Elm3 Financial Group, LLC

Wealth advisor Mechanical CIK 2011201
League rank
#211
in Wealth advisor · #1615 overall
Long book
$118.4M
Q1 2026
Positions
117
Top-10 weight
38%
concentration
Last quarter
+14.9%
SPY +14.8%
Turnover
10%
of book per quarter

Strategy in plain words

auto-generated from filings

Elm3 Financial Group, LLC is a wealth-management firm allocating client money, running a $118.4M US long book across 117 positions.

The portfolio is moderately concentrated (top 10 ≈ 38% of the book). The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: AMAZON.COM INC, NVIDIA CORP, BROADCOM INC, INVESCO QQQ TRUST SERIES 1, ELI LILLY & CO.

Over the last 6 quarters its long book ran on average 0.2pp per quarter ahead of the S&P 500, beating the index in 3 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
-4.7%
Q1 2025
+12.3%
Q2 2025
+7.0%
Q3 2025
+2.4%
Q4 2025
-3.3%
Q1 2026
+14.9%

Sector allocation

Technology
48%
Consumer discretionary
20%
Industrials
10%
Financials
7%
Healthcare
7%
Utilities
4%
Other
3%
Services media
1%

Long book by quarter

$117.3M
Q4 2024
$113.8M
Q1 2025
$120.3M
Q2 2025
$122.0M
Q3 2025
$120.6M
Q4 2025
$118.4M
Q1 2026

What does Elm3 Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AMZN AMAZON.COM INCConsumer discretionary36.7K$7.6M6.5%-0.4%
NVDA NVIDIA CORPTechnology41.3K$7.2M6.1%-2.8%
AVGO BROADCOM INCTechnology16.3K$5.1M4.3%-0.9%
LLY ELI LILLY & COHealthcare4.0K$3.7M3.1%-1.8%
MSFT MICROSOFT CORPTechnology10.0K$3.7M3.1%-1.4%
AAPL APPLE INCTechnology13.2K$3.4M2.8%-1.3%
GOOGL ALPHABET INC-CL ATechnology8.2K$2.3M2.0%-0.9%
HWM HOWMET AEROSPACE INCIndustrials7.7K$1.8M1.5%-2.6%
WRB WR BERKLEY CORPFinancials23.3K$1.5M1.3%-3.9%
HD HOME DEPOT INCConsumer discretionary4.3K$1.4M1.2%-25.0%
STRL STERLING INFRASTRUCTURE INCIndustrials2.6K$1.1M0.9%-2.7%
PGR PROGRESSIVE CORPFinancials4.1K$812K0.7%-4.0%
KLAC KLA CORPOther540$795K0.7%-0.7%
COST COSTCO WHOLESALE CORPConsumer discretionary714$712K0.6%Held
BXSL BLACKSTONE SECURED LENDING F29.8K$707K0.6%-16.1%
TDG TRANSDIGM GROUP INCIndustrials587$680K0.6%-1.2%
DTM DT MIDSTREAM INCUtilities4.8K$643K0.5%+0.2%
GOOG ALPHABET INC-CL CTechnology2.0K$570K0.5%-1.4%
VRT VERTIV HOLDINGS CO-ATechnology2.3K$567K0.5%-2.6%
JPM JPMORGAN CHASE & COFinancials1.8K$533K0.5%+0.5%
META META PLATFORMS INC-CLASS ATechnology925$529K0.4%-0.2%
MOD MODINE MANUFACTURING COIndustrials2.2K$482K0.4%-5.4%
ACGL ARCH CAPITAL GROUP LTDFinancials4.8K$456K0.4%-6.3%
ATO ATMOS ENERGY CORPUtilities2.4K$448K0.4%+7.3%
PANW PALO ALTO NETWORKS INCTechnology2.8K$444K0.4%-10.4%
NDAQ NASDAQ INCFinancials5.1K$431K0.4%-1.7%
CEG CONSTELLATION ENERGYUtilities1.5K$409K0.3%+4.5%
ANET ARISTA NETWORKS INCTechnology2.7K$329K0.3%-2.5%
PH PARKER HANNIFIN CORPIndustrials358$320K0.3%+19.3%
SPGI S&P GLOBAL INCServices media720$306K0.3%-1.4%
LMT LOCKHEED MARTIN CORPIndustrials500$302K0.3%-0.8%
EME EMCOR GROUP INCIndustrials398$294K0.2%New
LNG CHENIERE ENERGY INCUtilities1.0K$293K0.2%Held
MCK MCKESSON CORPConsumer discretionary326$282K0.2%-4.7%
MPC MARATHON PETROLEUM CORPEnergy1.1K$274K0.2%New
AZO AUTOZONE INCConsumer discretionary74$250K0.2%-2.6%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 13, 2026117$118.4M canonicalSEC ↗
Q4 202513F-HRJan 22, 2026113$120.6M canonicalSEC ↗
Q3 202513F-HROct 21, 2025111$122.0M canonicalSEC ↗
Q2 202513F-HRJul 23, 2025108$120.3M canonicalSEC ↗
Q1 202513F-HRMay 6, 2025101$113.8M canonicalSEC ↗
Q4 202413F-HRJan 27, 202590$117.3M canonicalSEC ↗