Carter Financial Group, INC.

Wealth advisor Mechanical CIK 1919749
League rank
#723
in Wealth advisor · #2966 overall
Long book
$161.7M
Q1 2026
Positions
126
Top-10 weight
48%
concentration
Last quarter
+12.5%
SPY +14.8%
Turnover
14%
of book per quarter

Strategy in plain words

auto-generated from filings

Carter Financial Group, INC. is a wealth-management firm allocating client money, running a $161.7M US long book across 126 positions.

The portfolio is moderately concentrated (top 10 ≈ 48% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: BERKSHIRE HATHAWAY INC-CL B, INVESCO NASDAQ 100 ETF, AMPLIFY CWP ENHAN DIVID ETF, XTRACKERS MSCI EAFE HEDGED E, APPLE INC.

Over the last 4 quarters its long book ran on average 0.6pp per quarter behind the S&P 500, beating the index in 2 of 4 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q2 2025
+10.1%
Q3 2025
+0.0%
Q4 2025
-4.0%
Q1 2026
+12.5%

Sector allocation

Technology
40%
Financials
35%
Industrials
11%
Consumer discretionary
4%
Energy
3%
Healthcare
3%
Utilities
2%
Communications
1%

Long book by quarter

$152.9M
Q2 2025
$165.5M
Q3 2025
$168.6M
Q4 2025
$161.7M
Q1 2026

What does Carter Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials41.7K$20.0M12.4%-2.1%
AAPL APPLE INCTechnology25.5K$6.5M4.0%+1.5%
NVDA NVIDIA CORPTechnology28.3K$4.9M3.1%-0.8%
GOOG ALPHABET INC-CL CTechnology11.2K$3.2M2.0%-0.5%
MSFT MICROSOFT CORPTechnology6.6K$2.4M1.5%-5.6%
GOOGL ALPHABET INC-CL ATechnology8.4K$2.4M1.5%-1.0%
TSLA TESLA INCIndustrials6.1K$2.3M1.4%+43.1%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology13.8K$2.0M1.2%-6.9%
XOM EXXON MOBIL CORPEnergy10.2K$1.7M1.1%+2.5%
AMZN AMAZON.COM INCConsumer discretionary7.7K$1.6M1.0%+8.2%
ITW ILLINOIS TOOL WORKSIndustrials4.5K$1.2M0.7%+0.7%
WMT WALMART INCConsumer discretionary8.2K$1.0M0.6%+21.1%
ANET ARISTA NETWORKS INCTechnology8.1K$992K0.6%+0.1%
RTX RTX CORPIndustrials5.1K$982K0.6%+1.3%
NGL NGL ENERGY PARTNERS LPUtilities64.9K$800K0.5%Held
AMGN AMGEN INCHealthcare2.3K$800K0.5%-2.4%
ORCL ORACLE CORPTechnology5.2K$758K0.5%-4.6%
JPM JPMORGAN CHASE & COFinancials2.5K$735K0.5%-2.9%
AVGO BROADCOM INCTechnology2.2K$666K0.4%-12.7%
META META PLATFORMS INC-CLASS ATechnology1.1K$653K0.4%+12.3%
SNA SNAP-ON INCIndustrials1.7K$635K0.4%+0.6%
INTC INTEL CORPTechnology11.7K$518K0.3%-1.1%
JNJ JOHNSON & JOHNSONHealthcare2.1K$518K0.3%-12.2%
C CITIGROUP INCFinancials4.0K$449K0.3%+2.5%
GS GOLDMAN SACHS GROUP INCFinancials499$422K0.3%+4.2%
GE GENERAL ELECTRICIndustrials1.5K$419K0.3%-1.9%
AXP AMERICAN EXPRESS COFinancials1.4K$415K0.3%-2.2%
ASML ASML HOLDING NV-NY REG SHSIndustrials311$411K0.3%+64.6%
T AT&T INCCommunications13.3K$385K0.2%-2.8%
IBM INTL BUSINESS MACHINES CORPTechnology1.6K$382K0.2%-9.0%
XYZ BLOCK INCTechnology6.1K$366K0.2%Held
RY ROYAL BANK OF CANADAFinancials2.3K$365K0.2%New
TD TORONTO-DOMINION BANKFinancials3.8K$352K0.2%+10.8%
CAT CATERPILLAR INCIndustrials483$342K0.2%+32.0%
MU MICRON TECHNOLOGY INCTechnology945$319K0.2%+12.4%
CEG CONSTELLATION ENERGYUtilities1.1K$308K0.2%-2.7%
MCD MCDONALD'S CORPConsumer discretionary977$304K0.2%+0.9%
V VISA INC-CLASS A SHARESServices media987$298K0.2%-4.6%
BAC BANK OF AMERICA CORPFinancials6.1K$298K0.2%-2.8%
GEV GE VERNOVA INCIndustrials340$297K0.2%+5.9%
LRCX LAM RESEARCH CORPIndustrials1.4K$293K0.2%New
ABBV ABBVIE INCHealthcare1.3K$292K0.2%-21.8%
AMD ADVANCED MICRO DEVICESTechnology1.3K$273K0.2%-5.6%
COIN COINBASE GLOBAL INC -CLASS AFinancials1.5K$265K0.2%-1.2%
LII LENNOX INTERNATIONAL INCIndustrials545$253K0.2%+0.2%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 27, 2026126$161.7M canonicalSEC ↗
Q4 202513F-HRFeb 13, 2026121$168.6M canonicalSEC ↗
Q3 202513F-HRNov 14, 2025116$165.5M canonicalSEC ↗
Q2 202513F-HRAug 22, 2025116$152.9M canonicalSEC ↗