Flaharty Asset Management, LLC

Wealth advisor Mechanical CIK 1697882
League rank
#2859
in Wealth advisor · #6435 overall
Long book
$805.5M
Q1 2026
Positions
133
Top-10 weight
41%
concentration
Last quarter
+7.9%
SPY +14.8%
Turnover
11%
of book per quarter

Strategy in plain words

auto-generated from filings

Flaharty Asset Management, LLC is a wealth-management firm allocating client money, running a $805.5M US long book across 133 positions.

The portfolio is moderately concentrated (top 10 ≈ 41% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: PIMCO ENHANCED SHORT MATURIT, JANUS HENDERSON AAA CLO ETF, FIRST TRUST SENIOR LOAN ETF, SS FINANCIAL SELECT SECTOR, AMERICAN CENTURY DIVERSIFIED.

Over the last 9 quarters its long book ran on average 1.5pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+0.9%
Q2 2024
+5.3%
Q3 2024
-0.0%
Q4 2024
-0.1%
Q1 2025
+4.8%
Q2 2025
+4.9%
Q3 2025
+1.8%
Q4 2025
+1.7%
Q1 2026
+7.9%

Sector allocation

Technology
38%
Financials
16%
Healthcare
13%
Industrials
10%
Consumer discretionary
9%
Materials
3%
Utilities
3%
Other
2%

Long book by quarter

$673.8M
Q1 2024
$676.9M
Q2 2024
$711.2M
Q3 2024
$685.0M
Q4 2024
$693.0M
Q1 2025
$731.1M
Q2 2025
$787.1M
Q3 2025
$800.7M
Q4 2025
$805.5M
Q1 2026

What does Flaharty Asset own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology9.7K$3.6M0.4%-11.8%
CAT CATERPILLAR INCIndustrials3.9K$2.7M0.3%-9.0%
NVDA NVIDIA CORPTechnology13.4K$2.3M0.3%-7.0%
AAPL APPLE INCTechnology8.1K$2.1M0.3%-5.3%
JNJ JOHNSON & JOHNSONHealthcare8.0K$1.9M0.2%-30.5%
VMC VULCAN MATERIALS COMaterials4.6K$1.2M0.2%Held
AZN ASTRAZENECA PLCHealthcare6.0K$1.2M0.1%New
AMZN AMAZON.COM INCConsumer discretionary5.2K$1.1M0.1%Held
JPM JPMORGAN CHASE & COFinancials3.7K$1.1M0.1%+2.8%
LLY ELI LILLY & COHealthcare1.0K$938K0.1%-27.4%
WMT WALMART INCConsumer discretionary6.2K$774K0.1%+3.4%
MU MICRON TECHNOLOGY INCTechnology2.3K$773K0.1%+18.7%
XOM EXXON MOBIL CORPEnergy4.4K$747K0.1%-42.5%
AVGO BROADCOM INCTechnology2.3K$713K0.1%+203.0%
HD HOME DEPOT INCConsumer discretionary2.2K$708K0.1%+0.1%
JBL JABIL INCTechnology2.5K$658K0.1%Held
GOOG ALPHABET INC-CL CTechnology2.2K$640K0.1%-4.0%
UNH UNITEDHEALTH GROUP INCFinancials2.3K$633K0.1%+27.2%
SLDE SLIDE INSURANCE HOLDINGS INCFinancials33.8K$608K0.1%-37.4%
MSTR STRATEGY INCFinancials4.8K$593K0.1%+91.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials1.2K$564K0.1%-1.5%
BE BLOOM ENERGY CORP- AIndustrials3.9K$528K0.1%+39.3%
PG PROCTER & GAMBLE CO/THEOther3.5K$509K0.1%Held
BMNR BITMINE IMMERSION TECHNOLOGIFinancials23.0K$455K0.1%+123.2%
MCD MCDONALD'S CORPConsumer discretionary1.4K$430K0.1%+27.6%
MS MORGAN STANLEYFinancials2.5K$413K0.1%Held
PEG PUBLIC SERVICE ENTERPRISE GPUtilities5.1K$410K0.1%+1.1%
BAC BANK OF AMERICA CORPFinancials8.2K$399K0.0%+0.2%
ORCL ORACLE CORPTechnology2.7K$396K0.0%-5.8%
CSCO CISCO SYSTEMS INCTechnology5.0K$391K0.0%+1.1%
MRK MERCK & CO. INC.Healthcare3.1K$378K0.0%+0.8%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology2.5K$372K0.0%+101.7%
GS GOLDMAN SACHS GROUP INCFinancials434$367K0.0%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 5, 2026133$805.5M canonicalSEC ↗
Q4 202513F-HRFeb 6, 2026141$800.7M canonicalSEC ↗
Q3 202513F-HRNov 4, 2025130$787.1M canonicalSEC ↗
Q2 202513F-HR/ARESTATEMENTNov 10, 2025133$731.1M canonicalSEC ↗
Q2 202513F-HRAug 8, 2025339$485.4M SEC ↗
Q1 202513F-HRMay 20, 2025508$693.0M canonicalSEC ↗
Q4 202413F-HRFeb 5, 2025128$685.0M canonicalSEC ↗
Q3 202413F-HROct 18, 2024447$711.2M canonicalSEC ↗
Q2 202413F-HRAug 1, 2024119$676.9M canonicalSEC ↗
Q1 202413F-HRMay 14, 2024118$673.8M canonicalSEC ↗