Financial & Tax Architects, LLC
Long book
$448.4M
Q1 2026
Positions
108
Top-10 weight
37%
concentration
Last quarter
+6.0%
SPY +14.8%
Turnover
28%
of book per quarter
Strategy in plain words
auto-generated from filingsFinancial & Tax Architects, LLC is a wealth-management firm allocating client money, running a $448.4M US long book across 108 positions.
The portfolio is moderately concentrated (top 10 ≈ 37% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: VANGUARD TOTAL STOCK MKT ETF, ABRDN BLOOMBERG ALL COMMODIT, ISHARES MSCI EAFE ETF, ISHARES CORE US REIT ETF, SS SPDR S&P 500 ETF TRUST-US.
Over the last 9 quarters its long book ran on average 1.7pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
-0.2%
Q2 2024
+8.2%
Q3 2024
-3.3%
Q4 2024
+2.9%
Q1 2025
+3.0%
Q2 2025
+4.7%
Q3 2025
+1.9%
Q4 2025
+2.2%
Q1 2026
+6.0%
Sector allocation
Consumer discretionary 19%
Technology 19%
Healthcare 16%
Energy 10%
Industrials 10%
Consumer staples 8%
Other 7%
Services media 5%
Long book by quarter
What does Financial & own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| XOM EXXON MOBIL CORP | Energy | 53.7K | $9.1M | 2.0% | -15.4% |
| CVX CHEVRON CORP | Energy | 43.7K | $9.0M | 2.0% | -9.1% |
| WMT WALMART INC | Consumer discretionary | 71.9K | $8.9M | 2.0% | -9.1% |
| NEE NEXTERA ENERGY INC | Utilities | 87.3K | $8.1M | 1.8% | -7.4% |
| JNJ JOHNSON & JOHNSON | Healthcare | 32.9K | $8.0M | 1.8% | -17.4% |
| CAT CATERPILLAR INC | Industrials | 10.8K | $7.7M | 1.7% | -19.5% |
| KO COCA-COLA CO/THE | Consumer staples | 98.1K | $7.5M | 1.7% | -6.8% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 30.5K | $7.4M | 1.6% | +6.7% |
| ABBV ABBVIE INC | Healthcare | 33.8K | $7.3M | 1.6% | -5.1% |
| GD GENERAL DYNAMICS CORP | Industrials | 21.1K | $7.2M | 1.6% | -6.8% |
| PEP PEPSICO INC | Consumer staples | 46.3K | $7.2M | 1.6% | -5.8% |
| MCD MCDONALD'S CORP | Consumer discretionary | 22.7K | $7.1M | 1.6% | -5.2% |
| LOW LOWE'S COS INC | Consumer discretionary | 28.5K | $6.7M | 1.5% | -5.1% |
| PG PROCTER & GAMBLE CO/THE | Other | 46.3K | $6.7M | 1.5% | -1.8% |
| SPGI S&P GLOBAL INC | Services media | 15.7K | $6.7M | 1.5% | +7.0% |
| ABT ABBOTT LABORATORIES | Healthcare | 64.0K | $6.6M | 1.5% | +8.8% |
| MDT MEDTRONIC PLC | Healthcare | 74.6K | $6.5M | 1.4% | -4.7% |
| SHW SHERWIN-WILLIAMS CO/THE | Consumer discretionary | 20.1K | $6.4M | 1.4% | -1.4% |
| ADP AUTOMATIC DATA PROCESSING | Technology | 31.6K | $6.4M | 1.4% | +17.1% |
| NVDA NVIDIA CORP | Technology | 34.8K | $6.1M | 1.4% | -0.5% |
| ECL ECOLAB INC | Other | 21.6K | $5.8M | 1.3% | -14.6% |
| AAPL APPLE INC | Technology | 16.8K | $4.3M | 0.9% | -1.8% |
| MSFT MICROSOFT CORP | Technology | 8.8K | $3.3M | 0.7% | +8.6% |
| NFLX NETFLIX INC | Services media | 26.0K | $2.5M | 0.6% | +27.5% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 2.4K | $2.4M | 0.5% | +1.5% |
| AMZN AMAZON.COM INC | Consumer discretionary | 11.2K | $2.3M | 0.5% | +4.7% |
| ASML ASML HOLDING NV-NY REG SHS | Industrials | 1.7K | $2.3M | 0.5% | -21.8% |
| GOOG ALPHABET INC-CL C | Technology | 7.9K | $2.3M | 0.5% | -2.2% |
| AVGO BROADCOM INC | Technology | 6.9K | $2.1M | 0.5% | +5.6% |
| META META PLATFORMS INC-CLASS A | Technology | 3.5K | $2.0M | 0.4% | +0.9% |
| AZO AUTOZONE INC | Consumer discretionary | 220 | $743K | 0.2% | New |
| ENB ENBRIDGE INC | Energy | 11.9K | $646K | 0.1% | -28.2% |
| TD TORONTO-DOMINION BANK | Financials | 6.7K | $623K | 0.1% | -28.1% |
| EMR EMERSON ELECTRIC CO | Industrials | 4.7K | $614K | 0.1% | +32.6% |
| SLF SUN LIFE FINANCIAL INC | Financials | 9.0K | $562K | 0.1% | -26.9% |
| TEL TE CONNECTIVITY PLC | Consumer discretionary | 2.6K | $553K | 0.1% | -25.7% |
| RY ROYAL BANK OF CANADA | Financials | 3.2K | $519K | 0.1% | New |
| MFC MANULIFE FINANCIAL CORP | Financials | 14.9K | $515K | 0.1% | New |
| BAC BANK OF AMERICA CORP | Financials | 7.7K | $375K | 0.1% | -10.8% |
| IDCC INTERDIGITAL INC | Financials | 1.1K | $322K | 0.1% | Held |
| TSLA TESLA INC | Industrials | 750 | $279K | 0.1% | -7.3% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | Apr 23, 2026 | 108 | $448.4M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 21, 2026 | 103 | $445.0M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 5, 2025 | 104 | $453.1M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 13, 2025 | 93 | $411.7M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 6, 2025 | 101 | $398.4M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Jan 15, 2025 | 103 | $392.6M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 13, 2024 | 95 | $389.0M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 9, 2024 | 82 | $373.0M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 8, 2024 | 85 | $363.4M | canonical | SEC ↗ |