Joseph P. Lucia & Associates, LLC
Long book
$279.7M
Q1 2026
Positions
169
Top-10 weight
31%
concentration
Last quarter
+13.7%
SPY +14.8%
Turnover
11%
of book per quarter
Strategy in plain words
auto-generated from filingsJoseph P. Lucia & Associates, LLC is a wealth-management firm allocating client money, running a $279.7M US long book across 169 positions.
The portfolio is moderately concentrated (top 10 ≈ 31% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: VANECK SEMICONDUCTOR ETF, APPLE INC, NVIDIA CORP, SCHWAB US BROAD MARKET ETF, PROSHARES S&P 500 DIVIDEND A.
Over the last 9 quarters its long book ran on average 0.6pp per quarter behind the S&P 500, beating the index in 2 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+2.6%
Q2 2024
+5.5%
Q3 2024
+1.8%
Q4 2024
-3.6%
Q1 2025
+8.7%
Q2 2025
+6.7%
Q3 2025
+1.6%
Q4 2025
-1.8%
Q1 2026
+13.7%
Sector allocation
Technology 62%
Consumer discretionary 16%
Services media 5%
Utilities 4%
Financials 3%
Other 2%
Industrials 2%
Communications 2%
Long book by quarter
What does Joseph P. own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 46.3K | $11.8M | 4.2% | -2.6% |
| NVDA NVIDIA CORP | Technology | 55.6K | $9.7M | 3.5% | +1.5% |
| AMZN AMAZON.COM INC | Consumer discretionary | 36.2K | $7.5M | 2.7% | +2.3% |
| META META PLATFORMS INC-CLASS A | Technology | 4.6K | $2.6M | 0.9% | -0.9% |
| GOOGL ALPHABET INC-CL A | Technology | 7.2K | $2.1M | 0.7% | +2.5% |
| UBER UBER TECHNOLOGIES INC | Services media | 19.1K | $1.4M | 0.5% | +0.2% |
| ET ENERGY TRANSFER LP | Utilities | 66.7K | $1.3M | 0.5% | -9.9% |
| MSFT MICROSOFT CORP | Technology | 2.8K | $1.0M | 0.4% | -4.3% |
| BXSL BLACKSTONE SECURED LENDING F | — | 41.7K | $1.0M | 0.4% | -0.3% |
| IBM INTL BUSINESS MACHINES CORP | Technology | 4.0K | $965K | 0.3% | -0.5% |
| VZ VERIZON COMMUNICATIONS INC | Communications | 19.1K | $959K | 0.3% | -6.8% |
| GOOG ALPHABET INC-CL C | Technology | 3.2K | $915K | 0.3% | 0.0% |
| XOM EXXON MOBIL CORP | Energy | 5.3K | $896K | 0.3% | +53.9% |
| ED CONSOLIDATED EDISON INC | Utilities | 7.8K | $880K | 0.3% | +0.1% |
| AVGO BROADCOM INC | Technology | 2.0K | $608K | 0.2% | +11.1% |
| NFLX NETFLIX INC | Services media | 6.0K | $578K | 0.2% | +15.2% |
| TSLA TESLA INC | Industrials | 1.5K | $559K | 0.2% | +13.8% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 15, 2026 | 169 | $279.7M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 28, 2026 | 166 | $277.3M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Oct 20, 2025 | 161 | $265.1M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 4, 2025 | 151 | $244.4M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | May 14, 2025 | 140 | $218.8M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Jan 22, 2025 | 146 | $225.0M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Oct 23, 2024 | 136 | $217.1M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Jul 24, 2024 | 123 | $195.2M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 3, 2024 | 122 | $186.7M | canonical | SEC ↗ |