FOUNDERS FINANCIAL SECURITIES LLC

Wealth advisor Mechanical CIK 1342396
League rank
#1441
in Wealth advisor · #4211 overall
Long book
$1.77B
Q1 2026
Positions
530
Top-10 weight
29%
concentration
Last quarter
+11.1%
SPY +14.8%
Turnover
18%
of book per quarter

Strategy in plain words

auto-generated from filings

FOUNDERS FINANCIAL SECURITIES LLC is a wealth-management firm allocating client money, running a $1.77B US long book across 530 positions.

The portfolio is moderately concentrated (top 10 ≈ 29% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: SS SPDR P S&P 500 GROWTH ETF, SS SPDR P S&P 500 VALUE ETF, VANGUARD DIVIDEND APPREC ETF, DIMENSIONAL EMERGING CORE EQ, VANGUARD FTSE DEVELOPED ETF.

Over the last 9 quarters its long book ran on average 0.8pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.1%
Q2 2024
+6.2%
Q3 2024
+0.3%
Q4 2024
-1.9%
Q1 2025
+8.3%
Q2 2025
+6.4%
Q3 2025
+2.2%
Q4 2025
-1.3%
Q1 2026
+11.1%

Sector allocation

Technology
36%
Financials
11%
Industrials
10%
Consumer discretionary
10%
Healthcare
9%
Energy
6%
Services media
4%
Utilities
4%

Long book by quarter

$953.1M
Q1 2024
$1.06B
Q2 2024
$1.08B
Q3 2024
$1.11B
Q4 2024
$1.18B
Q1 2025
$1.32B
Q2 2025
$1.47B
Q3 2025
$1.70B
Q4 2025
$1.77B
Q1 2026

What does FOUNDERS FINANCIAL own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology176.4K$32.4M1.8%-7.5%
AAPL APPLE INCTechnology88.1K$23.0M1.3%-16.8%
MSFT MICROSOFT CORPTechnology33.2K$12.4M0.7%-10.5%
AMZN AMAZON.COM INCConsumer discretionary46.1K$10.8M0.6%-15.8%
AVGO BROADCOM INCTechnology22.8K$8.1M0.5%-9.5%
GOOGL ALPHABET INC-CL ATechnology25.2K$8.0M0.5%-4.9%
XOM EXXON MOBIL CORPEnergy45.1K$7.0M0.4%-21.8%
META META PLATFORMS INC-CLASS ATechnology10.9K$6.9M0.4%-8.9%
PG PROCTER & GAMBLE CO/THEOther40.4K$5.9M0.3%-11.1%
JNJ JOHNSON & JOHNSONHealthcare23.1K$5.6M0.3%-11.5%
TSLA TESLA INCIndustrials14.2K$4.9M0.3%-12.8%
WMB WILLIAMS COS INCUtilities67.1K$4.9M0.3%+11.4%
JPM JPMORGAN CHASE & COFinancials15.7K$4.9M0.3%-11.7%
V VISA INC-CLASS A SHARESServices media14.8K$4.6M0.3%-9.6%
PNC PNC FINANCIAL SERVICES GROUPFinancials18.7K$4.2M0.2%+4.3%
TXN TEXAS INSTRUMENTS INCTechnology19.2K$4.1M0.2%+6.1%
RTX RTX CORPIndustrials20.3K$4.1M0.2%-16.7%
WMT WALMART INCConsumer discretionary31.7K$4.1M0.2%+3.4%
CVX CHEVRON CORPEnergy20.3K$3.9M0.2%+4.2%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials7.0K$3.4M0.2%-9.1%
COST COSTCO WHOLESALE CORPConsumer discretionary3.3K$3.4M0.2%-5.6%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HR/ARESTATEMENTApr 17, 2026530$1.77B canonicalSEC ↗
Q1 202613F-HRApr 16, 2026498$1.66B SEC ↗
Q4 202513F-HRFeb 10, 2026574$1.70B canonicalSEC ↗
Q3 202513F-HROct 15, 2025489$1.47B canonicalSEC ↗
Q2 202513F-HRAug 6, 2025491$1.32B canonicalSEC ↗
Q1 202513F-HRMay 12, 2025460$1.18B canonicalSEC ↗
Q4 202413F-HRFeb 10, 2025435$1.11B canonicalSEC ↗
Q3 202413F-HRNov 12, 2024427$1.08B canonicalSEC ↗
Q2 202413F-HRAug 2, 2024424$1.06B canonicalSEC ↗
Q1 202413F-HRApr 17, 2024385$953.1M canonicalSEC ↗