MAI Capital Management

Wealth advisor Mechanical CIK 1040197
League rank
#1022
in Wealth advisor · #3519 overall
Long book
$17.61B
Q1 2026
Positions
4809
Top-10 weight
25%
concentration
Last quarter
+11.8%
SPY +14.8%
Turnover
19%
of book per quarter

Strategy in plain words

auto-generated from filings

MAI Capital Management is a wealth-management firm allocating client money, running a $17.61B US long book across 4809 positions.

The portfolio is moderately concentrated (top 10 ≈ 25% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: ISHARES CORE S&P 500 ETF, APPLE INC, SS SPDR S&P 500 ETF TRUST-US, MICROSOFT CORP, ISHARES CORE S&P MIDCAP ETF.

Over the last 9 quarters its long book ran on average 0.5pp per quarter behind the S&P 500, beating the index in 3 of 9 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q1 2024
+2.7%
Q2 2024
+6.6%
Q3 2024
+1.4%
Q4 2024
-2.6%
Q1 2025
+8.3%
Q2 2025
+7.1%
Q3 2025
+2.2%
Q4 2025
-2.1%
Q1 2026
+11.8%

Sector allocation

Technology
37%
Financials
13%
Consumer discretionary
12%
Industrials
10%
Healthcare
9%
Services media
5%
Other
4%
Energy
3%

Long book by quarter

$9.59B
Q1 2024
$10.15B
Q2 2024
$10.45B
Q3 2024
$13.42B
Q4 2024
$13.20B
Q1 2025
$14.40B
Q2 2025
$15.98B
Q3 2025
$17.29B
Q4 2025
$17.61B
Q1 2026

What does MAI Capital own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology2.5M$624.7M3.5%+13.6%
MSFT MICROSOFT CORPTechnology1.1M$404.4M2.3%+8.8%
NVDA NVIDIA CORPTechnology1.7M$292.0M1.7%+10.2%
AMZN AMAZON.COM INCConsumer discretionary1.2M$251.9M1.4%+7.7%
GOOGL ALPHABET INC-CL ATechnology820.9K$236.1M1.3%-1.5%
AVGO BROADCOM INCTechnology606.5K$187.7M1.1%+0.1%
GOOG ALPHABET INC-CL CTechnology644.1K$184.8M1.0%+1.6%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials371.8K$178.2M1.0%+41.2%
JPM JPMORGAN CHASE & COFinancials471.2K$138.6M0.8%+1.6%
JNJ JOHNSON & JOHNSONHealthcare549.0K$134.2M0.8%-12.2%
ABBV ABBVIE INCHealthcare577.8K$125.7M0.7%+0.3%
V VISA INC-CLASS A SHARESServices media376.5K$113.8M0.6%-0.5%
META META PLATFORMS INC-CLASS ATechnology188.3K$107.7M0.6%+0.4%
COST COSTCO WHOLESALE CORPConsumer discretionary106.6K$106.2M0.6%+0.7%
RTX RTX CORPIndustrials544.3K$105.0M0.6%-1.7%
XOM EXXON MOBIL CORPEnergy559.8K$95.0M0.5%+0.6%
LLY ELI LILLY & COHealthcare96.1K$88.4M0.5%+5.2%
SHW SHERWIN-WILLIAMS CO/THEConsumer discretionary265.9K$85.2M0.5%+3.1%
PG PROCTER & GAMBLE CO/THEOther584.5K$84.4M0.5%-2.4%
CSCO CISCO SYSTEMS INCTechnology1.0M$80.1M0.5%-0.8%
WMT WALMART INCConsumer discretionary626.0K$77.8M0.4%+0.5%
HD HOME DEPOT INCConsumer discretionary224.6K$73.9M0.4%-5.7%
CVX CHEVRON CORPEnergy289.9K$60.0M0.3%+1.7%
NFLX NETFLIX INCServices media553.3K$53.2M0.3%+12.2%
BAC BANK OF AMERICA CORPFinancials1.1M$52.8M0.3%+0.1%
MA MASTERCARD INC - AServices media105.6K$52.8M0.3%+2.9%
PEP PEPSICO INCConsumer staples339.6K$52.7M0.3%-0.8%
MCD MCDONALD'S CORPConsumer discretionary164.8K$51.2M0.3%-1.6%
VZ VERIZON COMMUNICATIONS INCCommunications1.0M$50.7M0.3%-0.9%
CB CHUBB LTDFinancials154.1K$50.2M0.3%+1.3%
ETN EATON CORP PLCIndustrials130.2K$46.6M0.3%-0.1%
KO COCA-COLA CO/THEConsumer staples592.2K$45.0M0.3%+6.5%
TSLA TESLA INCIndustrials119.6K$44.5M0.3%+4.8%
ORCL ORACLE CORPTechnology293.8K$43.2M0.2%-18.9%
ABT ABBOTT LABORATORIESHealthcare417.8K$42.9M0.2%-14.1%
QCOM QUALCOMM INCTechnology321.5K$41.4M0.2%-11.0%
BKNG BOOKING HOLDINGS INCIndustrials9.8K$41.2M0.2%-20.1%
CAT CATERPILLAR INCIndustrials57.8K$41.0M0.2%+2.0%
MRK MERCK & CO. INC.Healthcare335.0K$40.3M0.2%+3.6%
HON HONEYWELL INTERNATIONAL INCIndustrials176.4K$39.9M0.2%-2.7%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 15, 20265019$17.72B canonicalSEC ↗
Q4 202513F-HRFeb 13, 20264360$17.39B canonicalSEC ↗
Q3 202513F-HRNov 10, 20253808$16.06B canonicalSEC ↗
Q2 202513F-HRAug 12, 20253960$14.47B canonicalSEC ↗
Q1 202513F-HRMay 15, 20253441$13.27B canonicalSEC ↗
Q4 202413F-HRFeb 14, 20253496$13.50B canonicalSEC ↗
Q3 202413F-HRNov 7, 20241188$10.50B canonicalSEC ↗
Q2 202413F-HRAug 12, 20241337$10.21B canonicalSEC ↗
Q1 202413F-HRMay 8, 20241303$9.65B canonicalSEC ↗