Cascades Capital Asset Management, LLC

Wealth advisor Mechanical CIK 2035512
League rank
#747
in Wealth advisor · #3020 overall
Long book
$238.6M
Q1 2026
Positions
158
Top-10 weight
52%
concentration
Last quarter
+12.5%
SPY +14.8%
Turnover
23%
of book per quarter

Strategy in plain words

auto-generated from filings

Cascades Capital Asset Management, LLC is a wealth-management firm allocating client money, running a $238.6M US long book across 158 positions.

The portfolio is concentrated: the top 10 names carry 52% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD DIVIDEND APPREC ETF, VANGUARD S&P 500 ETF, VANGUARD S&P 500 VALUE ETF, APPLE INC, MICROSOFT CORP.

Over the last 7 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 2 of 7 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q3 2024
+0.9%
Q4 2024
-3.4%
Q1 2025
+8.1%
Q2 2025
+7.7%
Q3 2025
+2.5%
Q4 2025
-3.5%
Q1 2026
+12.5%

Sector allocation

Technology
51%
Financials
10%
Industrials
10%
Consumer discretionary
8%
Healthcare
7%
Services media
3%
Energy
3%
Utilities
2%

Long book by quarter

$181.5M
Q3 2024
$187.5M
Q4 2024
$185.3M
Q1 2025
$194.5M
Q2 2025
$227.2M
Q3 2025
$238.9M
Q4 2025
$238.6M
Q1 2026

What does Cascades Capital own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology43.8K$11.1M4.7%+0.5%
MSFT MICROSOFT CORPTechnology26.6K$9.8M4.1%-1.8%
NVDA NVIDIA CORPTechnology55.1K$9.6M4.0%-0.2%
GOOGL ALPHABET INC-CL ATechnology20.3K$5.8M2.4%+5.2%
META META PLATFORMS INC-CLASS ATechnology4.3K$2.5M1.0%-1.1%
LLY ELI LILLY & COHealthcare2.7K$2.4M1.0%-5.3%
XOM EXXON MOBIL CORPEnergy12.9K$2.2M0.9%-2.3%
UNH UNITEDHEALTH GROUP INCFinancials7.7K$2.1M0.9%-0.3%
JPM JPMORGAN CHASE & COFinancials6.8K$2.0M0.8%-2.2%
FBNC FIRST BANCORP/NCFinancials34.8K$2.0M0.8%Held
MCD MCDONALD'S CORPConsumer discretionary5.7K$1.8M0.7%-8.9%
V VISA INC-CLASS A SHARESServices media5.8K$1.7M0.7%-7.3%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials3.3K$1.6M0.7%-26.6%
AMZN AMAZON.COM INCConsumer discretionary7.0K$1.5M0.6%+4.1%
LMT LOCKHEED MARTIN CORPIndustrials2.4K$1.4M0.6%-5.7%
CAT CATERPILLAR INCIndustrials1.9K$1.3M0.6%-9.8%
DUK DUKE ENERGY CORPUtilities9.5K$1.2M0.5%-16.2%
ABBV ABBVIE INCHealthcare5.7K$1.2M0.5%-1.5%
RTX RTX CORPORATIONIndustrials6.2K$1.2M0.5%-1.5%
HD HOME DEPOT INCConsumer discretionary3.2K$1.1M0.4%-16.1%
LOW LOWE'S COS INCConsumer discretionary3.8K$889K0.4%-0.3%
FDS FACTSET RESEARCH SYSTEMS INCTechnology4.0K$877K0.4%0.0%
TJX TJX COMPANIES INCConsumer discretionary5.4K$856K0.4%0.0%
WMT WALMART INCConsumer discretionary6.8K$851K0.4%+0.1%
JNJ JOHNSON & JOHNSONHealthcare3.4K$828K0.3%+0.2%
AVGO BROADCOM INCTechnology2.5K$768K0.3%+8.7%
AMGN AMGEN INCHealthcare2.1K$755K0.3%Held
PH PARKER HANNIFIN CORPIndustrials818$732K0.3%Held
FCX FREEPORT-MCMORAN INCMaterials12.2K$715K0.3%-1.9%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology1.7K$679K0.3%+4.3%
VZ VERIZON COMMUNICATIONS INCCommunications12.5K$629K0.3%-16.1%
BAC BANK OF AMERICA CORPFinancials12.8K$626K0.3%-25.5%
CSCO CISCO SYSTEMS INCTechnology7.8K$609K0.3%+0.1%
WM WASTE MANAGEMENT INCUtilities2.6K$600K0.3%+2.2%
TSLA TESLA INCIndustrials1.5K$557K0.2%-0.7%
GLW CORNING INCIndustrials4.0K$548K0.2%+0.4%
GE General Electric CompanyIndustrials1.9K$544K0.2%Held
INTC INTEL CORPTechnology12.1K$534K0.2%Held
MU MICRON TECHNOLOGY INCTechnology1.5K$494K0.2%-52.6%
GEV GE VERNOVA INCIndustrials529$462K0.2%Held
NUE NUCOR CORPIndustrials2.6K$436K0.2%0.0%
CRM SALESFORCE INCTechnology2.2K$406K0.2%-6.6%
MKL MARKEL GROUP INCFinancials211$404K0.2%Held
GRMN GARMIN LTDTechnology1.7K$399K0.2%Held
MO ALTRIA GROUP INCConsumer staples6.0K$398K0.2%-25.9%
SYK STRYKER CORPHealthcare1.1K$371K0.2%Held
MRK MERCK & CO. INC.Healthcare3.0K$362K0.2%+0.1%
NFLX NETFLIX INCServices media3.7K$351K0.1%-1.6%
FDX FEDEX CORPIndustrials976$348K0.1%-16.4%
NEM NEWMONT CORPMaterials3.2K$346K0.1%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026159$238.6M canonicalSEC ↗
Q4 202513F-HRFeb 4, 2026166$238.9M canonicalSEC ↗
Q3 202513F-HRNov 14, 2025155$227.2M canonicalSEC ↗
Q2 202513F-HRAug 14, 2025144$194.5M canonicalSEC ↗
Q1 202513F-HRMay 15, 2025143$185.3M canonicalSEC ↗
Q4 202413F-HRFeb 13, 2025106$187.5M canonicalSEC ↗
Q3 202413F-HRNov 14, 2024101$181.5M canonicalSEC ↗