Convergence Financial, LLC

Wealth advisor Mechanical CIK 2034001
League rank
#1981
in Wealth advisor · #5094 overall
Long book
$943.1M
Q1 2026
Positions
217
Top-10 weight
50%
concentration
Last quarter
+10.1%
SPY +14.8%
Turnover
25%
of book per quarter

Strategy in plain words

auto-generated from filings

Convergence Financial, LLC is a wealth-management firm allocating client money, running a $943.1M US long book across 217 positions.

The portfolio is moderately concentrated (top 10 ≈ 50% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: SS SPDR P S&P 500 VALUE ETF, SS SPDR P AGG BOND ETF, SS SPDR BB 1-3M T-BILL ETF, SS SPDR S&P 400 MC GR ETF, SS SPDR S&P 400 MC VAL ETF.

Over the last 9 quarters its long book ran on average 1.4pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.2%
Q2 2024
+6.0%
Q3 2024
+2.2%
Q4 2024
-4.4%
Q1 2025
+8.4%
Q2 2025
+6.5%
Q3 2025
+1.5%
Q4 2025
-2.3%
Q1 2026
+10.1%

Sector allocation

Technology
41%
Industrials
16%
Consumer discretionary
11%
Financials
10%
Services media
5%
Healthcare
4%
Energy
4%
Utilities
3%

Long book by quarter

$242.2M
Q1 2024
$378.2M
Q2 2024
$470.7M
Q3 2024
$501.4M
Q4 2024
$509.2M
Q1 2025
$581.1M
Q2 2025
$665.9M
Q3 2025
$685.3M
Q4 2025
$943.1M
Q1 2026

What does Convergence Financial, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
TSLA TESLA INCIndustrials57.5K$21.4M2.3%+120.1%
MSFT MICROSOFT CORPTechnology36.9K$13.7M1.5%+119.8%
META META PLATFORMS INC-CLASS ATechnology21.9K$12.5M1.3%+200.1%
NVDA NVIDIA CORPTechnology58.2K$10.2M1.1%-6.8%
AAPL APPLE INCTechnology39.4K$10.0M1.1%-2.5%
GOOGL ALPHABET INC-CL ATechnology28.4K$8.2M0.9%-7.1%
AVGO BROADCOM INCTechnology24.5K$7.6M0.8%-5.2%
AMZN AMAZON.COM INCConsumer discretionary31.3K$6.5M0.7%-1.4%
COST COSTCO WHOLESALE CORPConsumer discretionary5.5K$5.5M0.6%+102.9%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology10.4K$4.0M0.4%+111.8%
LLY ELI LILLY & COHealthcare4.4K$4.0M0.4%-2.2%
DUK DUKE ENERGY CORPUtilities28.2K$3.7M0.4%+95.2%
WMT WALMART INCConsumer discretionary28.4K$3.5M0.4%+76.6%
GEV GE VERNOVA INCIndustrials4.0K$3.5M0.4%-4.3%
ULTA ULTA BEAUTY INCConsumer discretionary6.5K$3.4M0.4%+94.7%
JPM JPMORGAN CHASE & COFinancials11.3K$3.3M0.4%-26.8%
COP CONOCOPHILLIPSEnergy23.3K$3.1M0.3%+917.9%
UI UBIQUITI INCTechnology3.9K$3.1M0.3%New
MRK MERCK & CO. INC.Healthcare22.3K$2.7M0.3%+89.6%
AME AMETEK INCTechnology11.9K$2.6M0.3%-3.0%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials5.1K$2.4M0.3%-15.4%
MSI MOTOROLA SOLUTIONS INCTechnology5.5K$2.4M0.3%+116.7%
TMO THERMO FISHER SCIENTIFIC INCOther4.8K$2.3M0.2%+97.1%
V VISA INC-CLASS A SHARESServices media7.3K$2.2M0.2%+94.2%
GS GOLDMAN SACHS GROUP INCFinancials2.6K$2.2M0.2%-5.7%
DE DEERE & COIndustrials3.8K$2.1M0.2%+70.9%
LOW LOWE'S COS INCConsumer discretionary8.9K$2.1M0.2%+0.2%
ALL ALLSTATE CORPFinancials9.0K$1.9M0.2%-1.6%
PG PROCTER & GAMBLE CO/THEOther12.6K$1.8M0.2%+0.9%
BAP CREDICORP LTDFinancials5.3K$1.8M0.2%+92.1%
DOV DOVER CORPIndustrials8.1K$1.7M0.2%+99.2%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology11.2K$1.6M0.2%+4.2%
URI UNITED RENTALS INCServices media2.2K$1.6M0.2%New
MPC MARATHON PETROLEUM CORPEnergy6.3K$1.5M0.2%-5.2%
VZ VERIZON COMMUNICATIONS INCCommunications28.6K$1.4M0.2%+93.9%
CVX CHEVRON CORPEnergy6.8K$1.4M0.1%+38.3%
CRM SALESFORCE INCTechnology7.5K$1.4M0.1%-0.8%
UNH UNITEDHEALTH GROUP INCFinancials4.8K$1.3M0.1%+519.3%
CNA CNA FINANCIAL CORPFinancials27.5K$1.3M0.1%+95.7%
JNJ JOHNSON & JOHNSONHealthcare5.1K$1.2M0.1%-8.2%
NOW SERVICENOW INCTechnology11.7K$1.2M0.1%-1.1%
LIN LINDE PLCMaterials2.4K$1.2M0.1%-3.0%
TMUS T-MOBILE US INCCommunications5.5K$1.2M0.1%+156.3%
NFLX NETFLIX INCServices media11.4K$1.1M0.1%+103.7%
PSX PHILLIPS 66Energy5.9K$1.1M0.1%New
NEE NEXTERA ENERGY INCUtilities11.3K$1.1M0.1%+103.4%
DHR DANAHER CORPTechnology5.4K$1.0M0.1%+68.7%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 11, 2026276$943.1M canonicalSEC ↗
Q4 202513F-HRFeb 11, 2026190$685.3M canonicalSEC ↗
Q3 202513F-HRNov 10, 2025188$665.9M canonicalSEC ↗
Q2 202513F-HRAug 6, 2025179$581.6M canonicalSEC ↗
Q1 202513F-HRApr 25, 2025167$509.2M canonicalSEC ↗
Q4 202413F-HRFeb 5, 2025159$501.4M canonicalSEC ↗
Q3 202413F-HROct 23, 2024157$470.9M canonicalSEC ↗
Q2 202413F-HROct 23, 2024147$378.2M canonicalSEC ↗
Q1 202413F-HROct 23, 202449$242.2M canonicalSEC ↗