GEN Financial Management, INC.

Wealth advisor Mechanical CIK 2032497
League rank
#2409
in Wealth advisor · #5750 overall
Long book
$161.5M
Q1 2026
Positions
51
Top-10 weight
80%
concentration
Last quarter
+9.2%
SPY +14.8%
Turnover
8%
of book per quarter

Strategy in plain words

auto-generated from filings

GEN Financial Management, INC. is a wealth-management firm allocating client money, running a $161.5M US long book across 51 positions.

The portfolio is extremely concentrated — the top 10 positions are almost the whole book. The book barely moves quarter to quarter — a patient, low-turnover holder. Current anchor positions: VANGUARD DIVIDEND APPREC ETF, SCHWAB US LARGE-CAP ETF, VANGUARD INT DIV APP INDX FD, FIDELITY SMALL-MID MULTIFACT, VANGUARD SHORT-TERM TREASURY.

Over the last 6 quarters its long book ran on average 1.1pp per quarter behind the S&P 500, beating the index in 2 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
-0.6%
Q1 2025
+6.2%
Q2 2025
+4.6%
Q3 2025
+2.4%
Q4 2025
-0.7%
Q1 2026
+9.2%

Sector allocation

Technology
43%
Financials
29%
Industrials
15%
Consumer discretionary
6%
Energy
6%

Long book by quarter

$154.1M
Q4 2024
$147.6M
Q1 2025
$122.3M
Q2 2025
$116.0M
Q3 2025
$158.8M
Q4 2025
$161.5M
Q1 2026

What does GEN Financial own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.3K$1.1M0.7%+2.4%
MSFT MICROSOFT CORPTechnology1.6K$609K0.4%+8.9%
AAPL APPLE INCTechnology1.8K$446K0.3%+31.6%
HON HONEYWELL INTERNATIONAL INCIndustrials1.6K$352K0.2%+0.6%
AVGO BROADCOM INCTechnology1.1K$344K0.2%+71.2%
GOOGL ALPHABET INC-CL ATechnology904$260K0.2%New
PNR PENTAIR PLCIndustrials2.7K$238K0.1%-15.2%
AMZN AMAZON.COM INCConsumer discretionary1.1K$237K0.1%New
CVX CHEVRON CORPEnergy1.1K$236K0.1%-40.0%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 16, 202651$161.5M canonicalSEC ↗
Q4 202513F-HRJan 15, 202647$158.8M canonicalSEC ↗
Q3 202513F-HROct 15, 202544$116.0M canonicalSEC ↗
Q2 202513F-HRJul 18, 202544$122.3M canonicalSEC ↗
Q1 202513F-HRApr 16, 202551$147.6M canonicalSEC ↗
Q4 202413F-HRJan 24, 202556$154.1M canonicalSEC ↗