Ballast, Inc.

Wealth advisor Mechanical CIK 1730477
League rank
#411
in Wealth advisor · #2232 overall
Long book
$432.4M
Q1 2026
Positions
133
Top-10 weight
54%
concentration
Last quarter
+13.7%
SPY +14.8%
Turnover
6%
of book per quarter

Strategy in plain words

auto-generated from filings

Ballast, Inc. is a wealth-management firm allocating client money, running a $432.4M US long book across 133 positions.

The portfolio is concentrated: the top 10 names carry 54% of the portfolio. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD SMALL-CAP ETF, VANGUARD MID-CAP ETF, INVESCO S&P 500 QUALITY ETF, VANGUARD HIGH DVD YIELD ETF, INVESCO S&P 500 EQUAL WEIGHT.

Over the last 9 quarters its long book ran on average 0.7pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.5%
Q2 2024
+7.9%
Q3 2024
-1.5%
Q4 2024
-1.0%
Q1 2025
+4.7%
Q2 2025
+6.4%
Q3 2025
+2.8%
Q4 2025
+0.1%
Q1 2026
+13.7%

Sector allocation

Technology
28%
Financials
18%
Industrials
15%
Consumer discretionary
10%
Healthcare
10%
Energy
5%
Other
4%
Utilities
3%

Long book by quarter

$316.5M
Q1 2024
$324.9M
Q2 2024
$352.5M
Q3 2024
$349.8M
Q4 2024
$353.4M
Q1 2025
$381.9M
Q2 2025
$410.7M
Q3 2025
$427.3M
Q4 2025
$432.4M
Q1 2026

What does Ballast, Inc. own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology50.9K$12.9M3.0%-0.8%
MSFT MICROSOFT CORPTechnology17.1K$6.3M1.5%+5.6%
JNJ JOHNSON & JOHNSONHealthcare23.1K$5.7M1.3%+1.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials10.9K$5.2M1.2%-1.6%
GRBK GREEN BRICK PARTNERS INCIndustrials73.5K$4.7M1.1%Held
UNH UNITEDHEALTH GROUP INCFinancials15.7K$4.2M1.0%-1.6%
JPM JPMORGAN CHASE & COFinancials14.1K$4.1M1.0%+2.3%
AMZN AMAZON.COM INCConsumer discretionary18.5K$3.9M0.9%+4.3%
GOOG ALPHABET INC-CL CTechnology13.2K$3.8M0.9%+3.4%
LLY ELI LILLY & COHealthcare4.0K$3.7M0.8%-0.1%
MU MICRON TECHNOLOGY INCTechnology9.8K$3.3M0.8%-2.5%
COST COSTCO WHOLESALE CORPConsumer discretionary3.0K$3.0M0.7%+0.7%
WMT WALMART INCConsumer discretionary23.6K$2.9M0.7%-2.0%
GOOGL ALPHABET INC-CL ATechnology9.9K$2.9M0.7%+2.9%
XOM EXXON MOBIL CORPEnergy16.5K$2.8M0.6%-15.9%
CAT CATERPILLAR INCIndustrials3.8K$2.7M0.6%+33.5%
PG PROCTER & GAMBLE CO/THEOther17.0K$2.5M0.6%+4.4%
RTX RTX CORPIndustrials11.0K$2.1M0.5%+0.3%
DE DEERE & COIndustrials3.7K$2.1M0.5%+3.4%
DUK DUKE ENERGY CORPUtilities15.9K$2.1M0.5%+1.0%
TGT TARGET CORPConsumer discretionary16.5K$2.0M0.5%+0.3%
CSCO CISCO SYSTEMS INCTechnology25.1K$1.9M0.5%+0.8%
TRV TRAVELERS COS INC/THEFinancials6.6K$1.9M0.4%+0.9%
ED CONSOLIDATED EDISON INCUtilities16.6K$1.9M0.4%+1.6%
HD HOME DEPOT INCConsumer discretionary5.7K$1.9M0.4%+1.5%
TFC TRUIST FINANCIAL CORPFinancials39.6K$1.8M0.4%-0.1%
AMD ADVANCED MICRO DEVICESTechnology8.8K$1.8M0.4%+12.4%
HAL HALLIBURTON COEnergy44.5K$1.7M0.4%-0.3%
HON HONEYWELL INTERNATIONAL INCIndustrials7.5K$1.7M0.4%+0.8%
TXN TEXAS INSTRUMENTS INCTechnology8.6K$1.7M0.4%+0.4%
NTRS NORTHERN TRUST CORPFinancials11.8K$1.6M0.4%+1.0%
CB CHUBB LTDFinancials4.8K$1.6M0.4%+0.9%
BA BOEING CO/THEIndustrials7.6K$1.5M0.3%+2.7%
GLW CORNING INCIndustrials10.9K$1.5M0.3%Held
VLO VALERO ENERGY CORPEnergy5.8K$1.4M0.3%+0.8%
DIS WALT DISNEY CO/THEServices media14.8K$1.4M0.3%+2.2%
V VISA INC-CLASS A SHARESServices media4.6K$1.4M0.3%-0.5%
NVDA NVIDIA CORPTechnology8.0K$1.4M0.3%-0.7%
PEP PEPSICO INCConsumer staples8.8K$1.4M0.3%+1.2%
NKE NIKE INC -CL BOther25.7K$1.4M0.3%+3.1%
UNP UNION PACIFIC CORPIndustrials5.5K$1.3M0.3%+3.7%
MDLZ MONDELEZ INTERNATIONAL INC-AConsumer staples22.4K$1.3M0.3%+2.6%
TMUS T-MOBILE US INCCommunications6.1K$1.3M0.3%+2.1%
DD DUPONT DE NEMOURS INCMaterials28.0K$1.3M0.3%+2.2%
PFE PFIZER INCHealthcare43.3K$1.2M0.3%+1.7%
CRM SALESFORCE INCTechnology6.3K$1.2M0.3%+1.5%
KMB KIMBERLY-CLARK CORPOther11.9K$1.1M0.3%+2.3%
MDT MEDTRONIC PLCHealthcare12.9K$1.1M0.3%+1.2%
KO COCA-COLA CO/THEConsumer staples11.8K$900K0.2%-2.3%
AXP AMERICAN EXPRESS COFinancials2.8K$840K0.2%-2.7%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026133$432.4M canonicalSEC ↗
Q4 202513F-HRFeb 3, 2026133$427.3M canonicalSEC ↗
Q3 202513F-HRNov 7, 2025134$412.7M canonicalSEC ↗
Q2 202513F-HR/ARESTATEMENTNov 7, 2025128$381.9M canonicalSEC ↗
Q2 202513F-HRJul 29, 2025151$244.4M SEC ↗
Q1 202513F-HRMay 12, 2025125$353.4M canonicalSEC ↗
Q4 202413F-HRJan 16, 2025119$349.8M canonicalSEC ↗
Q3 202413F-HROct 16, 2024125$352.5M canonicalSEC ↗
Q2 202413F-HRJul 15, 2024120$324.9M canonicalSEC ↗
Q1 202413F-HRMay 6, 2024120$316.5M canonicalSEC ↗