GUARDIAN WEALTH ADVISORS, LLC / NC

Wealth advisor Mechanical CIK 1901403
League rank
#1707
in Wealth advisor · #4639 overall
Long book
$1.57B
Q1 2026
Positions
602
Top-10 weight
46%
concentration
Last quarter
+10.6%
SPY +14.8%
Turnover
45%
of book per quarter

Strategy in plain words

auto-generated from filings

GUARDIAN WEALTH ADVISORS, LLC / NC is a wealth-management firm allocating client money, running a $1.57B US long book across 602 positions.

The portfolio is moderately concentrated (top 10 ≈ 46% of the book). The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: APTUS COLLARED INVEST OPP, APTUS DEFINED RISK ETF, SCHWAB US LARGE-CAP ETF, OPUS SMALL CAP VALUE ETF, VANGUARD S&P 500 ETF.

Over the last 9 quarters its long book ran on average 0.9pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.9%
Q2 2024
+5.5%
Q3 2024
+1.1%
Q4 2024
-2.2%
Q1 2025
+7.9%
Q2 2025
+6.3%
Q3 2025
+2.2%
Q4 2025
-2.2%
Q1 2026
+10.6%

Sector allocation

Technology
43%
Financials
16%
Industrials
11%
Consumer discretionary
11%
Healthcare
6%
Services media
5%
Energy
3%
Utilities
2%

Long book by quarter

$817.2M
Q1 2024
$855.1M
Q2 2024
$923.7M
Q3 2024
$1.25B
Q4 2024
$1.25B
Q1 2025
$1.42B
Q2 2025
$1.53B
Q3 2025
$1.59B
Q4 2025
$1.57B
Q1 2026

What does GUARDIAN WEALTH own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
NVDA NVIDIA CORPTechnology198.1K$34.6M2.2%-2.1%
AAPL APPLE INCTechnology107.7K$27.3M1.7%-4.0%
MSFT MICROSOFT CORPTechnology40.9K$15.2M1.0%-1.9%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials27.7K$13.3M0.8%+0.5%
GOOGL ALPHABET INC-CL ATechnology44.0K$12.7M0.8%+0.5%
TSLA TESLA INCIndustrials31.9K$11.8M0.8%-3.7%
AVGO BROADCOM INCTechnology36.8K$11.4M0.7%-4.8%
AMZN AMAZON.COM INCConsumer discretionary53.0K$11.0M0.7%-2.4%
JPM JPMORGAN CHASE & COFinancials28.6K$8.4M0.5%-3.0%
WMT WALMART INCConsumer discretionary57.2K$7.1M0.5%-4.3%
V VISA INC-CLASS A SHARESServices media21.4K$6.5M0.4%-1.4%
HD HOME DEPOT INCConsumer discretionary17.1K$5.6M0.4%-0.7%
GOOG ALPHABET INC-CL CTechnology15.9K$4.6M0.3%-6.9%
LLY ELI LILLY & COHealthcare4.5K$4.2M0.3%-10.0%
PWR QUANTA SERVICES INCIndustrials7.0K$3.8M0.2%-7.6%
TFC TRUIST FINANCIAL CORPFinancials74.9K$3.4M0.2%-1.8%
META META PLATFORMS INC-CLASS ATechnology5.1K$2.9M0.2%+2.1%
CAT CATERPILLAR INCIndustrials4.1K$2.9M0.2%-0.2%
FANG DIAMONDBACK ENERGY INCEnergy14.6K$2.9M0.2%-3.5%
PGR PROGRESSIVE CORPFinancials14.3K$2.8M0.2%+2.3%
XOM EXXON MOBIL CORPEnergy16.5K$2.8M0.2%-0.2%
ABBV ABBVIE INCHealthcare11.9K$2.6M0.2%-1.9%
VMI VALMONT INDUSTRIESIndustrials6.1K$2.4M0.2%Held
JNJ JOHNSON & JOHNSONHealthcare9.9K$2.4M0.2%-2.7%
BR BROADRIDGE FINANCIAL SOLUTIOServices media14.8K$2.4M0.2%+0.9%
FCNCA FIRST CITIZENS BCSHS -CL AFinancials1.2K$2.3M0.1%Held
PG PROCTER & GAMBLE CO/THEOther16.1K$2.3M0.1%-1.3%
CVX CHEVRON CORPEnergy11.2K$2.3M0.1%+36.1%
COST COSTCO WHOLESALE CORPConsumer discretionary2.3K$2.3M0.1%Held
GS GOLDMAN SACHS GROUP INCFinancials2.5K$2.1M0.1%-0.2%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 2026611$1.59B canonicalSEC ↗
Q4 202513F-HRFeb 17, 2026366$1.61B canonicalSEC ↗
Q3 202513F-HRNov 14, 2025357$1.54B canonicalSEC ↗
Q2 202513F-HRAug 14, 2025550$1.42B canonicalSEC ↗
Q1 202513F-HRMay 15, 2025528$1.25B canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025518$1.27B canonicalSEC ↗
Q3 202413F-HRNov 14, 2024453$942.3M canonicalSEC ↗
Q2 202413F-HRAug 14, 2024438$855.1M canonicalSEC ↗
Q1 202413F-HRMay 15, 2024452$817.2M canonicalSEC ↗