Capstone Financial Advisors, Inc.

Wealth advisor Mechanical CIK 1599217
League rank
#1806
in Wealth advisor · #4798 overall
Long book
$1.86B
Q1 2026
Positions
185
Top-10 weight
75%
concentration
Last quarter
+10.4%
SPY +14.8%
Turnover
16%
of book per quarter

Strategy in plain words

auto-generated from filings

Capstone Financial Advisors, Inc. is a wealth-management firm allocating client money, running a $1.86B US long book across 185 positions.

The portfolio is concentrated: the top 10 names carry 75% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD TOTAL STOCK MKT ETF, ISHARES RUSSELL 1000 ETF, DIMENSIONAL US CORE EQUITY 2, FLEXSHARES STOXX GLOBAL BROA, VANGUARD TOTAL BOND MARKET.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.5%
Q2 2024
+7.4%
Q3 2024
-0.5%
Q4 2024
-1.1%
Q1 2025
+8.4%
Q2 2025
+6.6%
Q3 2025
+2.2%
Q4 2025
-1.4%
Q1 2026
+10.4%

Sector allocation

Consumer discretionary
35%
Technology
33%
Financials
18%
Industrials
4%
Healthcare
2%
Energy
2%
Consumer staples
2%
Services media
1%

Long book by quarter

$1.49B
Q1 2024
$1.51B
Q2 2024
$1.63B
Q3 2024
$1.62B
Q4 2024
$1.59B
Q1 2025
$1.72B
Q2 2025
$1.85B
Q3 2025
$1.88B
Q4 2025
$1.86B
Q1 2026

What does Capstone Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MCD MCDONALD'S CORPConsumer discretionary194.4K$60.4M3.3%-1.8%
AAPL APPLE INCTechnology142.0K$36.0M1.9%-2.0%
JPM JPMORGAN CHASE & COFinancials66.0K$19.4M1.0%+19.4%
NVDA NVIDIA CORPTechnology102.0K$17.8M1.0%+37.8%
AMZN AMAZON.COM INCConsumer discretionary38.9K$8.1M0.4%-1.1%
MSFT MICROSOFT CORPTechnology16.2K$6.0M0.3%+3.0%
CME CME GROUP INCFinancials18.1K$5.4M0.3%0.0%
BRK/A BERKSHIRE HATHAWAY INC-CL AFinancials7$5.0M0.3%Held
COST COSTCO WHOLESALE CORPConsumer discretionary4.0K$4.0M0.2%0.0%
CBOE CBOE GLOBAL MARKETS INCFinancials11.1K$3.1M0.2%-0.1%
GOOGL ALPHABET INC-CL ATechnology9.6K$2.8M0.1%-14.8%
XOM EXXON MOBIL CORPEnergy13.3K$2.2M0.1%-0.7%
QCOM QUALCOMM INCTechnology17.0K$2.2M0.1%0.0%
WMT WALMART INCConsumer discretionary17.2K$2.1M0.1%-25.9%
ETN EATON CORP PLCIndustrials5.4K$1.9M0.1%Held
CAT CATERPILLAR INCIndustrials2.7K$1.9M0.1%-6.1%
META META PLATFORMS INC-CLASS ATechnology3.0K$1.7M0.1%+2.1%
MSTR STRATEGY INCFinancials13.2K$1.7M0.1%Held
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.9K$1.4M0.1%-29.0%
KO COCA-COLA CO/THEConsumer staples17.1K$1.3M0.1%0.0%
IBM INTL BUSINESS MACHINES CORPTechnology5.3K$1.3M0.1%+1.7%
LUMN LUMEN TECHNOLOGIES INCCommunications180.3K$1.3M0.1%Held
JNJ JOHNSON & JOHNSONHealthcare4.9K$1.2M0.1%+0.1%
MU MICRON TECHNOLOGY INCTechnology3.5K$1.2M0.1%+71.8%
CI THE CIGNA GROUPFinancials4.2K$1.1M0.1%-0.6%
LRCX LAM RESEARCH CORPIndustrials5.0K$1.1M0.1%+131.2%
ALK ALASKA AIR GROUP INCIndustrials28.9K$1.1M0.1%+47.7%
MRK MERCK & CO. INC.Healthcare8.2K$992K0.1%-7.0%
DRI DARDEN RESTAURANTS INCConsumer discretionary5.0K$977K0.1%-10.7%
TSLA TESLA INCIndustrials2.5K$932K0.1%-10.7%
ACN ACCENTURE PLC-CL AServices media4.5K$902K0.0%-15.6%
ABBV ABBVIE INCHealthcare3.9K$839K0.0%+0.4%
AMAT APPLIED MATERIALS INCTechnology2.4K$832K0.0%New
FITB FIFTH THIRD BANCORPFinancials17.3K$803K0.0%-10.9%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology5.5K$800K0.0%+0.4%
ICE INTERCONTINENTAL EXCHANGE INFinancials5.0K$794K0.0%+0.3%
GIS GENERAL MILLS INCConsumer staples20.9K$779K0.0%Held
BMY BRISTOL-MYERS SQUIBB COHealthcare12.4K$754K0.0%-4.6%
CVX CHEVRON CORPEnergy3.6K$748K0.0%+0.4%
HD HOME DEPOT INCConsumer discretionary2.2K$711K0.0%+0.8%
GWW WW GRAINGER INCConsumer discretionary626$683K0.0%Held
T AT&T INCCommunications22.0K$638K0.0%+98.2%
GOOG ALPHABET INC-CL CTechnology2.2K$636K0.0%-13.6%
INTC INTEL CORPTechnology14.1K$623K0.0%-7.4%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology1.6K$621K0.0%+0.8%
GEV GE VERNOVA INCIndustrials690$602K0.0%+15.8%
GE GENERAL ELECTRICIndustrials2.1K$591K0.0%Held
LLY ELI LILLY & COHealthcare627$576K0.0%+2.0%
LW LAMB WESTON HOLDINGS INCConsumer staples13.4K$566K0.0%-0.2%
AXP AMERICAN EXPRESS COFinancials1.8K$554K0.0%-4.9%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026187$1.86B canonicalSEC ↗
Q4 202513F-HRFeb 17, 2026186$1.88B canonicalSEC ↗
Q3 202513F-HRNov 14, 2025184$1.85B canonicalSEC ↗
Q2 202513F-HRAug 8, 2025178$1.73B canonicalSEC ↗
Q1 202513F-HRMay 9, 2025158$1.59B canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025157$1.62B canonicalSEC ↗
Q3 202413F-HRNov 14, 2024158$1.63B canonicalSEC ↗
Q2 202413F-HRAug 13, 2024158$1.51B canonicalSEC ↗
Q1 202413F-HRMay 14, 2024151$1.49B canonicalSEC ↗