CALTON & ASSOCIATES, INC.
Long book
$695.7M
Q1 2026
Positions
437
Top-10 weight
26%
concentration
Last quarter
+12.1%
SPY +14.8%
Turnover
25%
of book per quarter
Strategy in plain words
auto-generated from filingsCALTON & ASSOCIATES, INC. is a wealth-management firm allocating client money, running a $695.7M US long book across 437 positions.
The portfolio is moderately concentrated (top 10 ≈ 26% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: INVESCO QQQ TRUST SERIES 1, PEAKSHARES SECTOR ROTAT ETF, STE STR SPDR PT S&P 500 ETF, SS SPDR S&P 500 ETF TRUST-US, FIDELITY HIGH DIVIDEND ETF.
Over the last 9 quarters its long book ran on average 0.6pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+6.6%
Q3 2024
+1.4%
Q4 2024
-2.3%
Q1 2025
+6.5%
Q2 2025
+6.9%
Q3 2025
+2.9%
Q4 2025
-0.8%
Q1 2026
+12.1%
Sector allocation
Technology 41%
Financials 13%
Industrials 11%
Consumer discretionary 8%
Healthcare 6%
Utilities 5%
Energy 5%
Communications 4%
Long book by quarter
What does CALTON & own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 64.8K | $16.4M | 2.4% | -4.4% |
| NVDA NVIDIA CORP | Technology | 58.0K | $10.1M | 1.5% | New |
| MSFT MICROSOFT CORP | Technology | 15.4K | $5.7M | 0.8% | +8.7% |
| BRK/B BERKSHIRE HATHAWAY INC-CL B | Financials | 9.3K | $4.5M | 0.6% | -33.5% |
| JPM JPMORGAN CHASE & CO | Financials | 11.7K | $3.4M | 0.5% | +0.6% |
| AMZN AMAZON.COM INC | Consumer discretionary | 16.1K | $3.4M | 0.5% | -8.3% |
| XOM EXXON MOBIL CORP | Energy | 19.2K | $3.3M | 0.5% | -27.1% |
| MU MICRON TECHNOLOGY INC | Technology | 9.2K | $3.1M | 0.4% | +10.8% |
| CVX CHEVRON CORP | Energy | 13.6K | $2.8M | 0.4% | +3.7% |
| LMT LOCKHEED MARTIN CORP | Industrials | 4.3K | $2.6M | 0.4% | New |
| GOOG ALPHABET INC-CL C | Technology | 8.9K | $2.5M | 0.4% | -0.7% |
| WMT WALMART INC | Consumer discretionary | 19.6K | $2.4M | 0.3% | -28.1% |
| LLY ELI LILLY & CO | Healthcare | 2.5K | $2.3M | 0.3% | -9.4% |
| GOOGL ALPHABET INC-CL A | Technology | 8.0K | $2.3M | 0.3% | +8.4% |
| TSLA TESLA INC | Industrials | 5.8K | $2.2M | 0.3% | +4.2% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 32.8K | $1.6M | 0.2% | -5.2% |
| META META PLATFORMS INC-CLASS A | Technology | 2.8K | $1.6M | 0.2% | +9.2% |
| JNJ JOHNSON & JOHNSON | Healthcare | 6.5K | $1.6M | 0.2% | -6.5% |
| ORCL ORACLE CORP | Technology | 10.7K | $1.6M | 0.2% | +120.0% |
| T AT&T INC | Communications | 53.1K | $1.5M | 0.2% | -7.0% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 10.1K | $1.5M | 0.2% | -15.7% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 13, 2026 | 438 | $695.9M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 10, 2026 | 446 | $680.9M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 7, 2025 | 425 | $666.2M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 12, 2025 | 385 | $578.4M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR/ARESTATEMENT | May 15, 2025 | 340 | $438.4M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 5, 2025 | 340 | $438.7M | SEC ↗ | |
| Q4 2024 | 13F-HR | Jan 23, 2025 | 193 | $226.3M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR/ARESTATEMENT | Oct 21, 2024 | 241 | $261.7M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 18, 2024 | 242 | $257.0M | SEC ↗ | |
| Q2 2024 | 13F-HR | Jul 19, 2024 | 188 | $199.8M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | Apr 16, 2024 | 189 | $205.2M | canonical | SEC ↗ |