CALDWELL SUTTER CAPITAL, INC.
Long book
$245.9M
Q1 2026
Positions
894
Top-10 weight
23%
concentration
Last quarter
+9.7%
SPY +14.8%
Turnover
7%
of book per quarter
Strategy in plain words
auto-generated from filingsCALDWELL SUTTER CAPITAL, INC. is an institutional manager, running a $245.9M US long book across 894 positions.
The portfolio is broadly diversified across 894 positions (top 10 only 23%). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: APPLE INC, PERMA-PIPE INTERNATIONAL HOL, CATERPILLAR INC, KINETIK HOLDINGS INC, PLUMAS BANCORP.
Over the last 9 quarters its long book ran on average 0.5pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Signal value of individual moves is limited — treat changes as weak evidence.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
-0.1%
Q2 2024
+9.6%
Q3 2024
+0.5%
Q4 2024
-1.5%
Q1 2025
+5.3%
Q2 2025
+5.6%
Q3 2025
+2.8%
Q4 2025
+3.4%
Q1 2026
+9.7%
Sector allocation
Financials 26%
Technology 16%
Industrials 14%
Healthcare 7%
Utilities 6%
Consumer discretionary 6%
Other 6%
Energy 5%
Long book by quarter
What does CALDWELL own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 46.6K | $11.8M | 4.8% | -4.0% |
| PPIH PERMA-PIPE INTERNATIONAL HOL | Industrials | 234.2K | $7.0M | 2.8% | -0.4% |
| CAT CATERPILLAR INC | Industrials | 8.2K | $5.8M | 2.4% | -4.9% |
| KNTK KINETIK HOLDINGS INC | Utilities | 118.6K | $5.7M | 2.3% | +61.9% |
| PLBC PLUMAS BANCORP | Financials | 106.3K | $5.2M | 2.1% | Held |
| MSA MSA SAFETY INC | Healthcare | 29.3K | $4.8M | 2.0% | -8.9% |
| SSBI SUMMIT STATE BANK | — | 347.1K | $4.6M | 1.9% | +0.1% |
| V VISA INC-CLASS A SHARES | Services media | 12.9K | $3.9M | 1.6% | -1.7% |
| DGICA DONEGAL GROUP INC-CL A | Financials | 212.3K | $3.6M | 1.5% | Held |
| CVX CHEVRON CORP | Energy | 16.8K | $3.5M | 1.4% | -0.8% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 7.1K | $3.4M | 1.4% | +9.4% |
| SENEA SENECA FOODS CORP - CL A | Consumer staples | 20.0K | $3.0M | 1.2% | Held |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 3.0K | $3.0M | 1.2% | -1.1% |
| MOD MODINE MANUFACTURING CO | Industrials | 12.9K | $2.8M | 1.1% | -22.2% |
| MSFT MICROSOFT CORP | Technology | 7.3K | $2.7M | 1.1% | -0.4% |
| JPM JPMORGAN CHASE & CO | Financials | 9.0K | $2.6M | 1.1% | -2.5% |
| PKBK PARKE BANCORP INC | Financials | 91.3K | $2.6M | 1.1% | -0.3% |
| BCML BAYCOM CORP | Financials | 80.0K | $2.4M | 1.0% | Held |
| XOM EXXON MOBIL CORP | Energy | 13.9K | $2.4M | 1.0% | -0.8% |
| AXP AMERICAN EXPRESS CO | Financials | 7.3K | $2.2M | 0.9% | Held |
| FSUN FIRSTSUN CAPITAL BANCORP | Financials | 58.3K | $2.1M | 0.9% | -0.6% |
| CSCO CISCO SYSTEMS INC | Technology | 27.1K | $2.1M | 0.9% | -6.2% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 8.3K | $2.0M | 0.8% | -2.0% |
| PFE PFIZER INC | Healthcare | 66.3K | $1.9M | 0.8% | +3.7% |
| META META PLATFORMS INC-CLASS A | Technology | 3.1K | $1.8M | 0.7% | -0.3% |
| PEP PEPSICO INC | Consumer staples | 11.5K | $1.8M | 0.7% | +8.4% |
| NEN NEW ENGLAND REALTY ASSOC-LP | Real estate | 29.0K | $1.7M | 0.7% | Held |
| CWBC COMMUNITY WEST BANCSHARES | Financials | 74.1K | $1.7M | 0.7% | Held |
| BANR BANNER CORPORATION | Financials | 28.3K | $1.7M | 0.7% | Held |
| UNP UNION PACIFIC CORP | Industrials | 6.5K | $1.6M | 0.6% | +0.7% |
| INBK FIRST INTERNET BANCORP | Financials | 76.9K | $1.6M | 0.6% | Held |
| JNJ JOHNSON & JOHNSON | Healthcare | 6.4K | $1.6M | 0.6% | -1.5% |
| MCHB MECHANICS BANCORP-A | Financials | 103.3K | $1.5M | 0.6% | +0.1% |
| GOLD GOLD.COM INC | Consumer discretionary | 35.8K | $1.4M | 0.6% | -16.2% |
| AXR AMREP CORP | Real estate | 49.5K | $1.4M | 0.6% | -1.6% |
| INTU INTUIT INC | Technology | 3.2K | $1.4M | 0.6% | +0.8% |
| NAII NATURAL ALTERNATIVES INTL | Materials | 498.8K | $1.3M | 0.5% | +8.0% |
| INTG INTERGROUP CORP | Real estate | 33.2K | $1.3M | 0.5% | Held |
| VZ VERIZON COMMUNICATIONS INC | Communications | 25.3K | $1.3M | 0.5% | +3.2% |
| HSY HERSHEY CO/THE | Consumer staples | 6.1K | $1.3M | 0.5% | -0.7% |
| WLY WILEY (JOHN) & SONS-CLASS A | Other | 31.5K | $1.2M | 0.5% | -6.7% |
| HON HONEYWELL INTERNATIONAL INC | Industrials | 5.1K | $1.1M | 0.5% | +0.1% |
| MRK MERCK & CO. INC. | Healthcare | 9.4K | $1.1M | 0.5% | -0.8% |
| ABBV ABBVIE INC | Healthcare | 5.1K | $1.1M | 0.5% | -4.5% |
| ELSE ELECTRO-SENSORS INC | Technology | 250.2K | $1.1M | 0.5% | 0.0% |
| SMBK SMARTFINANCIAL INC | Financials | 28.4K | $1.1M | 0.5% | Held |
| T AT&T INC | Communications | 38.3K | $1.1M | 0.5% | -2.7% |
| MCD MCDONALD'S CORP | Consumer discretionary | 3.5K | $1.1M | 0.4% | -2.1% |
| ARL AMERICAN REALTY INVESTORS IN | Real estate | 70.7K | $1.1M | 0.4% | -1.5% |
| GILD GILEAD SCIENCES INC | Healthcare | 7.6K | $1.1M | 0.4% | -6.2% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 6, 2026 | 894 | $245.9M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 30, 2026 | 877 | $235.9M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Oct 29, 2025 | 871 | $234.1M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Jul 11, 2025 | 860 | $218.4M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | Apr 16, 2025 | 889 | $210.2M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Jan 21, 2025 | 898 | $214.9M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 25, 2024 | 907 | $214.6M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Jul 23, 2024 | 925 | $202.1M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | Apr 19, 2024 | 923 | $207.8M | canonical | SEC ↗ |
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