Aufman Associates Inc

Wealth advisor Mechanical CIK 1801573
League rank
#406
in Wealth advisor · #2216 overall
Long book
$203.8M
Q1 2026
Positions
65
Top-10 weight
84%
concentration
Last quarter
+13.7%
SPY +14.8%
Turnover
3%
of book per quarter

Strategy in plain words

auto-generated from filings

Aufman Associates Inc is a wealth-management firm allocating client money, running a $203.8M US long book across 65 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD SMALL-CAP ETF, VANGUARD S&P 500 ETF, VANGUARD FTSE DEVELOPED ETF, SEAGATE TECHNOLOGY HOLDINGS, SCHWAB FNDMNTL US LRG CO ETF.

Over the last 9 quarters its long book ran on average 0.4pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.4%
Q2 2024
+6.9%
Q3 2024
-1.0%
Q4 2024
-2.3%
Q1 2025
+8.4%
Q2 2025
+7.3%
Q3 2025
+2.9%
Q4 2025
+0.2%
Q1 2026
+13.7%

Sector allocation

Other
52%
Technology
12%
Healthcare
12%
Financials
7%
Materials
5%
Energy
5%
Consumer staples
2%
Services media
2%

Long book by quarter

$142.0M
Q1 2024
$140.5M
Q2 2024
$155.6M
Q3 2024
$148.1M
Q4 2024
$145.5M
Q1 2025
$162.2M
Q2 2025
$177.7M
Q3 2025
$195.1M
Q4 2025
$203.8M
Q1 2026

What does Aufman Associates own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
STXN SEAGATE TECHNOLOGY HOLDINGS65.5K$25.7M12.6%-0.1%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials6.8K$3.2M1.6%Held
MRNA MODERNA INCHealthcare57.0K$2.7M1.3%+31.9%
MTX MINERALS TECHNOLOGIES INCMaterials38.0K$2.7M1.3%Held
GOOG ALPHABET INC-CL CTechnology7.1K$2.0M1.0%+0.7%
AAPL APPLE INCTechnology7.7K$2.0M1.0%-0.3%
XOM EXXON MOBIL CORPEnergy8.6K$1.5M0.7%-4.3%
MSFT MICROSOFT CORPTechnology3.3K$1.2M0.6%0.0%
JNJ JOHNSON & JOHNSONHealthcare3.2K$783K0.4%-5.6%
RVTY REVVITY INCHealthcare8.3K$724K0.4%Held
ABBV ABBVIE INCHealthcare3.3K$709K0.3%Held
CVX CHEVRON CORPEnergy3.0K$620K0.3%+0.3%
AVGO BROADCOM INCTechnology1.9K$583K0.3%+0.1%
MRK MERCK & CO. INC.Healthcare3.7K$442K0.2%-0.8%
KHC KRAFT HEINZ CO/THEConsumer staples18.6K$419K0.2%Held
GOOGL ALPHABET INC-CL ATechnology1.3K$387K0.2%-1.3%
DIS WALT DISNEY CO/THEServices media4.0K$385K0.2%Held
COP CONOCOPHILLIPSEnergy2.4K$317K0.2%Held
ABT ABBOTT LABORATORIESHealthcare3.1K$313K0.2%Held
PAYX PAYCHEX INCServices media3.2K$291K0.1%Held
KO COCA-COLA CO/THEConsumer staples3.8K$289K0.1%Held
AMZN AMAZON.COM INCConsumer discretionary1.4K$288K0.1%-0.1%
PPL PPL CORPUtilities7.5K$286K0.1%Held
PEP PEPSICO INCConsumer staples1.8K$279K0.1%Held
VZ VERIZON COMMUNICATIONS INCCommunications5.2K$263K0.1%Held
MCK MCKESSON CORPConsumer discretionary300$260K0.1%Held
MCD MCDONALD'S CORPConsumer discretionary829$258K0.1%Held
CAT CATERPILLAR INCIndustrials350$248K0.1%Held
MAR MARRIOTT INTERNATIONAL -CL AServices media702$230K0.1%Held
FORA FORIAN INC52.7K$109K0.1%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 202665$203.8M canonicalSEC ↗
Q4 202513F-HRFeb 11, 202667$195.1M canonicalSEC ↗
Q3 202513F-HRNov 12, 202566$177.7M canonicalSEC ↗
Q2 202513F-HRAug 13, 202564$162.2M canonicalSEC ↗
Q1 202513F-HRMay 14, 202557$145.5M canonicalSEC ↗
Q4 202413F-HRFeb 12, 202559$148.1M canonicalSEC ↗
Q3 202413F-HRNov 13, 202464$155.6M canonicalSEC ↗
Q2 202413F-HRAug 9, 202446$140.5M canonicalSEC ↗
Q1 202413F-HRMay 10, 202446$142.0M canonicalSEC ↗