Financial Plan, Inc.

Wealth advisor Mechanical CIK 2107584
League rank
#2666
in Wealth advisor · #6138 overall
Long book
$932.9M
Q1 2026
Positions
94
Top-10 weight
73%
concentration
Last quarter
+8.6%
SPY +14.8%
Turnover
19%
of book per quarter

Strategy in plain words

auto-generated from filings

Financial Plan, Inc. is a wealth-management firm allocating client money, running a $932.9M US long book across 94 positions.

The portfolio is concentrated: the top 10 names carry 73% of the portfolio. Turnover is modest: positions are typically held for years. Current anchor positions: AVANTIS U.S. EQUITY ETF, DIMENSIONAL US CORE EQUITY 2, AVANTIS INTERNATIONAL EQUITY, DIMENSIONAL INTERNATIONAL CO, DIMENSIONAL SHORT DURATION.

Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2025
+0.7%
Q1 2026
+8.6%

Sector allocation

Technology
46%
Industrials
26%
Financials
11%
Consumer discretionary
8%
Other
4%
Healthcare
4%
Energy
2%
Services media
0%

Long book by quarter

$871.1M
Q4 2025
$932.9M
Q1 2026

What does Financial Plan, own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology22.5K$5.7M0.6%-24.3%
MSFT MICROSOFT CORPTechnology12.2K$4.5M0.5%+7.1%
CAT CATERPILLAR INCIndustrials5.5K$3.9M0.4%Held
BNY BANK OF NEW YORK MELLON CORPFinancials12.3K$1.5M0.2%Held
BRK/A BERKSHIRE HATHAWAY INC-CL AFinancials2$1.4M0.2%Held
COST COSTCO WHOLESALE CORPConsumer discretionary1.4K$1.4M0.1%+7.1%
TSLA TESLA INCIndustrials3.5K$1.3M0.1%-9.8%
NVDA NVIDIA CORPTechnology6.7K$1.2M0.1%+14.3%
TRMB TRIMBLE INCOther12.5K$815K0.1%Held
BA BOEING CO/THEIndustrials3.5K$693K0.1%-1.8%
GOOG ALPHABET INC-CL CTechnology2.1K$592K0.1%+11.0%
MTRX MATRIX SERVICE COIndustrials47.6K$547K0.1%Held
GLW CORNING INCIndustrials4.0K$544K0.1%Held
AVGO BROADCOM INCTechnology1.4K$431K0.0%+12.0%
AMZN AMAZON.COM INCConsumer discretionary2.0K$407K0.0%-6.3%
JNJ JOHNSON & JOHNSONHealthcare1.5K$369K0.0%Held
ABT ABBOTT LABORATORIESHealthcare3.6K$367K0.0%-1.8%
XOM EXXON MOBIL CORPEnergy2.0K$333K0.0%-0.3%
MCD MCDONALD'S CORPConsumer discretionary1.0K$322K0.0%Held
ABBV ABBVIE INCHealthcare1.2K$265K0.0%+4.6%
BAC 7.25 PERP L BANK OF AMERICA CORP213$254K0.0%Held
CVX CHEVRON CORPEnergy1.0K$208K0.0%New
USB US BANCORPFinancials4.0K$206K0.0%Held
WAFU WAH FU EDUCATION GROUP LTDServices media19.0K$29K0.0%New
ITP IT TECH PACKAGING INCOther115.0K$21K0.0%-14.8%
SNTG SENTAGE HOLDINGS INCFinancials10.0K$18K0.0%New
SMTK SMARTKEM INCTechnology60.0K$14K0.0%New
HUBC HUB CYBER SECURITY LTDTechnology40.0K$4K0.0%New

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 27, 202694$932.9M canonicalSEC ↗
Q4 202513F-HRJan 28, 202694$871.1M canonicalSEC ↗