Cape Investment Advisory, Inc.

Wealth advisor Mechanical CIK 1944437
League rank
#947
in Wealth advisor · #3401 overall
Long book
$300.7M
Q1 2026
Positions
227
Top-10 weight
38%
concentration
Last quarter
+12.0%
SPY +14.8%
Turnover
83%
of book per quarter

Strategy in plain words

auto-generated from filings

Cape Investment Advisory, Inc. is a wealth-management firm allocating client money, running a $300.7M US long book across 227 positions.

The portfolio is moderately concentrated (top 10 ≈ 38% of the book). Turnover is high — positions rotate quickly, so individual names matter less than the process. Current anchor positions: SCHWAB US BROAD MARKET ETF, SCHWAB US LARGE-CAP VALUE, ISHARES FLEX I A ETF-USD INC, SCHWAB 1-5 YR CORP BND ETF, SCHWAB US LARGE-CAP GROWTH.

Over the last 9 quarters its long book ran on average 0.7pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+5.9%
Q3 2024
+1.2%
Q4 2024
-2.1%
Q1 2025
+8.0%
Q2 2025
+6.4%
Q3 2025
+2.7%
Q4 2025
-1.8%
Q1 2026
+12.0%

Sector allocation

Technology
33%
Financials
13%
Consumer discretionary
9%
Services media
8%
Consumer staples
7%
Industrials
7%
Energy
7%
Healthcare
6%

Long book by quarter

$213.9M
Q1 2024
$222.6M
Q2 2024
$246.7M
Q3 2024
$255.7M
Q4 2024
$251.1M
Q1 2025
$273.9M
Q2 2025
$101.7M
Q3 2025
$325.1M
Q4 2025
$300.7M
Q1 2026

What does Cape Investment own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology16.3K$6.0M2.0%+2.4%
GOOGL ALPHABET INC-CL ATechnology17.9K$5.1M1.7%-8.1%
KO COCA-COLA CO/THEConsumer staples64.6K$4.9M1.6%+106.5%
AMZN AMAZON.COM INCConsumer discretionary21.8K$4.5M1.5%+0.6%
CVX CHEVRON CORPEnergy20.2K$4.2M1.4%-7.0%
AAPL APPLE INCTechnology16.0K$4.1M1.3%-10.4%
META META PLATFORMS INC-CLASS ATechnology5.5K$3.1M1.0%+2.4%
GOOG ALPHABET INC-CL CTechnology9.5K$2.7M0.9%+2.2%
NVDA NVIDIA CORPTechnology14.3K$2.5M0.8%+7.6%
SO SOUTHERN CO/THEUtilities25.5K$2.5M0.8%+5.9%
SCHW SCHWAB (CHARLES) CORPFinancials25.3K$2.4M0.8%-4.6%
BKNG BOOKING HOLDINGS INCIndustrials463$1.9M0.6%Held
V VISA INC-CLASS A SHARESServices media6.3K$1.9M0.6%+21.3%
AMAT APPLIED MATERIALS INCTechnology5.5K$1.9M0.6%-21.0%
IQV IQVIA HOLDINGS INCHealthcare10.4K$1.8M0.6%-2.7%
MCBS METROCITY BANKSHARES INCFinancials59.8K$1.7M0.6%+0.4%
XOM EXXON MOBIL CORPEnergy9.2K$1.6M0.5%+45.3%
DIS WALT DISNEY CO/THEServices media15.5K$1.5M0.5%-0.3%
MA MASTERCARD INC - AServices media2.8K$1.4M0.5%-2.7%
MU MICRON TECHNOLOGY INCTechnology4.0K$1.3M0.4%-0.3%
ELV ELEVANCE HEALTH INCFinancials4.5K$1.3M0.4%+10.8%
JPM JPMORGAN CHASE & COFinancials4.3K$1.3M0.4%+10.3%
SBUX STARBUCKS CORPConsumer discretionary13.8K$1.2M0.4%-4.7%
DUK DUKE ENERGY CORPUtilities8.7K$1.1M0.4%+5.0%
VZ VERIZON COMMUNICATIONS INCCommunications21.1K$1.1M0.4%+0.5%
APD AIR PRODUCTS & CHEMICALS INCMaterials3.6K$1.0M0.3%-4.1%
AES AES CORPUtilities69.1K$974K0.3%+0.7%
ICE INTERCONTINENTAL EXCHANGE INFinancials6.2K$969K0.3%+1299.8%
ABNB AIRBNB INC-CLASS AServices media7.4K$940K0.3%-3.3%
CPW CHECK POINT SOFTWARE TECH6.2K$879K0.3%-1.3%
CRM SALESFORCE INCTechnology4.6K$860K0.3%-3.0%
HD HOME DEPOT INCConsumer discretionary2.5K$824K0.3%+22.4%
COR CENCORA INCConsumer discretionary2.6K$811K0.3%-4.0%
BAC BANK OF AMERICA CORPFinancials16.4K$799K0.3%+22.2%
MO ALTRIA GROUP INCConsumer staples12.0K$792K0.3%-6.4%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials1.6K$791K0.3%-2.8%
ADSK AUTODESK INCTechnology3.1K$747K0.2%-6.8%
T AT&T INCCommunications25.5K$738K0.2%+115.2%
WFC WELLS FARGO & COFinancials9.1K$728K0.2%+2.1%
QCOM QUALCOMM INCTechnology5.6K$721K0.2%-6.0%
ADBE ADOBE INCTechnology2.9K$696K0.2%+2.2%
MAS MASCO CORPIndustrials11.5K$695K0.2%-3.5%
PM PHILIP MORRIS INTERNATIONALConsumer staples4.1K$673K0.2%-0.6%
JNJ JOHNSON & JOHNSONHealthcare2.7K$655K0.2%-4.9%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026383$300.7M canonicalSEC ↗
Q4 202513F-HRFeb 17, 20261729$325.1M canonicalSEC ↗
Q3 202513F-HRDec 29, 20251199$101.7M canonicalSEC ↗
Q2 202513F-HRAug 19, 20251171$273.9M canonicalSEC ↗
Q1 202513F-HRMay 16, 20251135$251.1M canonicalSEC ↗
Q4 202413F-HRFeb 5, 20251140$255.7M canonicalSEC ↗
Q3 202413F-HRNov 14, 2024957$246.7M canonicalSEC ↗
Q2 202413F-HRAug 15, 2024929$222.6M canonicalSEC ↗
Q1 202413F-HRJun 21, 2024935$213.9M canonicalSEC ↗