Investments & Financial Planning, LLC
Long book
$183.7M
Q1 2026
Positions
36
Top-10 weight
90%
concentration
Last quarter
+13.4%
SPY +14.8%
Turnover
18%
of book per quarter
Strategy in plain words
auto-generated from filingsInvestments & Financial Planning, LLC is a wealth-management firm allocating client money, running a $183.7M US long book across 36 positions.
The portfolio is extremely concentrated — the top 10 positions are almost the whole book. Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD SMALL-CAP ETF, SS SPDR P S&P 500 GROWTH ETF, ISHARES CORE S&P MIDCAP ETF, VANGUARD MID-CAP ETF, VANGUARD S/T CORP BOND ETF.
Over the last 9 quarters its long book ran on average 0.5pp per quarter behind the S&P 500, beating the index in 4 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+1.3%
Q2 2024
+6.6%
Q3 2024
+2.7%
Q4 2024
-5.9%
Q1 2025
+10.8%
Q2 2025
+7.6%
Q3 2025
+1.7%
Q4 2025
-2.4%
Q1 2026
+13.4%
Sector allocation
Technology 59%
Industrials 26%
Financials 10%
Consumer discretionary 5%
Long book by quarter
What does Investments & own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| NVDA NVIDIA CORP | Technology | 24.8K | $4.3M | 2.4% | +2.2% |
| TSLA TESLA INC | Industrials | 5.6K | $2.1M | 1.1% | +0.4% |
| MSFT MICROSOFT CORP | Technology | 1.8K | $670K | 0.4% | +185.9% |
| SYBT STOCK YARDS BANCORP INC | Financials | 10.0K | $662K | 0.4% | New |
| AAPL APPLE INC | Technology | 2.4K | $602K | 0.3% | -20.2% |
| AMZN AMAZON.COM INC | Consumer discretionary | 2.1K | $432K | 0.2% | +11.5% |
| SCHW SCHWAB (CHARLES) CORP | Financials | 2.5K | $236K | 0.1% | +0.4% |
| BA BOEING CO/THE | Industrials | 1.1K | $210K | 0.1% | -11.3% |
| ASML ASML HOLDING NV-NY REG SHS | Industrials | 156 | $205K | 0.1% | New |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 11, 2026 | 36 | $183.7M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Feb 23, 2026 | 37 | $186.3M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 13, 2025 | 37 | $185.1M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 12, 2025 | 37 | $173.6M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | Apr 30, 2025 | 34 | $154.0M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Jan 28, 2025 | 33 | $162.2M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 15, 2024 | 33 | $157.9M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Jul 18, 2024 | 33 | $148.9M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 3, 2024 | 33 | $145.9M | canonical | SEC ↗ |