Financial Management Professionals, Inc.

Wealth advisor Mechanical CIK 1568132
League rank
#1584
in Wealth advisor · #4445 overall
Long book
$891.6M
Q1 2026
Positions
962
Top-10 weight
62%
concentration
Last quarter
+10.8%
SPY +14.8%
Turnover
15%
of book per quarter

Strategy in plain words

auto-generated from filings

Financial Management Professionals, Inc. is a wealth-management firm allocating client money, running a $891.6M US long book across 962 positions.

The portfolio is concentrated: the top 10 names carry 62% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: GOLDMAN ACTIVEBETA US LC ETF, DIMENSIONAL INTERNATIONAL CO, JOHN HANCOCK MULTI FACT MID, GOLDMAN SACHS ACTIVEBETA INT, SCHWAB US LARGE-CAP ETF.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+1.8%
Q2 2024
+6.0%
Q3 2024
+0.1%
Q4 2024
-1.8%
Q1 2025
+9.6%
Q2 2025
+6.5%
Q3 2025
+2.2%
Q4 2025
-1.8%
Q1 2026
+10.8%

Sector allocation

Technology
33%
Financials
17%
Industrials
9%
Consumer discretionary
9%
Healthcare
9%
Energy
8%
Utilities
5%
Services media
3%

Long book by quarter

$678.5M
Q1 2024
$728.6M
Q2 2024
$805.4M
Q3 2024
$791.1M
Q4 2024
$782.9M
Q1 2025
$888.8M
Q2 2025
$960.8M
Q3 2025
$969.6M
Q4 2025
$891.6M
Q1 2026

What does Financial Management own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology25.7K$6.5M0.7%+0.7%
NVDA NVIDIA CORPTechnology36.0K$6.3M0.7%+12.3%
XOM EXXON MOBIL CORPEnergy21.0K$3.6M0.4%-15.3%
JPM JPMORGAN CHASE & COFinancials11.5K$3.4M0.4%+2.0%
AMZN AMAZON.COM INCConsumer discretionary11.7K$2.4M0.3%-1.0%
MSFT MICROSOFT CORPTechnology6.4K$2.4M0.3%+1.8%
HOMB HOME BANCSHARES INCFinancials83.8K$2.3M0.3%Held
AVGO BROADCOM INCTechnology6.2K$1.9M0.2%+3.8%
TSLA TESLA INCIndustrials4.9K$1.8M0.2%+0.9%
ET ENERGY TRANSFER LPUtilities91.1K$1.8M0.2%+7427.9%
GOOGL ALPHABET INC-CL ATechnology5.5K$1.6M0.2%+2.6%
CVX CHEVRON CORPEnergy7.1K$1.5M0.2%+2.0%
NXPI NXP SEMICONDUCTORS NVTechnology7.2K$1.4M0.2%+4.6%
MS MORGAN STANLEYFinancials8.2K$1.3M0.2%+1.2%
ABBV ABBVIE INCHealthcare6.0K$1.3M0.1%+8.5%
JCI JOHNSON CONTROLS INTERNATIONIndustrials9.5K$1.2M0.1%+0.2%
META META PLATFORMS INC-CLASS ATechnology2.1K$1.2M0.1%-0.1%
GOOG ALPHABET INC-CL CTechnology4.0K$1.2M0.1%+3.4%
CSCO CISCO SYSTEMS INCTechnology13.6K$1.1M0.1%+15.3%
TJX TJX COMPANIES INCConsumer discretionary6.5K$1.0M0.1%+1.3%
GILD GILEAD SCIENCES INCHealthcare7.4K$1.0M0.1%+3.6%
CMI CUMMINS INCIndustrials1.8K$946K0.1%+1.5%
KO COCA-COLA CO/THEConsumer staples11.7K$897K0.1%+4.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials1.9K$891K0.1%-14.1%
TXN TEXAS INSTRUMENTS INCTechnology4.5K$877K0.1%-1.7%
JNJ JOHNSON & JOHNSONHealthcare3.5K$866K0.1%+31.1%
WMT WALMART INCConsumer discretionary6.8K$844K0.1%-0.5%
LLY ELI LILLY & COHealthcare909$836K0.1%-3.9%
DUK DUKE ENERGY CORPUtilities6.2K$809K0.1%+1.1%
COP CONOCOPHILLIPSEnergy6.1K$800K0.1%+4.6%
ISRG INTUITIVE SURGICAL INCHealthcare1.6K$734K0.1%-1.1%
HD HOME DEPOT INCConsumer discretionary2.2K$727K0.1%-1.3%
LMT LOCKHEED MARTIN CORPIndustrials1.2K$722K0.1%+1.6%
BRK/A BERKSHIRE HATHAWAY INC-CL AFinancials1$718K0.1%Held
PM PHILIP MORRIS INTERNATIONALConsumer staples4.1K$690K0.1%+1.5%
SRE SEMPRAUtilities7.0K$685K0.1%+1.4%
SHW SHERWIN-WILLIAMS CO/THEConsumer discretionary2.1K$675K0.1%-0.1%
VLO VALERO ENERGY CORPEnergy2.6K$644K0.1%+0.9%
COST COSTCO WHOLESALE CORPConsumer discretionary642$640K0.1%-9.8%
ABT ABBOTT LABORATORIESHealthcare6.1K$627K0.1%+7.5%
AMD ADVANCED MICRO DEVICESTechnology3.1K$623K0.1%-39.7%
PG PROCTER & GAMBLE CO/THEOther4.1K$593K0.1%+5.6%
UNH UNITEDHEALTH GROUP INCFinancials2.2K$593K0.1%+142.8%
BAC BANK OF AMERICA CORPFinancials12.1K$588K0.1%0.0%
PNC PNC FINANCIAL SERVICES GROUPFinancials2.8K$587K0.1%+1.5%
UNP UNION PACIFIC CORPIndustrials2.3K$565K0.1%+1.9%
LRCX LAM RESEARCH CORPIndustrials2.6K$563K0.1%+2.5%
IBM INTL BUSINESS MACHINES CORPTechnology2.3K$559K0.1%-1.2%
SBUX STARBUCKS CORPConsumer discretionary6.2K$555K0.1%+1.3%
AMGN AMGEN INCHealthcare1.6K$549K0.1%+1.6%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 15, 2026963$891.6M canonicalSEC ↗
Q4 202513F-HRJan 27, 2026967$969.6M canonicalSEC ↗
Q3 202513F-HROct 15, 2025948$960.8M canonicalSEC ↗
Q2 202513F-HRJul 15, 20251017$888.8M canonicalSEC ↗
Q1 202513F-HRApr 10, 2025996$782.9M canonicalSEC ↗
Q4 202413F-HRJan 15, 2025984$791.1M canonicalSEC ↗
Q3 202413F-HROct 24, 20241015$805.4M $K fixed canonicalSEC ↗
Q2 202413F-HRJul 12, 2024984$728.6M $K fixed canonicalSEC ↗
Q1 202413F-HRApr 16, 20241046$678.5M $K fixed canonicalSEC ↗