VZ VERIZON COMMUNICATIONS INCCommunications15.4K$775K0.4%+0.2%
HD HOME DEPOT INCConsumer discretionary2.3K$753K0.4%+3.6%
V VISA INC-CLASS A SHARESServices media2.5K$742K0.4%+1.7%
META META PLATFORMS INC-CLASS ATechnology1.3K$732K0.4%+0.8%
KR KROGER COConsumer discretionary9.9K$715K0.4%Held
BA BOEING CO/THEIndustrials3.1K$613K0.3%+1.5%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials1.3K$610K0.3%Held
SBUX STARBUCKS CORPConsumer discretionary6.7K$602K0.3%-3.4%
NOC NORTHROP GRUMMAN CORPTechnology870$594K0.3%-1.4%
EOG EOG RESOURCES INCEnergy4.0K$578K0.3%Held
NEE NEXTERA ENERGY INCUtilities6.1K$565K0.3%+6.2%
GOOG ALPHABET INC-CL CTechnology1.9K$546K0.3%-2.6%
XOM EXXON MOBIL CORPEnergy3.2K$541K0.3%-1.8%
MS MORGAN STANLEYFinancials2.6K$436K0.2%-5.4%
C CITIGROUP INCFinancials3.7K$415K0.2%-5.7%
JNJ JOHNSON & JOHNSONHealthcare1.6K$381K0.2%-5.2%
UAL UNITED AIRLINES HOLDINGS INCIndustrials4.1K$377K0.2%+4.3%
UNH UNITEDHEALTH GROUP INCFinancials1.4K$376K0.2%-2.8%
LOW LOWE'S COS INCConsumer discretionary1.4K$324K0.2%+2.2%
QCOM QUALCOMM INCTechnology2.4K$311K0.2%+2.9%
T AT&T INCCommunications10.6K$307K0.2%-8.6%
MRK MERCK & CO. INC.Healthcare2.5K$302K0.2%0.0%
DVN DEVON ENERGY CORPEnergy5.9K$296K0.2%New
PFE PFIZER INCHealthcare10.3K$288K0.2%+0.4%
MDT MEDTRONIC PLCHealthcare3.2K$278K0.1%+0.3%
PTC PTC INCTechnology1.8K$259K0.1%Held
FTAI FTAI AVIATION LTDServices media998$245K0.1%New
ABT ABBOTT LABORATORIESHealthcare2.4K$244K0.1%Held
KO COCA-COLA CO/THEConsumer staples2.8K$211K0.1%New

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 8, 202689$187.4M canonicalSEC ↗
Q4 202513F-HRJan 28, 202683$182.8M canonicalSEC ↗
Q3 202513F-HRNov 10, 202585$180.0M canonicalSEC ↗
Q2 202513F-HRAug 7, 202582$165.9M canonicalSEC ↗
Q1 202513F-HRApr 30, 202583$152.6M canonicalSEC ↗
Q4 202413F-HRFeb 10, 202580$156.4M canonicalSEC ↗
Q3 202413F-HROct 28, 202481$155.2M canonicalSEC ↗
Q2 202413F-HRJul 22, 202473$143.8M canonicalSEC ↗
Q1 202413F-HRMay 13, 202476$144.8M canonicalSEC ↗