Focused Wealth Management, Inc

Wealth advisor Mechanical CIK 1586052
League rank
#291
in Wealth advisor · #1872 overall
Long book
$957.0M
Q1 2026
Positions
200
Top-10 weight
61%
concentration
Last quarter
+14.4%
SPY +14.8%
Turnover
26%
of book per quarter

Strategy in plain words

auto-generated from filings

Focused Wealth Management, Inc is a wealth-management firm allocating client money, running a $957.0M US long book across 200 positions.

The portfolio is concentrated: the top 10 names carry 61% of the portfolio. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: SS SPDR P S&P 500 GROWTH ETF, VANGUARD VALUE ETF, INVESCO QQQ TRUST SERIES 1, VANGUARD INT-TERM CORPORATE, VANGUARD HIGH DVD YIELD ETF.

Over the last 9 quarters its long book ran on average 0.1pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+3.5%
Q2 2024
+5.9%
Q3 2024
+2.4%
Q4 2024
-3.1%
Q1 2025
+9.4%
Q2 2025
+8.0%
Q3 2025
+2.4%
Q4 2025
-3.1%
Q1 2026
+14.4%

Sector allocation

Technology
43%
Financials
17%
Industrials
13%
Consumer discretionary
8%
Healthcare
7%
Utilities
4%
Energy
2%
Consumer staples
2%

Long book by quarter

$640.3M
Q1 2024
$679.2M
Q2 2024
$745.7M
Q3 2024
$740.5M
Q4 2024
$735.1M
Q1 2025
$819.4M
Q2 2025
$924.2M
Q3 2025
$941.7M
Q4 2025
$957.0M
Q1 2026

What does Focused Wealth own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology114.1K$28.9M3.0%+6.6%
NVDA NVIDIA CORPTechnology86.8K$15.1M1.6%+66.4%
GOOGL ALPHABET INC-CL ATechnology48.5K$14.0M1.5%+9.9%
AMZN AMAZON.COM INCConsumer discretionary53.1K$11.1M1.2%+28.5%
TSLA TESLA INCIndustrials26.5K$9.9M1.0%+8.9%
MSFT MICROSOFT CORPTechnology20.8K$7.7M0.8%+76.7%
META META PLATFORMS INC-CLASS ATechnology12.5K$7.2M0.7%+16.5%
BX BLACKSTONE INCFinancials55.8K$6.4M0.7%+9.9%
C CITIGROUP INCFinancials49.9K$5.7M0.6%-0.1%
CAT CATERPILLAR INCIndustrials7.5K$5.3M0.6%-9.4%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials10.6K$5.1M0.5%+2.9%
GS GOLDMAN SACHS GROUP INCFinancials5.7K$4.8M0.5%+5.9%
BAC BANK OF AMERICA CORPFinancials94.5K$4.6M0.5%-4.3%
JPM JPMORGAN CHASE & COFinancials15.5K$4.6M0.5%+41.5%
XOM EXXON MOBIL CORPEnergy24.8K$4.2M0.4%+3.4%
IBM INTL BUSINESS MACHINES CORPTechnology14.9K$3.6M0.4%+6.1%
WMT WALMART INCConsumer discretionary28.8K$3.6M0.4%+5.2%
CEG CONSTELLATION ENERGYUtilities12.3K$3.4M0.4%+69.6%
PFE PFIZER INCHealthcare115.3K$3.2M0.3%+5.1%
GE GENERAL ELECTRICIndustrials11.1K$3.2M0.3%+0.9%
GOOG ALPHABET INC-CL CTechnology10.8K$3.1M0.3%+17.2%
KMI KINDER MORGAN INCUtilities70.8K$2.4M0.2%+2.9%
GEV GE VERNOVA INCIndustrials2.7K$2.3M0.2%-2.9%
MO ALTRIA GROUP INCConsumer staples34.3K$2.3M0.2%+2.0%
UNH UNITEDHEALTH GROUP INCFinancials8.2K$2.2M0.2%+18.3%
ABBV ABBVIE INCHealthcare9.4K$2.0M0.2%+9.3%
PRTA PROTHENA CORP PLCHealthcare207.4K$2.0M0.2%+93.0%
HON HONEYWELL INTERNATIONAL INCIndustrials8.7K$2.0M0.2%+33.8%
AVGO BROADCOM INCTechnology6.1K$1.9M0.2%+8.9%
JNJ JOHNSON & JOHNSONHealthcare7.5K$1.8M0.2%+7.4%
GBDC GOLUB CAPITAL BDC INC131.8K$1.7M0.2%+1003.3%
T AT&T INCCommunications55.5K$1.6M0.2%-40.0%
INTC INTEL CORPTechnology34.6K$1.5M0.2%-47.5%
PLTR PALANTIR TECHNOLOGIES INC-ATechnology10.4K$1.5M0.2%+5.7%
NUE NUCOR CORPIndustrials8.9K$1.5M0.2%-3.6%
LLY ELI LILLY & COHealthcare1.6K$1.5M0.2%+119.5%
COST COSTCO WHOLESALE CORPConsumer discretionary1.3K$1.3M0.1%+372.7%
MMM 3M COHealthcare8.4K$1.2M0.1%+0.4%
AMAT APPLIED MATERIALS INCTechnology3.4K$1.2M0.1%-10.6%
ETN EATON CORP PLCIndustrials3.2K$1.1M0.1%+148.1%
DIS WALT DISNEY CO/THEServices media11.5K$1.1M0.1%+1.6%
V VISA INC-CLASS A SHARESServices media3.5K$1.1M0.1%+111.6%
MRK MERCK & CO. INC.Healthcare7.2K$866K0.1%+2.9%
CSCO CISCO SYSTEMS INCTechnology10.5K$816K0.1%+0.9%
NEE NEXTERA ENERGY INCUtilities8.6K$802K0.1%+2.5%
CRWV COREWEAVE INC-CL ATechnology10.2K$788K0.1%-0.5%
VZ VERIZON COMMUNICATIONS INCCommunications15.3K$767K0.1%-27.1%
WFC WELLS FARGO & COFinancials9.6K$766K0.1%+115.6%
BA BOEING CO/THEIndustrials3.8K$761K0.1%New
NFLX NETFLIX INCServices media7.2K$692K0.1%+0.3%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 20, 2026228$964.2M canonicalSEC ↗
Q4 202513F-HRJan 29, 2026213$957.2M canonicalSEC ↗
Q3 202513F-HROct 10, 2025208$939.3M canonicalSEC ↗
Q2 202513F-HRJul 15, 2025202$825.8M canonicalSEC ↗
Q1 202513F-HRMay 1, 2025197$739.8M canonicalSEC ↗
Q4 202413F-HRJan 28, 2025185$740.9M canonicalSEC ↗
Q3 202413F-HROct 30, 2024239$768.6M canonicalSEC ↗
Q2 202413F-HRJul 30, 2024229$699.4M canonicalSEC ↗
Q1 202413F-HRMay 8, 2024205$651.1M canonicalSEC ↗