JIM SAULNIER & ASSOCIATES, LLC

Wealth advisor Mechanical CIK 2044420
League rank
#2968
in Wealth advisor · #6633 overall
Long book
$205.5M
Q1 2026
Positions
139
Top-10 weight
43%
concentration
Last quarter
+7.3%
SPY +14.8%
Turnover
14%
of book per quarter

Strategy in plain words

auto-generated from filings

JIM SAULNIER & ASSOCIATES, LLC is a wealth-management firm allocating client money, running a $205.5M US long book across 139 positions.

The portfolio is moderately concentrated (top 10 ≈ 43% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE 60/40 BALANCED, ISHARES CORE 80/20 AGGRESSIV, VANGUARD 0-3M T-BILL ETF, VANGUARD FTSE DEVELOPED ETF, VANGUARD TOTAL STOCK MKT ETF.

Over the last 7 quarters its long book ran on average 1.7pp per quarter behind the S&P 500, beating the index in 2 of 7 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q3 2024
-0.3%
Q4 2024
-0.3%
Q1 2025
+6.2%
Q2 2025
+4.4%
Q3 2025
+2.0%
Q4 2025
-0.8%
Q1 2026
+7.3%

Sector allocation

Technology
51%
Consumer discretionary
15%
Healthcare
11%
Financials
10%
Services media
5%
Utilities
4%
Other
4%

Long book by quarter

$102.3M
Q3 2024
$115.8M
Q4 2024
$128.5M
Q1 2025
$146.6M
Q2 2025
$179.4M
Q3 2025
$192.9M
Q4 2025
$205.5M
Q1 2026

What does JIM SAULNIER own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology6.0K$1.5M0.7%+5.5%
AMZN AMAZON.COM INCConsumer discretionary3.8K$797K0.4%+56.8%
MSFT MICROSOFT CORPTechnology1.9K$695K0.3%+2.1%
NVDA NVIDIA CORPTechnology3.3K$578K0.3%+24.4%
BMY BRISTOL-MYERS SQUIBB COHealthcare6.1K$369K0.2%Held

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRApr 22, 2026139$205.5M canonicalSEC ↗
Q4 202513F-HRJan 29, 2026139$192.9M canonicalSEC ↗
Q3 202513F-HRNov 3, 2025135$179.4M canonicalSEC ↗
Q2 202513F-HRAug 4, 2025113$146.6M canonicalSEC ↗
Q1 202513F-HRApr 21, 2025101$128.5M canonicalSEC ↗
Q4 202413F-HRJan 22, 202593$115.8M canonicalSEC ↗
Q3 202413F-HRNov 12, 202483$102.3M canonicalSEC ↗