HOWARD BAILEY SECURITIES, LLC

Wealth advisor Mechanical CIK 2043986
League rank
#2435
in Wealth advisor · #5783 overall
Long book
$243.2M
Q1 2026
Positions
122
Top-10 weight
56%
concentration
Last quarter
+9.2%
SPY +14.8%
Turnover
31%
of book per quarter

Strategy in plain words

auto-generated from filings

HOWARD BAILEY SECURITIES, LLC is a wealth-management firm allocating client money, running a $243.2M US long book across 122 positions.

The portfolio is concentrated: the top 10 names carry 56% of the portfolio. The portfolio is actively managed, with meaningful quarterly turnover. Current anchor positions: STERLING CAPITAL ENH CB ETF, ISHARES RUSSELL TOP 200 GROW, ISHARES RUSSELL TOP 200 VALU, AVANTIS ALL INTL MKTS EQ ETF, ISHARES MSCI EAFE VALUE ETF.

Over the last 7 quarters its long book ran on average 1.4pp per quarter behind the S&P 500, beating the index in 2 of 7 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q3 2024
-0.6%
Q4 2024
-1.4%
Q1 2025
+7.3%
Q2 2025
+5.8%
Q3 2025
+2.4%
Q4 2025
-2.0%
Q1 2026
+9.2%

Sector allocation

Technology
45%
Industrials
18%
Consumer discretionary
11%
Financials
8%
Services media
7%
Healthcare
6%
Energy
2%
Consumer staples
1%

Long book by quarter

$263.9M
Q3 2024
$269.3M
Q4 2024
$300.1M
Q1 2025
$324.4M
Q2 2025
$351.3M
Q3 2025
$253.8M
Q4 2025
$243.2M
Q1 2026

What does HOWARD BAILEY own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
MSFT MICROSOFT CORPTechnology6.3K$2.3M1.0%-8.7%
AAPL APPLE INCTechnology8.0K$2.0M0.8%-4.1%
AMZN AMAZON.COM INCConsumer discretionary9.2K$1.9M0.8%+61.3%
NVDA NVIDIA CORPTechnology9.1K$1.6M0.7%+11.2%
V VISA INC-CLASS A SHARESServices media3.0K$917K0.4%-3.2%
STLD STEEL DYNAMICS INCIndustrials4.4K$795K0.3%-5.3%
GOOG ALPHABET INC-CL CTechnology2.7K$764K0.3%-17.3%
WFC WELLS FARGO & COFinancials8.3K$663K0.3%-1.9%
AVGO BROADCOM INCTechnology2.1K$646K0.3%+30.3%
PH PARKER HANNIFIN CORPIndustrials677$606K0.2%-0.3%
CSX CSX CORPIndustrials14.2K$581K0.2%0.0%
TSLA TESLA INCIndustrials1.4K$528K0.2%-3.7%
META META PLATFORMS INC-CLASS ATechnology842$482K0.2%+7.0%
GOOGL ALPHABET INC-CL ATechnology1.6K$468K0.2%+2.1%
RTX RTX CORPIndustrials2.3K$439K0.2%-2.9%
LLY ELI LILLY & COHealthcare460$423K0.2%-1.3%
JPM JPMORGAN CHASE & COFinancials1.4K$399K0.2%+28.3%
XOM EXXON MOBIL CORPEnergy2.3K$384K0.2%-7.1%
SPGI S&P GLOBAL INCServices media867$369K0.2%-29.7%
SCHW SCHWAB (CHARLES) CORPFinancials3.9K$367K0.2%-4.3%
MRVL MARVELL TECHNOLOGY INCTechnology3.5K$345K0.1%-7.1%
JNJ JOHNSON & JOHNSONHealthcare1.4K$336K0.1%+23.1%
SNPS SYNOPSYS INCTechnology844$335K0.1%-13.5%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials671$322K0.1%-0.3%
ABBV ABBVIE INCHealthcare1.4K$313K0.1%-19.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 23, 2026122$243.2M canonicalSEC ↗
Q4 202513F-HRFeb 11, 2026141$253.8M canonicalSEC ↗
Q3 202513F-HR/ARESTATEMENTFeb 27, 2026144$351.3M canonicalSEC ↗
Q3 202513F-HRNov 4, 2025134$266.2M SEC ↗
Q2 202513F-HR/ARESTATEMENTFeb 27, 2026150$324.4M canonicalSEC ↗
Q2 202513F-HRAug 7, 2025145$260.9M SEC ↗
Q1 202513F-HR/ARESTATEMENTFeb 27, 2026154$300.1M canonicalSEC ↗
Q1 202513F-HRApr 17, 2025149$247.8M SEC ↗
Q4 202413F-HRJan 29, 2025165$269.3M canonicalSEC ↗
Q3 202413F-HRNov 8, 2024164$263.9M canonicalSEC ↗