Bay Harbor Wealth Management, LLC

Wealth advisor Mechanical CIK 1767989
League rank
#1869
in Wealth advisor · #4893 overall
Long book
$385.7M
Q1 2026
Positions
1301
Top-10 weight
49%
concentration
Last quarter
+10.3%
SPY +14.8%
Turnover
7%
of book per quarter

Strategy in plain words

auto-generated from filings

Bay Harbor Wealth Management, LLC is a wealth-management firm allocating client money, running a $385.7M US long book across 1301 positions.

The portfolio is moderately concentrated (top 10 ≈ 49% of the book). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: DIMENSIONAL US CORE EQUITY M, ISHR CR UNVRSE USD BD ETF-UI, VANGUARD GROWTH ETF, VANGUARD FTSE DEVELOPED ETF, ISHARES CORE S&P 500 ETF.

Over the last 9 quarters its long book ran on average 1pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+5.7%
Q3 2024
-1.1%
Q4 2024
-0.6%
Q1 2025
+8.3%
Q2 2025
+6.0%
Q3 2025
+2.5%
Q4 2025
-1.4%
Q1 2026
+10.3%

Sector allocation

Technology
37%
Industrials
13%
Financials
12%
Consumer discretionary
10%
Healthcare
7%
Services media
5%
Energy
4%
Utilities
3%

Long book by quarter

$278.5M
Q1 2024
$286.9M
Q2 2024
$306.1M
Q3 2024
$308.1M
Q4 2024
$316.2M
Q1 2025
$344.8M
Q2 2025
$370.1M
Q3 2025
$382.8M
Q4 2025
$385.7M
Q1 2026

What does Bay Harbor own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology5.5K$959K0.2%+9.8%
AAPL APPLE INCTechnology3.2K$820K0.2%+11.0%
GOOGL ALPHABET INC-CL ATechnology1.8K$529K0.1%+5.9%
MSFT MICROSOFT CORPTechnology1.3K$478K0.1%-5.8%
AMZN AMAZON.COM INCConsumer discretionary2.1K$440K0.1%+15.6%
TSLA TESLA INCIndustrials1.1K$414K0.1%+1.0%
META META PLATFORMS INC-CLASS ATechnology523$299K0.1%+5.7%
JPM JPMORGAN CHASE & COFinancials964$284K0.1%+24.9%
AVGO BROADCOM INCTechnology868$269K0.1%+12.0%
LLY ELI LILLY & COHealthcare225$207K0.1%+3.2%
LRCX LAM RESEARCH CORPIndustrials929$198K0.1%-23.3%
CSCO CISCO SYSTEMS INCTechnology2.5K$194K0.1%+745.8%
V VISA INC-CLASS A SHARESServices media567$171K0.0%+4.0%
ABBV ABBVIE INCHealthcare691$150K0.0%+0.9%
LIN LINDE PLCMaterials279$138K0.0%+1.5%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology926$135K0.0%+11.7%
WFC WELLS FARGO & COFinancials1.7K$132K0.0%+0.2%
VRT VERTIV HOLDINGS CO-ATechnology517$130K0.0%-18.8%
AXP AMERICAN EXPRESS COFinancials428$129K0.0%-2.5%
SLB SLB LTDEnergy2.5K$129K0.0%-1.1%
ADI ANALOG DEVICES INCTechnology396$126K0.0%-20.8%
ORCL ORACLE CORPTechnology853$125K0.0%+880.5%
TMUS T-MOBILE US INCCommunications591$124K0.0%-1.5%
FANG DIAMONDBACK ENERGY INCEnergy616$122K0.0%-2.1%
IQV IQVIA HOLDINGS INCHealthcare710$121K0.0%+18.3%
MCK MCKESSON CORPConsumer discretionary139$120K0.0%-12.0%
BNY BANK OF NEW YORK MELLON CORPFinancials1.0K$120K0.0%-25.1%
DAL DELTA AIR LINES INCIndustrials1.8K$119K0.0%+4.5%
GOOG ALPHABET INC-CL CTechnology406$116K0.0%+31.4%
PH PARKER HANNIFIN CORPIndustrials130$116K0.0%-2.3%
ALL ALLSTATE CORPFinancials551$115K0.0%+74.4%
TJX TJX COMPANIES INCConsumer discretionary705$113K0.0%-17.0%
LHX L3HARRIS TECHNOLOGIES INCTechnology321$111K0.0%-21.7%
PG PROCTER & GAMBLE CO/THEOther746$108K0.0%+321.5%
UBER UBER TECHNOLOGIES INCServices media1.5K$106K0.0%+31.6%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials218$104K0.0%-71.6%
IBKR INTERACTIVE BROKERS GRO-CL AFinancials1.6K$104K0.0%-19.6%
PHM PULTEGROUP INCIndustrials858$101K0.0%-2.4%
BSX BOSTON SCIENTIFIC CORPHealthcare1.6K$100K0.0%+1822.9%
JNJ JOHNSON & JOHNSONHealthcare406$99K0.0%+172.5%
QSR RESTAURANT BRANDS INTERNConsumer discretionary1.3K$99K0.0%-4.0%
PM PHILIP MORRIS INTERNATIONALConsumer staples587$97K0.0%+538.0%
DIS WALT DISNEY CO/THEServices media897$86K0.0%+22.0%
CCL CARNIVAL CORP LTDIndustrials3.3K$86K0.0%-1.8%
NOW SERVICENOW INCTechnology767$80K0.0%-5.3%
PPL PPL CORPUtilities2.0K$79K0.0%-5.5%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 14, 20261301$385.7M canonicalSEC ↗
Q4 202513F-HRFeb 2, 20261317$382.8M canonicalSEC ↗
Q3 202513F-HROct 9, 20251289$370.1M canonicalSEC ↗
Q2 202513F-HRJul 22, 20251275$344.8M canonicalSEC ↗
Q1 202513F-HRMay 12, 20251150$316.2M canonicalSEC ↗
Q4 202413F-HRJan 27, 2025181$308.1M canonicalSEC ↗
Q3 202413F-HROct 24, 2024169$306.1M canonicalSEC ↗
Q2 202413F-HRJul 24, 2024168$286.9M canonicalSEC ↗
Q1 202413F-HRApr 22, 2024172$278.5M canonicalSEC ↗