Kaizen Financial Strategies
Long book
$236.2M
Q1 2026
Positions
170
Top-10 weight
48%
concentration
Last quarter
+17.2%
SPY +14.8%
Turnover
20%
of book per quarter
Strategy in plain words
auto-generated from filingsKaizen Financial Strategies is a wealth-management firm allocating client money, running a $236.2M US long book across 170 positions.
The portfolio is moderately concentrated (top 10 ≈ 48% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: SS SPDR S&P 500 ETF TRUST-US, SCHWAB US LARGE-CAP GROWTH, APPLE INC, CAP GROUP DIVIDEND VALUE, NVIDIA CORP.
Over the last 9 quarters its long book ran on average 0.9pp per quarter ahead of the S&P 500, beating the index in 8 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.
Implied long-book return vs S&P 500
methodology: positions priced quarterly, no shorts/options Fund long book S&P 500
Q1 2024
+5.7%
Q2 2024
+6.7%
Q3 2024
+3.9%
Q4 2024
-6.2%
Q1 2025
+11.1%
Q2 2025
+10.4%
Q3 2025
+3.7%
Q4 2025
-3.7%
Q1 2026
+17.2%
Sector allocation
Technology 58%
Industrials 13%
Financials 8%
Consumer discretionary 7%
Healthcare 5%
Materials 3%
Utilities 3%
Services media 2%
Long book by quarter
What does Kaizen Financial own?
Q1 2026 13F| Company | Sector | Shares | Value | % of book | Change |
|---|---|---|---|---|---|
| AAPL APPLE INC | Technology | 57.6K | $15.2M | 6.4% | -2.8% |
| NVDA NVIDIA CORP | Technology | 52.0K | $10.3M | 4.4% | -3.7% |
| GOOG ALPHABET INC-CL C | Technology | 23.4K | $7.8M | 3.3% | -1.3% |
| AMZN AMAZON.COM INC | Consumer discretionary | 20.1K | $5.0M | 2.1% | -9.4% |
| GOOGL ALPHABET INC-CL A | Technology | 11.5K | $3.8M | 1.6% | +0.4% |
| BX BLACKSTONE INC | Financials | 24.7K | $3.2M | 1.3% | -9.0% |
| MSFT MICROSOFT CORP | Technology | 7.0K | $2.9M | 1.2% | -7.0% |
| TSLA TESLA INC | Industrials | 6.1K | $2.4M | 1.0% | -8.1% |
| META META PLATFORMS INC-CLASS A | Technology | 2.4K | $1.6M | 0.7% | +13.6% |
| AGX ARGAN INC | Industrials | 2.6K | $1.6M | 0.7% | -24.6% |
| AMD ADVANCED MICRO DEVICES | Technology | 5.5K | $1.5M | 0.6% | -1.9% |
| LLY ELI LILLY & CO | Healthcare | 1.6K | $1.4M | 0.6% | -12.5% |
| SNDK SANDISK CORP | Technology | 1.2K | $1.1M | 0.5% | -4.6% |
| KTOS KRATOS DEFENSE & SECURITY | Industrials | 14.4K | $1.1M | 0.5% | -4.6% |
| GEV GE VERNOVA INC | Industrials | 1.0K | $984K | 0.4% | +55.2% |
| CAT CATERPILLAR INC | Industrials | 1.2K | $963K | 0.4% | +3.5% |
| AMAT APPLIED MATERIALS INC | Technology | 2.2K | $871K | 0.4% | -0.4% |
| LRCX LAM RESEARCH CORP | Industrials | 3.3K | $862K | 0.4% | -28.1% |
| ABBV ABBVIE INC | Healthcare | 4.1K | $847K | 0.4% | -2.1% |
| COST COSTCO WHOLESALE CORP | Consumer discretionary | 833 | $823K | 0.3% | -18.9% |
| PLTR PALANTIR TECHNOLOGIES INC-A | Technology | 5.8K | $822K | 0.3% | +5.7% |
| WDC WESTERN DIGITAL CORP | Technology | 2.2K | $808K | 0.3% | -13.3% |
| KGC KINROSS GOLD CORP | Materials | 22.3K | $755K | 0.3% | Held |
| GE GENERAL ELECTRIC | Industrials | 2.5K | $755K | 0.3% | +0.7% |
| JPM JPMORGAN CHASE & CO | Financials | 2.4K | $733K | 0.3% | +0.3% |
| UEC URANIUM ENERGY CORP | Materials | 48.0K | $728K | 0.3% | +1.1% |
| V VISA INC-CLASS A SHARES | Services media | 2.3K | $717K | 0.3% | -15.8% |
| CRM SALESFORCE INC | Technology | 3.9K | $714K | 0.3% | -9.5% |
| RGLD ROYAL GOLD INC | Financials | 2.5K | $668K | 0.3% | -0.8% |
| USLM UNITED STATES LIME & MINERAL | Materials | 5.0K | $662K | 0.3% | -0.5% |
| NFLX NETFLIX INC | Services media | 5.8K | $630K | 0.3% | +7.2% |
| NEE NEXTERA ENERGY INC | Utilities | 6.9K | $630K | 0.3% | -14.9% |
| AVGO BROADCOM INC | Technology | 1.4K | $552K | 0.2% | +31.5% |
| ETR ENTERGY CORP | Utilities | 4.8K | $552K | 0.2% | Held |
| CAH CARDINAL HEALTH INC | Consumer discretionary | 2.5K | $525K | 0.2% | +0.1% |
| WES WESTERN MIDSTREAM PARTNERS L | Utilities | 12.6K | $514K | 0.2% | +7.3% |
| OKLO OKLO INC | Utilities | 7.9K | $507K | 0.2% | -4.2% |
| AMGN AMGEN INC | Healthcare | 1.4K | $483K | 0.2% | +1.1% |
| AXP AMERICAN EXPRESS CO | Financials | 1.3K | $438K | 0.2% | -19.1% |
| VCTR VICTORY CAPITAL HOLDING - A | Financials | 6.1K | $437K | 0.2% | Held |
| MS MORGAN STANLEY | Financials | 2.3K | $429K | 0.2% | +0.7% |
13F filing history
| Period | Form | Filed | Entries | Reported value | Flags | Source |
|---|---|---|---|---|---|---|
| Q1 2026 | 13F-HR | May 1, 2026 | 174 | $236.5M | canonical | SEC ↗ |
| Q4 2025 | 13F-HR | Jan 21, 2026 | 165 | $226.7M | canonical | SEC ↗ |
| Q3 2025 | 13F-HR | Nov 12, 2025 | 151 | $221.2M | canonical | SEC ↗ |
| Q2 2025 | 13F-HR | Aug 8, 2025 | 150 | $196.8M | canonical | SEC ↗ |
| Q1 2025 | 13F-HR | Apr 9, 2025 | 139 | $173.4M | canonical | SEC ↗ |
| Q4 2024 | 13F-HR | Feb 14, 2025 | 133 | $176.6M | canonical | SEC ↗ |
| Q3 2024 | 13F-HR | Nov 4, 2024 | 137 | $172.4M | canonical | SEC ↗ |
| Q2 2024 | 13F-HR | Aug 5, 2024 | 133 | $160.4M | canonical | SEC ↗ |
| Q1 2024 | 13F-HR | May 3, 2024 | 130 | $147.4M | canonical | SEC ↗ |