Marshall & Sterling Wealth Advisors Inc.

Wealth advisor Mechanical CIK 2056315
League rank
#1910
in Wealth advisor · #4963 overall
Long book
$152.8M
Q1 2026
Positions
344
Top-10 weight
43%
concentration
Last quarter
+10.2%
SPY +14.8%
Turnover
13%
of book per quarter

Strategy in plain words

auto-generated from filings

Marshall & Sterling Wealth Advisors Inc. is a wealth-management firm allocating client money, running a $152.8M US long book across 344 positions.

The portfolio is moderately concentrated (top 10 ≈ 43% of the book). Turnover is modest: positions are typically held for years. Current anchor positions: VANGUARD INT-TERM CORPORATE, WISDOMTREE U.S. QUALITY DIVI, NEOS S&P 500 HIGH INCOME ETF, VANECK MORNINGSTAR WIDE MOAT, FIDELITY HIGH DIVIDEND ETF.

Over the last 6 quarters its long book ran on average 1.1pp per quarter behind the S&P 500, beating the index in 2 of 6 quarters. Its holdings are mechanical (indexing / client flows), so position changes carry no stock-picking signal.

Implied long-book return vs S&P 500

methodology: positions priced quarterly, no shorts/options
Fund long book S&P 500
Q4 2024
-2.7%
Q1 2025
+7.3%
Q2 2025
+6.0%
Q3 2025
+1.4%
Q4 2025
-1.1%
Q1 2026
+10.2%

Sector allocation

Technology
37%
Financials
17%
Industrials
13%
Consumer discretionary
11%
Healthcare
6%
Energy
5%
Other
4%
Materials
3%

Long book by quarter

$144.7M
Q4 2024
$147.1M
Q1 2025
$147.7M
Q2 2025
$156.0M
Q3 2025
$151.5M
Q4 2025
$152.8M
Q1 2026

What does Marshall & own?

Q1 2026 13F
CompanySectorSharesValue% of bookChange
AAPL APPLE INCTechnology7.1K$1.8M1.2%-5.8%
IBM INTL BUSINESS MACHINES CORPTechnology6.4K$1.6M1.0%-1.1%
BRK/B BERKSHIRE HATHAWAY INC-CL BFinancials2.7K$1.3M0.9%-2.8%
NSC NORFOLK SOUTHERN CORPIndustrials4.4K$1.3M0.8%Held
MSFT MICROSOFT CORPTechnology2.7K$992K0.6%+1.9%
PG PROCTER & GAMBLE CO/THEOther6.0K$871K0.6%-10.5%
AMGN AMGEN INCHealthcare1.9K$667K0.4%-15.9%
AMZN AMAZON.COM INCConsumer discretionary3.0K$629K0.4%-8.2%
NVDA NVIDIA CORPTechnology3.5K$605K0.4%Held
CBOE CBOE GLOBAL MARKETS INCFinancials2.1K$604K0.4%-11.2%
BCPC BALCHEM CORPMaterials3.4K$572K0.4%Held
LMT LOCKHEED MARTIN CORPIndustrials913$552K0.4%-26.5%
COST COSTCO WHOLESALE CORPConsumer discretionary552$550K0.4%-10.5%
ETN EATON CORP PLCIndustrials1.5K$534K0.3%-4.9%
WM WASTE MANAGEMENT INCUtilities2.2K$512K0.3%-11.8%
AVGO BROADCOM INCTechnology1.6K$498K0.3%-9.5%
HD HOME DEPOT INCConsumer discretionary1.5K$490K0.3%-4.3%
AXP AMERICAN EXPRESS COFinancials1.6K$472K0.3%-13.5%
GOOGL ALPHABET INC-CL ATechnology1.6K$467K0.3%-15.9%
CRWD CROWDSTRIKE HOLDINGS INC - ATechnology1.2K$453K0.3%-9.3%
LDOS LEIDOS HOLDINGS INCTechnology2.9K$451K0.3%-3.8%
ANET ARISTA NETWORKS INCTechnology3.6K$448K0.3%-7.3%
COP CONOCOPHILLIPSEnergy3.4K$443K0.3%Held
MCK MCKESSON CORPConsumer discretionary508$440K0.3%+41.1%
META META PLATFORMS INC-CLASS ATechnology747$427K0.3%+6.3%
ABBV ABBVIE INCHealthcare1.6K$354K0.2%-9.6%
XOM EXXON MOBIL CORPEnergy2.0K$332K0.2%-9.5%
PSX PHILLIPS 66Energy1.6K$299K0.2%Held
GOOG ALPHABET INC-CL CTechnology1.0K$292K0.2%-2.1%
JPM JPMORGAN CHASE & COFinancials988$290K0.2%+0.5%
BNY BANK OF NEW YORK MELLON CORPFinancials2.4K$281K0.2%-4.1%
SCHW SCHWAB (CHARLES) CORPFinancials3.0K$280K0.2%-10.3%
WMT WALMART INCConsumer discretionary1.8K$229K0.1%+25.3%
SYK STRYKER CORPHealthcare607$199K0.1%+1.2%
UPS UNITED PARCEL SERVICE-CL BIndustrials2.0K$194K0.1%+4195.7%
HON HONEYWELL INTERNATIONAL INCIndustrials807$182K0.1%+1654.3%
CBU COMMUNITY FINANCIAL SYSTEM IFinancials3.0K$176K0.1%-4.8%

13F filing history

PeriodFormFiledEntriesReported valueFlagsSource
Q1 202613F-HRMay 7, 2026344$152.8M canonicalSEC ↗
Q4 202513F-HRFeb 10, 2026338$151.5M canonicalSEC ↗
Q3 202513F-HRNov 10, 20257268$156.0M canonicalSEC ↗
Q2 202513F-HRAug 12, 20257185$147.7M canonicalSEC ↗
Q1 202513F-HRMay 15, 20257842$147.1M canonicalSEC ↗
Q4 202413F-HRFeb 14, 2025361$144.7M canonicalSEC ↗