Financial Designs Corp

Wealth advisor Mechanical CIK 1561383
League rank
#2546
in Wealth advisor · #5945 overall
Long book
$179.6M
Q1 2026
Positions
40
Top-10 weight
85%
concentration
Last quarter
+8.9%
SPY +14.8%
Turnover
46%
of book per quarter

Strategy in plain words

auto-generated from filings

Financial Designs Corp is a wealth-management firm allocating client money, running a $179.6M US long book across 40 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: ISHARES CORE S&P TOTAL U.S., ISHARES CORE U.S. AGGREGATE, INVESCO RUSSELL 1000 DYN M/F, ISHARES CORE INTL STOCK ETF, AMPLIFY CWP ENHAN DIVID ETF.

Over the last 9 quarters its long book ran on average 1.4pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.7%
Q2 2024
+5.4%
Q3 2024
+0.4%
Q4 2024
-1.0%
Q1 2025
+6.9%
Q2 2025
+5.9%
Q3 2025
+1.6%
Q4 2025
-1.2%
Q1 2026
+8.9%

Sector allocation

Technology
41%
Industrials
20%
Consumer discretionary
17%
Utilities
16%
Services media
4%
Healthcare
2%

Long book by quarter

$151.7M
Q1 2024
$145.5M
Q2 2024
$155.0M
Q3 2024
$151.8M
Q4 2024
$143.6M
Q1 2025
$163.1M
Q2 2025
$172.7M
Q3 2025
$176.6M
Q4 2025
$179.6M
Q1 2026

What does Financial Designs own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
TSLA TESLA INCIndustrials2.1K$796K0.4%New
NVDA NVIDIA CORPTechnology4.5K$791K0.4%New
AAPL APPLE INCTechnology3.1K$777K0.4%New
AMZN AMAZON.COM INCConsumer discretionary3.4K$701K0.4%New
EIX EDISON INTERNATIONALUtilities8.8K$642K0.4%-39.3%
NOC NORTHROP GRUMMAN CORPTechnology603$411K0.2%New
GRBK GREEN BRICK PARTNERS INCIndustrials4.2K$267K0.1%New
SRE SEMPRAUtilities2.5K$248K0.1%New
AZO AUTOZONE INCConsumer discretionary70$236K0.1%New
DIS WALT DISNEY CO/THEServices media2.3K$218K0.1%New
AVGO BROADCOM INCTechnology675$209K0.1%New
SLS SELLAS LIFE SCIENCES GROUP IHealthcare23.3K$99K0.1%New

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 16, 202640$179.6M canonicalSEC ↗
Q4 202513F-HRJan 23, 202623$176.6M canonicalSEC ↗
Q3 202513F-HRNov 10, 202522$172.7M canonicalSEC ↗
Q2 202513F-HRJul 17, 202535$163.1M canonicalSEC ↗
Q1 202513F-HRApr 14, 202520$143.6M canonicalSEC ↗
Q4 202413F-HRJan 21, 202520$151.8M canonicalSEC ↗
Q3 202413F-HROct 18, 202420$155.0M canonicalSEC ↗
Q2 202413F-HRJul 15, 202419$145.5M canonicalSEC ↗
Q1 202413F-HRApr 12, 202418$151.7M canonicalSEC ↗